THE RESOLUTION OF BOARD OF THE AGENCY OF THE REPUBLIC OF KAZAKHSTAN ON REGULATION AND DEVELOPMENT OF THE FINANCIAL MARKET

of October 2, 2026 No. 139

About introduction of amendments to some resolutions of Board of the Agency of the Republic of Kazakhstan on regulation and development of the financial market concerning regulation of activities of the financial organizations in the field of rendering the state services

Board of the Agency of the Republic of Kazakhstan on regulation and development of the DECIDES: financial market

1. Approve the enclosed List of resolutions of Board of the Agency of the Republic of Kazakhstan on regulation and development of the financial market to which changes concerning regulation of activities of the financial organizations in the field of rendering the state services are made (further - the List).

2. To provide to department of bank regulation in the procedure established by the legislation of the Republic of Kazakhstan:

1) together with Legal department state registration of this resolution in the Ministry of Justice of the Republic of Kazakhstan;

2) placement of this resolution on official Internet resource of the Agency of the Republic of Kazakhstan on regulation and development of the financial market after its official publication;

3) within ten working days after state registration of this resolution submission to Legal department of data on execution of the action provided by the subitem 2) of this Item.

3. To impose control of execution of this resolution on the supervising vice-chairman of the Agency of the Republic of Kazakhstan on regulation and development of the financial market.

4. This resolution becomes effective after ten calendar days after day of its first official publication, except for appendices 1 to the List which becomes effective since October 21, 2026.

Approved by the resolution of Board of the Agency of the Republic of Kazakhstan on regulation and development of the financial market of October 2, 2026, No. 139

The list of resolutions of Board of the Agency of the Republic of Kazakhstan on regulation and development of the financial market concerning regulation of activities of the financial organizations in the field of rendering the state services to which changes are made

1. Bring in the resolution of Board of the Agency of the Republic of Kazakhstan on regulation and development of the financial market of March 30, 2020 No. 32 "About approval of Rules of issue of permission to the right of implementation of activities of credit bureau and the act of compliance of credit bureau to requirements imposed to credit bureau on protection and ensuring safety of the database of credit stories, the used information systems and rooms" (it is registered in the Register of state registration of regulatory legal acts at No. 20239) the following changes:

state heading in the following edition:

"About approval of Conditions and rules of issue of permission to the right of implementation of activities of credit bureau and the act of compliance of credit bureau to requirements imposed to credit bureau on protection and ensuring safety of the database of credit stories, the used digital systems and rooms";

state preamble in the following edition:

"According to the subitem 4) article 5 of the Law of the Republic of Kazakhstan "About credit bureaus and forming of credit stories in the Republic of Kazakhstan" and the subitem 1) article 10 of the Law of the Republic of Kazakhstan "About the state and socially responsible services", Item 2 of article 12 of the Law of the Republic of Kazakhstan "About permissions and notifications" Board of the Agency of the Republic of Kazakhstan on regulation and development of the DECIDES: financial market";

state Item 1 in the following edition:

"1. Approve the enclosed Conditions and rules of issue of permission to the right of implementation of activities of credit bureau and the act of compliance of credit bureau to requirements imposed to credit bureau on protection and ensuring safety of the database of credit stories, the used digital systems and rooms.";

The rules of issue of permission to the right of implementation of activities of credit bureau and the act of compliance of credit bureau to requirements imposed to credit bureau on protection and ensuring safety of the database of credit stories, the used information systems and rooms, approved by the specified resolution to be reworded as follows according to appendix 1 to the List of resolutions of Board of the Agency of the Republic of Kazakhstan on regulation and development of the financial market concerning regulation of activities of the financial organizations in the field of rendering the state services to which changes are made (further - the List).

2. Bring in the resolution of Board of the Agency of the Republic of Kazakhstan on regulation and development of the financial market of November 22, 2022 No. 93 "About approval of Rules of issue of permission to voluntary reorganization of the microfinancial organization in the form of converting in bank, and also the list of the documents necessary for issue of permission of authorized body to voluntary reorganization of the microfinancial organization in the form of converting in bank, application forms for receipt of permission, permission of authorized body to converting of the microfinancial organization in bank and forms of data" (it is registered in the Register of state registration of regulatory legal acts at No. 30714) the following changes:

The rules of issue of permission to voluntary reorganization of the microfinancial organization in the form of converting in bank, and also the list of the documents necessary for issue of permission of authorized body to voluntary reorganization of the microfinancial organization in the form of converting in bank, application forms for receipt of permission, permission of authorized body to converting of the microfinancial organization in bank and forms of data approved by the specified resolution to state in edition according to appendix 2 to the List;

To state the list of the documents necessary for issue of permission of authorized body to voluntary reorganization of the microfinancial organization in the form of converting in the bank approved by the specified resolution in edition according to appendix 3 to the List;

The application form for receipt of permission to the voluntary reorganization of the microfinancial organization in the form of converting in bank approved by the specified resolution to state in edition according to appendix 4 to the List;

Form of permission to the voluntary reorganization of the microfinancial organization in the form of converting in bank approved by the specified resolution to state in edition according to appendix 5 to the List;

Form of information about the shareholder - the physical person holding shares of the microfinancial organization in the amount of less than 10 (ten) percent, approved by the specified resolution to state in edition according to appendix 6 to the List;

Form of information about the shareholder - the legal entity holding shares of the microfinancial organization in the amount of less than 10 (ten) percent, approved by the specified resolution to state in edition according to appendix 7 to the List.

3. Bring in the resolution of Board of the Agency of the Republic of Kazakhstan on regulation and development of the financial market of July 31, 2024 No. 47 "About approval of Conditions and Rules of issue of permission to the right of implementation of activities of the operator of electronic trading platform selling bank and microfinancial assets" (it is registered in the Register of state registration of regulatory legal acts at No. 34857) the following changes:

in Conditions and Rules of issue of permission to the right of implementation of activities of the operator of electronic trading platform selling the bank and microfinancial assets approved by the specified resolution:

5, of 6, of 7, of 8, of 9, of 10, 11 and 12 to state Items in the following edition:

"5. The employee of authorized body authorized on acceptance and registration of correspondence in day of receipt of the statement, documents performs their acceptance, registration and the direction on execution in the division responsible for issue of permission to the right of implementation of activities of the operator (further - responsible division). If the statement arrived in two hours prior to the termination of the working day of authorized body, then term begins with the next working day. In case of receipt of the statement after the termination of working hours, in days off and holidays according to the labor law of the Republic of Kazakhstan and the Law of the Republic of Kazakhstan "About holidays in the Republic of Kazakhstan" acceptance and registration of a statement is performed the next working afternoon.

6. The employee of responsible division within 3 (three) working days after receipt of documents checks completeness of the submitted documents.

In cases of detection of mistakes or inaccuracies in the statement and (or) documents submitted by the applicant, their discrepancies to requirements for form and content, representations by the applicant of incomplete document package according to the List of the main requirements to rendering the state service, the authorized body adopts the statement by means of the digital waiting list.

On the basis provided by part two of this Item the documents submitted by the applicant (including originals), are subject to return to the applicant without their acceptance on storage by authorized body, except as specified filing of application and (or) documents by means of the portal.

At the same time to the applicant reasonable time for elimination of the revealed shortcomings which does not join in aggregate term of rendering the state service, stipulated in Item 5 Lists of the main requirements to rendering the state service is established, and shall not exceed it.

In case of remedial action day of the initial address of the applicant is considered day of reception of an application and (or) documents for receipt of the state service.

The current of term of rendering the state service renews from the moment of elimination of the revealed shortcomings.

In case of not elimination of the revealed shortcomings at the scheduled time the authorized body refuses reception of an application and documents.

7. After factual determination of completeness of the documents submitted by the applicant or decision by authorized body about renewal of process of rendering the state service the responsible division within 15 (fifteen) working days considers documents regarding their compliance to the Law on state regulation and sends the documents submitted by the applicant to the commission of authorized body (further - the Commission) for receipt of the act of the applicant's compliance to requirements imposed to the operator of electronic trading platform for ensuring functioning of electronic trading platform selling bank and microfinancial assets (further - the act of compliance) in form according to appendix 3 to Rules.

8. The authorized body shall suspend process of rendering the state service in case of detection of mistakes or inaccuracies in the statement and (or) documents submitted by the applicant, their discrepancies to requirements for form and content, representations of incomplete document package according to the List of the main requirements to rendering the state service.

Suspension of term of rendering the state service begins from the date of the direction to the applicant of the notification authorized body about suspension of process of rendering the state service by means of mail, fax connection, e-mail, electronic document management system and (or) by means of the portal. The current of term of rendering the state service renews from the date of decision by authorized body about renewal of process of rendering the state service.

9. In case of suspension of process of rendering the state service in the basis provided by part one of Item 8 of Rules the documents submitted by the applicant (including originals) are subject to return to the applicant without their acceptance on storage by authorized body, except as specified filing of application and (or) documents by means of the portal.

Repeated submission of documents is performed by the applicant after elimination of the revealed shortcomings of suspension term limits.

Process of rendering the state service stops in the case provided by part one of Item 8 of Rules - before elimination of the revealed shortcomings in the reasonable time established by the service provider.

The suspension term provided by part three of this Item shall not exceed aggregate term of rendering the state service, stipulated in Item 5 Lists of the main requirements to rendering the state service.

10. The authorized body according to the petition of the applicant or on the initiative has the right to suspend process of rendering the state service in cases of force majeure which is temporarily interfering further process of rendering service. Force majeure, the state service which is temporarily interfering further process of rendering, are understood as introduction of emergency state, threat or emergence of emergency situation of natural and technogenic nature.

11. The commission within 40 (forty) working days performs check of the applicant, preparation and signing of the act of compliance.

The statement of compliance is drawn up by the Commission and goes for signing to the representative of the checked applicant. If the member of the commission does not agree with the made decision and does not sign the act of compliance, then it provides to the Commission in writing information on the reasons of the refusal which is applied to the act of compliance.

The act of compliance is considered constituted in the presence of two thirds of signatures of members of the commission.

In case of non receipt of the signed act of compliance from the applicant within 5 (five) working days, about the fact of non receipt of the act the corresponding mark becomes and the decision according to Item 12 of Rules is made.

12. By results of consideration by the Commission of the documents submitted by the applicant, the responsible division within 10 (ten) working days after submission by the Commission of the act of compliance prepares the project of permission to the right of implementation of activities of the operator or refusal in issue of permission to the right of implementation of activities of the operator and sends for consideration to the authorized person of authorized body. The authorized person of authorized body signs the project of permission to the right of implementation of activities of the operator or refusal in issue of permission to the right of implementation of activities of the operator.

In case of refusal in rendering the state service hearing with the applicant is not carried out.";

state appendix 1 in edition according to appendix 8 to the List;

state appendix 4 in edition according to appendix 9 to the List.

4. Bring in the resolution of Board of the Agency of the Republic of Kazakhstan on regulation and development of the financial market of March 31, 2026 No. 29 "About approval of Rules of licensing to the organizations performing separate types of banking activities, Qualification requirements for carrying out banking activities by the organizations performing separate types of banking activities, and also the list of the documents confirming compliance to the specified qualification requirements" (it is registered in the Register of state registration of regulatory legal acts at No. 38308) the following changes:

in Rules of licensing to the organizations performing separate types of the banking activities approved by the specified resolution:

state Items 7 and 8 in the following edition:

"7. The worker of the service provider, the representative on acceptance and registration of correspondence, in day of receipt of the statement for licensing for implementation of separate types of banking activities performs its acceptance, registration and the direction on execution in the division responsible for rendering the state service (further - responsible division). If the statement arrived in two hours prior to the termination of the working day of the service provider, then term begins with the next working day. In case of receipt of the statement of uslugopoluchatel after the termination of working hours, in days off and holidays according to the labor law of the Republic of Kazakhstan and the Law of the Republic of Kazakhstan "About holidays in the Republic of Kazakhstan" (further - the Law on holidays), reception of applications is performed the next working afternoon.

The employee of responsible division within 2 (two) working days following behind day of registration of a statement about licensing for implementation of separate types of banking activities checks completeness of the submitted documents.

In cases of detection of mistakes or inaccuracies in the statement and (or) documents submitted by uslugopoluchatel, their discrepancies to requirements for form and content, representations by uslugopoluchatel of incomplete document package according to the List of the main requirements to rendering the state service, the service provider adopts the statement by means of the digital waiting list.

On the basis provided by part three of this Item the documents submitted by uslugopoluchatel (including originals) are subject to return to uslugopoluchatel without their acceptance on storage by the service provider, except as specified filing of application and (or) documents by means of the portal.

At the same time to uslugopoluchatel reasonable time for elimination of the revealed shortcomings which does not join in aggregate term of rendering the state service, stipulated in Item 5 Lists of the main requirements to rendering the state service is established, and shall not exceed it.

In case of remedial action day of the initial address of uslugopoluchatel is considered day of reception of an application and (or) documents for receipt of the state service.

The current of term of rendering the state service renews from the moment of elimination of the revealed shortcomings.

In case of not elimination of the revealed shortcomings at the scheduled time the service provider refuses reception of an application and documents.

8. In case of factual determination of completeness and (or) lack of expiration of the submitted documents the employee of responsible division during the term of rendering the state service considers them regarding compliance to the requirements established by the legislation of the Republic of Kazakhstan.

In case of detection of mistakes or inaccuracies in the statement and (or) documents submitted by uslugopoluchatel, their discrepancies to requirements for form and content, representations of incomplete document package according to the List of the main requirements to rendering the state service, the service provider shall suspend process of rendering the state service.

Suspension of term of rendering the state service begins from the date of the direction to uslugopoluchatel of the notification the service provider about suspension of process of rendering the state service by means of mail, fax connection, e-mail, electronic document management system and (or) by means of the portal. The current of term of rendering the state service renews from the date of decision by the service provider about renewal of process of rendering the state service.

In case of suspension of process of rendering the state service in the basis specified in part two of this Item documents submitted by uslugopoluchatel (including originals) are subject to return to uslugopoluchatel without their acceptance on storage by the service provider, except as specified filing of application and (or) documents by means of the portal.

Repeated submission of documents is performed the uslugopoluchately ambassador of elimination of the revealed shortcomings of suspension term limits.

Process of rendering the state service stops in the case provided by part two of this Item before elimination of the revealed shortcomings in the reasonable time established by the service provider.

The suspension term provided by part six of this Item shall not exceed aggregate term of rendering the state service, stipulated in Item 5 Lists of the main requirements to rendering the state service.

The service provider according to the petition of uslugopoluchatel or on the initiative has the right to suspend process of rendering the state service in cases of force majeure which is temporarily interfering further process of rendering service. Force majeure, the state service which is temporarily interfering further process of rendering, are understood as introduction of emergency state, threat or emergence of emergency situation of natural and technogenic nature.

In case of refusal in rendering the state service hearing with uslugopoluchatel is not carried out.

By results of consideration of the documents submitted by uslugopoluchatel, the responsible division prepares and sends for consideration to the authorized person the draft of the warrant of surrender of the license for implementation of separate types of banking activities or the project of motivated refusal in licensing. The authorized person of the service provider signs the warrant of surrender of the license for implementation of separate types of banking activities or motivated refusal in licensing for implementation of separate types of banking activities on the bases, stipulated in Item 11 Lists of the main requirements to rendering the state service.

The employee of responsible division within 3 (three) working days following behind day of acceptance by the authorized person of the service provider of the relevant decision (within the term of rendering the state service), through office of the service provider sends to uslugopoluchatel the notification on licensing for implementation of separate types of banking activities with appendix of the license for implementation of separate types of banking activities or motivated refusal in licensing for implementation of separate types of banking activities.

On the portal the notification on licensing for implementation of separate types of banking activities with appendix of the electronic copy of the license or the motivated refusal in licensing for implementation of separate types of banking activities goes to uslugopoluchatel to "personal account" in electronic form, certified by the digital signature (further - the EDS) the authorized person of the service provider.";

state Items 11 and 12 in the following edition:

"11. The worker of the service provider, the representative on acceptance and registration of correspondence, in day of receipt of the statement for renewal of the license for implementation of separate types of banking activities performs its acceptance, registration and the direction on execution in responsible division. If the statement arrived in two hours prior to the termination of the working day of the service provider, then term begins with the next working day. In case of receipt of the statement of uslugopoluchatel after the termination of working hours, in days off and holidays according to the labor law of the Republic of Kazakhstan and the Law on holidays, reception of applications is performed the next working afternoon.

The employee of responsible division within 2 (two) working days following behind day of registration of a statement about renewal of the license for implementation of separate types of banking activities checks completeness of the submitted documents.

In cases of detection of mistakes or inaccuracies in the statement and (or) documents submitted by uslugopoluchatel, their discrepancies to requirements for form and content, representations by uslugopoluchatel of incomplete document package according to the List of the main requirements to rendering the state service, the service provider adopts the statement by means of the digital waiting list.

On the basis provided by part three of this Item the documents submitted by uslugopoluchatel (including originals) are subject to return to uslugopoluchatel without their acceptance on storage by the service provider, except as specified filing of application and (or) documents by means of the portal.

At the same time to uslugopoluchatel reasonable time for elimination of the revealed shortcomings which does not join in aggregate term of rendering the state service, stipulated in Item 5 Lists of the main requirements to rendering the state service is established, and shall not exceed it.

In case of remedial action day of the initial address of uslugopoluchatel is considered day of reception of an application and (or) documents for receipt of the state service.

The current of term of rendering the state service renews from the moment of elimination of the revealed shortcomings.

In case of not elimination of the revealed shortcomings at the scheduled time the service provider refuses reception of an application and documents.

12. In case of factual determination of completeness and (or) lack of expiration of the submitted documents the employee of responsible division during the term of rendering the state service considers them regarding compliance to the requirements established by the legislation of the Republic of Kazakhstan.

In case of detection of mistakes or inaccuracies in the statement and (or) documents submitted by uslugopoluchatel, their discrepancies to requirements for form and content, representations of incomplete document package according to the List of the main requirements to rendering the state service, the service provider shall suspend process of rendering the state service.

Suspension of term of rendering the state service begins from the date of the direction to uslugopoluchatel of the notification the service provider about suspension of process of rendering the state service by means of mail, fax connection, e-mail, electronic document management system and (or) by means of the portal. The current of term of rendering the state service renews from the date of decision by the service provider about renewal of process of rendering the state service.

In case of suspension of process of rendering the state service in the basis specified in part two of this Item documents submitted by uslugopoluchatel (including originals) are subject to return to uslugopoluchatel without their acceptance on storage by the service provider, except as specified filing of application and (or) documents by means of the portal.

Repeated submission of documents is performed the uslugopoluchately ambassador of elimination of the revealed shortcomings of suspension term limits.

Process of rendering the state service stops in the case provided by part two of this Item before elimination of the revealed shortcomings in the reasonable time established by the service provider.

The suspension term provided by part six of this Item shall not exceed aggregate term of rendering the state service, stipulated in Item 5 Lists of the main requirements to rendering the state service.

The service provider according to the petition of uslugopoluchatel or on the initiative has the right to suspend process of rendering the state service in cases of force majeure which is temporarily interfering further process of rendering service. Force majeure, the state service which is temporarily interfering further process of rendering, are understood as introduction of emergency state, threat or emergence of emergency situation of natural and technogenic nature.

In case of refusal in rendering the state service hearing with uslugopoluchatel is not carried out.

By results of consideration of the documents submitted by uslugopoluchatel, the responsible division prepares and sends for consideration of the authorized person of the service provider the draft of the order on renewal of the license for implementation of separate types of banking activities or motivated refusal in licensing for implementation of separate types of banking activities. The authorized person of the service provider signs the order on renewal of the license for implementation of separate types of banking activities or motivated refusal in renewal of the license for implementation of separate types of banking activities.

The employee of responsible division within 1 (one) working day following behind day of acceptance by the authorized person of the service provider of the relevant decision (within the term of rendering the state service), through office of the service provider sends to uslugopoluchatel the notification on renewal of the license for implementation of separate types of banking activities with appendix of the renewed license for implementation of separate types of banking activities or motivated refusal in renewal of the license for implementation of separate types of banking activities.

On the portal the notification on renewal of the license for implementation of separate types of banking activities with appendix of the electronic copy of the renewed license or the motivated refusal in renewal of the license for implementation of separate types of banking activities goes to uslugopoluchatel to "personal account" in electronic form, the authorized person of the service provider certified by the EDS.";

state appendix 1 in edition according to appendix 10 to the List;

state appendix 3 in edition according to appendix 11 to the List;

Qualification requirements for carrying out banking activities by the organizations performing the separate types of banking activities, and also the list of the documents confirming compliance to the specified qualification requirements, approved by the specified resolution to state in edition according to appendix 12 to the List.

5. Bring in the resolution of Board of the Agency of the Republic of Kazakhstan on regulation and development of the financial market of March 31, 2026 No. 30 "About approval of Rules of issue, withdrawal of consent to acquisition of the status of the large member of bank, bank holding, the large member of the insurance (reinsurance) organization, insurance holding, the large member of the managing director of investment portfolio and requirements to the documents submitted for receipt of the specified consent" (it is registered in the Register of state registration of regulatory legal acts at No. 38324) the following changes:

in Rules of issue, withdrawal of consent to acquisition of the status of the large member of bank, bank holding, the large member of the insurance (reinsurance) organization, insurance holding, the large member of the managing director of investment portfolio and the requirements to the documents submitted for receipt of the specified consent, approved by the specified resolution:

state Items 5 and 6 in the following edition:

"5. The worker of the service provider, the representative on acceptance and registration of correspondence, in day of receipt of the statement performs its acceptance, registration and the direction on execution in the division responsible for rendering the state service (further - responsible division). If the statement arrived in two hours prior to the termination of the working day of the service provider, then term begins with the next working day.

In case of receipt of the statement of uslugopoluchatel after the termination of working hours, in days off and holidays according to the labor law of the Republic of Kazakhstan and the Law of the Republic of Kazakhstan "About holidays in the Republic of Kazakhstan" reception of applications is performed the next working afternoon.

6. The employee of responsible division within 10 (ten) working days from the moment of receipt of documents of uslugopoluchatel for acquisition of the status of the large member of the financial organization, bank or insurance holding checks completeness of the submitted documents.";

8, of 9, 10 and 11 to state Items in the following edition:

"8. In case of detection of mistakes or inaccuracies in the statement and (or) documents submitted by uslugopoluchatel, their discrepancies to requirements for form and content of representation of incomplete document package according to the List of the main requirements to rendering the state service the service provider shall suspend process of rendering the state service.

Suspension of term of rendering the state service begins from the date of the direction to uslugopoluchatel of the notification the service provider about suspension of process of rendering the state service by means of mail, fax connection, e-mail, electronic document management system and (or) by means of the portal. The current of term of rendering the state service renews from the date of decision by the service provider about renewal of process of rendering the state service.

In case of suspension of process of rendering the state service in the basis provided by part one of this Item the documents submitted by uslugopoluchatel (including originals) are subject to return to uslugopoluchatel without their acceptance on storage by the service provider, except as specified filing of application and (or) documents by means of the portal.

Repeated submission of documents is performed the uslugopoluchately ambassador of elimination of the revealed shortcomings of suspension term limits.

Process of rendering the state service stops in the case provided by part one of this Item - before elimination of the revealed shortcomings in the reasonable time established by the service provider.

The suspension term provided by part five of this Item shall not exceed aggregate term of rendering the state service, stipulated in Item 5 Lists of the main requirements to rendering the state service.

9. The authorized body stops the term of consideration of documents of the applicant when forming of motivated judgment by authorized body concerning the applicant according to the resolution of Board of National Bank of the Republic of Kazakhstan of November 12, 2019 No. 189 "About approval of Rules of forming and use of motivated judgment" (it is registered in the Register of state registration of regulatory legal acts at No. 19643). This term stops from the moment of the direction of the project of motivated judgment to the applicant before acceptance date authorized body of motivated judgment.

10. In case of refusal in rendering the state service hearing with uslugopoluchatel is not carried out.

By results of consideration of the documents submitted by uslugopoluchatel, the responsible division prepares and sends for consideration of Government of the service provider the draft of the resolution of Government of the service provider on issue or about refusal in issue of consent to acquisition of the status of the large member of the financial organization, bank or insurance holding.

11. The government of the service provider makes the decision on issue or on refusal in issue of consent to acquisition of the status of the large member of the financial organization, bank or insurance holding for the bases, stipulated in Item the 11th appendices 1 to Rules.";

state Item 34 in the following edition:

"34. The information about persons owning directly or indirectly ten or more percent of shares (share in the authorized capital) the applicant, and persons exercising control concerning the applicant contains the following information:

1) for legal entities:

name and location of the legal entity;

data on state registration (re-registration) with indication of the types of activity provided by the charter of the legal entity (to list core activities);

the amount of participation in the authorized capital (the cost of the acquired shares (in thousands of tenges);

ratio of number of shares to total quantity of voting shares or share in the authorized capital (as a percentage): individual (directly or indirectly) or joint tenancy (percent, the name of the legal entity (surname, name, middle name (in case of its availability) physical person);

2) for physical persons:

surname, name, middle name (in case of its availability), the residence and legal address;

individual identification number (in the presence);

the amount of participation in the authorized capital (the cost of the acquired shares (in thousands of tenges);

ratio of number of shares to total quantity of voting shares or share in the authorized capital (as a percentage): individual (directly or indirectly) or joint tenancy (percent, the name of the legal entity (surname, name, middle name (in case of its availability) physical person).

These data containing confirmation that the specified information is checked and is reliable and complete, are represented by the applicant - the legal entity in case of receipt of the status of the large member of the financial organization, bank holding or insurance holding concerning persons owning directly or indirectly ten or more percent of shares (share in the authorized capital) the applicant - the legal entity, and persons exercising control concerning this applicant - the legal entity.";

state Item 38 in the following edition:

"38. The service provider according to the petition of uslugopoluchatel or on the initiative has the right to suspend process of rendering the state service in case of force majeure which is temporarily interfering further process of rendering service. Force majeure, the state service which is temporarily interfering further process of rendering, are understood as introduction of emergency state, threat or emergence of emergency situation of natural and technogenic nature.";

state appendix 1 in edition according to appendix 13 to the List;

state appendix 4 in edition according to appendix 14 to the List;

state appendix 5 in edition according to appendix 15 to the List;

state appendix 6 in edition according to appendix 16 to the List;

state appendix 7 in edition according to appendix 17 to the List.

6. Bring in the resolution of Board of the Agency of the Republic of Kazakhstan on regulation and development of the financial market of April 3, 2026 No. 41 "About approval of Rules of issue of permission to opening of bank, bank branch - the nonresident of the Republic of Kazakhstan, Rules of issue of the banking license to banks, branches of banks - nonresidents of the Republic of Kazakhstan" (it is registered in the Register of state registration of regulatory legal acts at No. 38337) the following changes:

in Rules of issue of permission to opening of bank, bank branch - the nonresident of the Republic of Kazakhstan, approved by the specified resolution:

6, 7 and 8 to state Items in the following edition:

"6. The worker of the service provider, the representative on acceptance and registration of correspondence, in day of receipt of the statement performs its acceptance, registration and the direction on execution in the division responsible for rendering the state service (further - responsible division). If the statement on rendering the state service arrived in two hours prior to the termination of the working day of the service provider, then term begins with the next working day.

In case of receipt of the statement of uslugopoluchatel after the termination of working hours, in days off and holidays according to the labor law of the Republic of Kazakhstan and the Law of the Republic of Kazakhstan "About holidays in the Republic of Kazakhstan" reception of applications is performed the next working afternoon.

7. The employee of responsible division within 10 (ten) working days from the date of registration of a statement checks completeness of the submitted documents.

The authorized body receives from the digital systems used for rendering the state services, or service of digital documents of the data, specified in documents:

proving the identity of the physical person - the resident of the Republic of Kazakhstan;

confirming absence at the physical person - the resident of the Republic of Kazakhstan of not removed or unspent conviction;

about state registration (re-registration) of the legal entity - the resident of the Republic of Kazakhstan.

8. After factual determination of completeness of the submitted documents the responsible division within 50 (fifty) working days considers documents regarding their compliance to requirements of the bank law of the Republic of Kazakhstan.

The authorized body has the right to suspend the term of consideration of the application in any of the following cases:

detection of doubtful these (information) about the applicant and (or) his founders containing in the submitted documents and (or) data;

discrepancy of contents of the submitted documents and (or) data to requirements of the legislation of the Republic of Kazakhstan;

need of implementation of check of accuracy of the data (data) for the submitted documents and the data.

The term of elimination by the applicant of notes of authorized body to the submitted documents and (or) data constitutes no more than ten working days.

The term of consideration of the application is resumed after elimination by the applicant of notes of authorized body to the submitted documents and (or) data and completion of check by authorized body of accuracy of the data (data) in the specified documents and (or) data, or in case of non-presentation by the applicant of the corrected (specified) documents and (or) data during the term established by part three of this Item.

In case of detection of mistakes or inaccuracies in the statement and (or) documents submitted by uslugopoluchatel, their discrepancies to requirements for form and content of representation of incomplete document package according to the List of the main requirements to rendering the state service the service provider shall suspend process of rendering the state service.

Suspension of term of rendering the state service begins from the date of the direction to uslugopoluchatel of the notification the service provider about suspension of process of rendering the state service by means of mail, fax connection, e-mail, electronic document management system and (or) by means of the portal. The current of term of rendering the state service renews from the date of decision by the service provider about renewal of process of rendering the state service.

In case of suspension of process of rendering the state service in the basis provided by part five of this Item the documents submitted by uslugopoluchatel (including originals) are subject to return to uslugopoluchatel without their acceptance on storage by the service provider, except as specified filing of application and (or) documents by means of the portal.

Repeated submission of documents is performed the uslugopoluchately ambassador of elimination of the revealed shortcomings of suspension term limits.

Process of rendering the state service stops in the case provided by part five of this Item - before elimination of the revealed shortcomings in the reasonable time established by the service provider.

The suspension term provided by part nine of this Item shall not exceed aggregate term of rendering the state service, stipulated in Item 5 Lists of the main requirements to rendering the state service.

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