RESOLUTION OF BOARD OF NATIONAL BANK OF THE REPUBLIC OF KAZAKHSTAN

of April 19, 2021 No. 37

About modification and amendments in some Resolutions of Board of National Bank of the Republic of Kazakhstan concerning collection of administrative data and submission of the reporting

According to subitems 1), 47), 65-2) and 69) of part two of article 15 of the Law of the Republic of Kazakhstan of March 30, 1995 "About National Bank to the Republic of Kazakhstan", Items 10 and 10-1 of article 46 of the Law of the Republic of Kazakhstan of December 18, 2000 "About insurance activity" and the subitem 2) of Item 3 of article 16 of the Law of the Republic of Kazakhstan of March 19, 2010 "About the state statistics" the Board of National Bank of the Republic of Kazakhstan DECIDES:

1. Approve the List of some resolutions of Board of National Bank of the Republic of Kazakhstan to which changes and additions concerning collection of administrative data and submission of the reporting are made, (further - the List) according to appendix to this resolution.

2. To department of statistics of the financial market (Buranbayeva A. M.) in the procedure established by the legislation of the Republic of Kazakhstan to provide:

1) together with Legal department (Kasenov A. S.) state registration of this resolution in the Ministry of Justice of the Republic of Kazakhstan;

2) placement of this resolution on official Internet resource of National Bank of the Republic of Kazakhstan after its official publication;

3) within ten working days after state registration of this resolution submission to Legal department of data on execution of the actions provided by the subitem 2) of this Item and Item 3 of this resolution.

3. To department of external communications - the press service of National Bank (Adambayeva A. R.) provide within ten calendar days after state registration of this resolution the direction it to the copy on official publication in periodic printing editions.

4. To impose control of execution of this resolution on the vice-chairman of National Bank of the Republic of Kazakhstan Baymagambetov A. M.

5. This resolution becomes effective after ten calendar days after day of its first official publication.

It is approved Agency of the Republic of Kazakhstan on regulation and development of the financial market

It is approved Bureau of national statistics of the Agency on strategic planning and reforms of the Republic of Kazakhstan

 

Appendix

to the Resolution of Board of National Bank of the Republic of Kazakhstan of April 19, 2021 No. 37

The list of some Resolutions of Board of National Bank of the Republic of Kazakhstan to which changes and additions concerning collection of administrative data and submission of the reporting are made

1. Bring in the resolution of Board of National Bank of the Republic of Kazakhstan of August 31, 2016 No. 203 "About approval of Rules of application of codes of sectors of economy and purpose of payment" (it is registered in the Register of state registration of regulatory legal acts at No. 14365, it is published on November 14, 2016 in information system of law of Ad_let) the following change:

in the Rules of application of codes of sectors of economy and purpose of payment approved by the specified resolution:

in appendix 1:

to state Item 1 of the note in the following edition:

"1. Distribution of institutional units by codes of sectors of economy for use in payment documents is performed according to the Instruction for representation of the second level by banks, Development bank of Kazakhstan, branches of nonresident banks of the Republic of Kazakhstan, branches of the insurance (reinsurance) nonresident organizations of the Republic of Kazakhstan and the mortgage organizations in National Bank of the Republic of Kazakhstan of data for forming of the overview of the financial sector approved by the resolution of Board of National Bank of the Republic of Kazakhstan of June 29, 2018 No. 139, registered in the Register of state registration of regulatory legal acts at No. 17274.".

2. Bring in the resolution of Board of National Bank of the Republic of Kazakhstan of June 29, 2018 No. 139 "About approval of the Instruction for representation of the second level by banks, Development bank of Kazakhstan and the mortgage organizations in National Bank of the Republic of Kazakhstan of data for forming of the overview of the financial sector" (it is registered in the Register of state registration of regulatory legal acts at No. 17274, it is published on August 16, 2018 in Reference control bank of regulatory legal acts of the Republic of Kazakhstan) the following changes and amendments:

state heading in the following edition:

"About approval of the Instruction for representation of the second level by banks, Development bank of Kazakhstan, branches of nonresident banks of the Republic of Kazakhstan, branches of the insurance (reinsurance) nonresident organizations of the Republic of Kazakhstan and the mortgage organizations in National Bank of the Republic of Kazakhstan of data for forming of the overview of the financial sector";

state Item 1 in the following edition:

"1. Approve the enclosed Instruction for representation of the second level by banks, Development bank of Kazakhstan, branches of nonresident banks of the Republic of Kazakhstan, branches of the insurance (reinsurance) nonresident organizations of the Republic of Kazakhstan and the mortgage organizations in National Bank of the Republic of Kazakhstan of data for forming of the overview of the financial sector.";

in the Instruction for representation of the second level by banks, Development bank of Kazakhstan and the mortgage organizations in National Bank of the Republic of Kazakhstan of data for forming of the overview of the financial sector approved by the specified resolution:

state heading in the following edition:

"The instruction for representation of the second level by banks, Development bank of Kazakhstan, branches of nonresident banks of the Republic of Kazakhstan, branches of the insurance (reinsurance) nonresident organizations of the Republic of Kazakhstan and the mortgage organizations in National Bank of the Republic of Kazakhstan of data for forming of the overview of the financial sector";

state Item 1 in the following edition:

"1. The instruction for representation of the second level by banks, Development bank of Kazakhstan, is developed by branches of nonresident banks of the Republic of Kazakhstan, branches of the insurance (reinsurance) nonresident organizations of the Republic of Kazakhstan and the mortgage organizations in National Bank of the Republic of Kazakhstan of data (further - the Instruction) for forming of the overview of the financial sector according to the subitem 69) of part two of article 15 of the Law of the Republic of Kazakhstan of March 30, 1995 "About National Bank of the Republic of Kazakhstan" and disaggregates procedure for submission to National Bank of the Republic of Kazakhstan (further - National Bank) the data for forming of the overview of the financial sector (further - data) banks of the second level, Development bank of Kazakhstan, branches of nonresident banks of the Republic of Kazakhstan, branches of the insurance (reinsurance) nonresident organizations of the Republic of Kazakhstan and the mortgage organizations.";

to state part one of Item 8 in the following edition:

"8. Data of appendices 1 and 2 to the Instruction are constituted based on accounts of paragraphs 1, 2 and 3 Chapters 2 of the Standard chart of accounts of financial accounting in banks of the second level, the mortgage organizations, Development Bank of Kazakhstan joint-stock company and branches of nonresident banks of the Republic of Kazakhstan approved by the resolution of Board of National Bank of the Republic of Kazakhstan of January 31, 2011 No. 3, registered in the Register of state registration of regulatory legal acts at No. 6793 (further - the account) which are disaggregated further on signs of residence, the sector of economy and currency type according to appendix 3 to the Instruction.";

23, 24 and 25 to state Items in the following edition:

"23. Banks of the second level, Development bank of Kazakhstan and branches of nonresident banks of the Republic of Kazakhstan represent data to National Bank in electronic form by means of the automated information subsystem "Statistics" with use of the digital signature.

Branches of the insurance (reinsurance) nonresident organizations of the Republic of Kazakhstan and the mortgage organizations represent data to National Bank in electronic form by means of the automated information subsystem "the Web portal of National Bank of the Republic of Kazakhstan" with use of the digital signature.

24. Data in form according to appendix 1 to the Instruction are represented on daily and monthly basis:

1) banks of the second level, branches of nonresident banks of the Republic of Kazakhstan:

daily data - no later than 3 (three) working days following behind reporting day (except for data for the first reporting days of month which are represented along with monthly data);

monthly data - no later than 7 (seven) working days following behind the last day of month under report;

2) Development bank of Kazakhstan monthly data - no later than 7 (seven) working days following behind the last day of month under report;

3) the mortgage organizations monthly data - no later than 10 (ten) working days following behind the last day of month under report.

In the absence of data of the data are represented with zero balances.

25. Data in form according to appendix 2 to the Instruction are represented monthly as of the last working day of month:

1) banks of the second level, Development bank of Kazakhstan and branches of nonresident banks of the Republic of Kazakhstan no later than 7 (seven) working days following behind the last day of month under report;

2) the mortgage organizations no later than 10 (ten) working days following behind the last day of month under report.

In the absence of data of the data are not represented.";

add with Item 26 of the following content:

"26. Data in form according to appendix 4 to the Instruction are represented as of the last working day of quarter by branches of the insurance (reinsurance) nonresident organizations of the Republic of Kazakhstan no later than the twenty fifth (inclusive) month after reporting quarter.

In the absence of data of the data are not represented.";

state appendix 1 in edition according to appendix 1 to this List of some resolutions of Board of National Bank of the Republic of Kazakhstan to which changes and additions concerning collection of administrative data and submission of the reporting are made, (further - the List);

state appendix 2 in edition according to appendix 2 to the List;

in appendix 3:

state the right upper corner in the following edition:

"Appendix 3

to the Instruction for representation of the second level by banks, Development bank of Kazakhstan, branches of nonresident banks of the Republic of Kazakhstan, branches of the insurance (reinsurance) nonresident organizations of the Republic of Kazakhstan and the mortgage organizations in National Bank of the Republic of Kazakhstan of data for forming of the overview of the financial sector";

add with appendix 4 according to appendix 3 to the List.

3. Bring in the resolution of Board of National Bank of the Republic of Kazakhstan of November 28, 2019 No. 223 "About approval of the list, forms, terms of submission of the reporting on accomplishment of prudential standard rates by the insurance (reinsurance) organization, insurance group and the Islamic insurance (reinsurance) organization and Rules of its representation" (it is registered in the Register of state registration of regulatory legal acts at No. 19701, it is published on December 11, 2019 in Reference control bank of regulatory legal acts of the Republic of Kazakhstan) the following changes:

in appendix 2:

State the table 1 "Data on Accomplishment of Prudential Standard Rates by the Insurance (Reinsurance) Organization" in edition according to appendix 4 to the List;

To state the table 5 "Calculation of Assets of the Insurance (Reinsurance) Organization taking into account Their Classification by Quality and Liquidity" and the Table 6 "Calculation of the Standard Rate of Sufficiency of Highly Liquid Assets of the Insurance (Reinsurance) Organization" in edition according to appendix 5 to the List.

4. Bring in the resolution of Board of National Bank of the Republic of Kazakhstan of November 29, 2019 No. 229 "About approval of Rules about the minimum reserve requirements" (it is registered in the Register of state registration of regulatory legal acts at No. 19679, it is published on December 9, 2019 in Reference control bank of regulatory legal acts of the Republic of Kazakhstan) the following change:

in Rules about the minimum reserve requirements approved by the specified resolution:

state Item 10 in the following edition:

"10. The minimum reserve requirements are calculated on the basis of the daily data represented to National Bank of the Republic of Kazakhstan according to the Instruction for representation of the second level by banks, Development bank of Kazakhstan, branches of nonresident banks of the Republic of Kazakhstan, branches of the insurance (reinsurance) nonresident organizations of the Republic of Kazakhstan and the mortgage organizations in National Bank of the Republic of Kazakhstan of data for forming of the overview of the financial sector approved by the resolution of Board of National Bank of the Republic of Kazakhstan of June 29, 2018 No. 139 (it is registered in the Register of state registration of regulatory legal acts at No. 17274).".

5. Bring in the resolution of Board of National Bank of the Republic of Kazakhstan of December 31, 2019 No. 275 "About approval of the list, forms, terms of submission of the reporting by the insurance (reinsurance) organization and insurance broker and Rules of its representation" (it is registered in the Register of state registration of regulatory legal acts at No. 19927, it is published on January 29, 2020 in Reference control bank of regulatory legal acts of the Republic of Kazakhstan) the following change:

in appendix 39:

in the explanation on filling of form of administrative data:

1) of Item 9 to state the subitem in the following edition:

"1) on personal insurance:

regarding insurance premiums - the place of permanent residence (registration), legal address of the insurer;

regarding insurance payments - the place of permanent residence (registration), legal address insured;".

Appendix 1

to the List of some Resolutions of Board of National Bank of the Republic of Kazakhstan to which changes and additions concerning collection of administrative data and submission of the reporting are made

Appendix 1

to the Instruction for representation of the second level by banks, Development bank of Kazakhstan, branches of nonresident banks of the Republic of Kazakhstan, branches of the insurance (reinsurance) nonresident organizations of the Republic of Kazakhstan and the mortgage organizations in National Bank of the Republic of Kazakhstan of data for forming of the overview of the financial sector

The form intended for collection of administrative data

It is represented: in National Bank of the Republic of Kazakhstan

The form of administrative data is placed on Internet resource: www.nationalbank.kz

Data on indicators for forming of the overview of the financial sector

Index of form of administrative data: 700-N(D)

Frequency: daily, monthly

Accounting period: as of "__" ________ 20 ___ years

The group of people, representing data: banks of the second level, Development bank of Kazakhstan, branches of nonresident banks of the Republic of Kazakhstan, mortgage organizations

Term of representation of form of administrative data:

1) banks of the second level and branches of nonresident banks of the Republic of Kazakhstan:

daily data no later than 3 (three) working days following behind reporting day (except for data for the first reporting days of month which are represented along with monthly data);

monthly data no later than 7 (seven) working days following behind the last day of month under report;

2) Development bank of Kazakhstan monthly data no later than 7 (seven) working days following behind the last day of month under report;

3) the mortgage organizations monthly data no later than 10 (ten) working days following behind the last day of month under report.

Form

                                                                                             (in thousands of tenges)

Account number	Disaggregation	Account name (residence, sector of economy, currency type)	Amount
AAAA	XYZ
1	000	Assets	…
…	…	…	…
2	000	Obligations	…
…	…	…	…
3	000	Equity	…
…	…	…	…

Name ______________________________________________________

Address _____________________________________________________________

___________________________________________________________ phone

E-mail address ___________________________________________

Contractor of _____________________________________ ________________
          surname, name and middle name (in case of its availability) the signature, phone

The chief accountant or person authorized on signing

___________________________________________________ ____________
       surname, name and middle name (in case of its availability)        the signature

The head or person authorized by it on signing

___________________________________________________ ____________
       surname, name and middle name (in case of its availability)        the signature

Signature date "___" __________ 20 ___ years

Appendix

to form of data on indicators for forming of the overview of the financial sector

The explanation on filling of form of administrative data

Data on indicators for forming of the overview of the financial sector (index – 700-N(D), frequency – daily, monthly)

Chapter 1. General provisions

1. This explanation determines single requirements for filling of the form intended for collection of the administrative data "Data on Indicators for Forming of the Overview of the Financial Sector" (further – the Form).

2. The form is developed according to the subitem 69) of part two of article 15 of the Law of the Republic of Kazakhstan of March 30, 1995 "About National Bank of the Republic of Kazakhstan".

3. The form is constituted by banks of the second level and branches of nonresident banks of the Republic of Kazakhstan daily and monthly, Development bank of Kazakhstan and the mortgage organizations – monthly. The form is constituted as of the end of the accounting period.

4. The amount in shape is specified in thousands of tenges. The amount less than five hundred tenges is rounded to zero, and the amount, equal five hundred tenges and above, is rounded to one thousand tenges.

5. The form is signed by the head, the chief accountant or persons authorized on signing and the contractor.

Chapter 2. The explanation on filling of the Form

6. On accounts 1011, of 1012, of 1601, of 1602, of 1610, of 1854, of 1857, of 1873, of 1874, of 2854, of 2857, of 2861, of 2872, of 2873, of 3101, of 3200, of 3400, of 3510, of 3540, of 3580, 3589 and 3599, and also 1650, 1690 and 3000, disaggregation is specified to accounts of group as "000".

7. On accounts 1013, of 1727, of 2016, of 2126, of 2212, of 2216, 2708 and 2717 on currency code disaggregation "0" is specified.

8. On accounts 1871, of 1880, of 2231, of 2704, of 2871, of 2874, of 2880, of 3561, of 3562, of 3563, of 3564, and also to the accounts of group 1810, of 1830, of 2040, of 2811, of 2830, on the sector of economy disaggregation "0" is specified.

9. On accounts 1007, of 1009, 1603 and 1604 with disaggregation code 100 (residents) the coins made of precious metals and the collection coins in national currency issued by National Bank of the Republic of Kazakhstan with disaggregation code 200 (nonresidents) – the coins made of precious metals and collection coins of nonresident issuers are reflected.

10. On accounts 1405, of 1406, of 1425, 1752 and 1864 the sector of economy of the drawer is specified.

11. On accounts 1201, of 1202, of 1205, of 1206, of 1208, of 1209, of 1452, of 1453, of 1454, of 1456, of 1457, of 1459, of 1481, of 1482, of 1483, of 1485, of 1486, of 1491, of 1492, of 1494, of 1495, of 1744, of 1745, of 1746, 1750 and 1757 the residence and the sector of economy of the issuer is specified.

12. On accounts 2301, of 2303, of 2306, of 2401, of 2402, 2405 and 2406 in the absence of opportunity to authentically determine residence and the sector of economy of the security holder the residence and the sector of economy of the nominee holder (incorporated trustee) is specified.

13. On the deposits placed by bank of the second level, branch of nonresident bank or the mortgage organization in the organization performing separate types of banking activities, or in Kazpochta joint-stock company and reflected in accounts of group 1250 "The deposits placed in other banks" on the sector of economy disaggregation "5" is specified.

14. In shape the following balance sheet identity is observed:

Amount of Assets (line 1 000) = amount of Obligations (line 2 000) + Equity amount (line 3 000).

15. In the absence of data of the data are represented with zero balances.

Appendix 2

to the List of some Resolutions of Board of National Bank of the Republic of Kazakhstan to which changes and additions concerning collection of administrative data and submission of the reporting are made

Appendix 2

to the Instruction for representation of the second level by banks, Development bank of Kazakhstan, branches of nonresident banks of the Republic of Kazakhstan, branches of the insurance (reinsurance) nonresident organizations of the Republic of Kazakhstan and the mortgage organizations in National Bank of the Republic of Kazakhstan of data for forming of the overview of the financial sector

The form intended for collection of administrative data

It is represented: in National Bank of the Republic of Kazakhstan

The form of administrative data is placed on Internet resource: www.nationalbank.kz

Data on transactions with branches and representative offices of the foreign companies

Index of form of administrative data: 700(DF)

Frequency: monthly

Accounting period: as of "__" ________ 20 ___ years

The group of people, representing data: banks of the second level, Development bank of Kazakhstan, branches of nonresident banks of the Republic of Kazakhstan, mortgage organizations

Term of representation of form of administrative data:

1) banks of the second level, Development bank of Kazakhstan and branches of nonresident banks no later than 7 (seven) working days following behind the last day of month under report;

2) the mortgage organizations no later than 10 (ten) working days following behind the last day of month under report.

Form

                                                                                            (in thousands of tenges)

Number accounts	Account name	Amount
1401	The loans the overdraft granted clients
1403	Accounts on credit cards of clients
1405	The considered bills of exchange of clients
1406	The remuneration added by the previous bill holders according to discounted bills of clients
1407	Factoring to clients
1409	Overdue debt of clients on factoring
1411	The short-term loans granted clients
1417	The long-term loans granted clients
1420	Financial leasing to clients
1421	Overdue debt of clients on financial leasing
1422	Forfaiting to clients
1423	Overdue debt of clients on forfaiting
1424	Overdue debt of clients on loans
1425	The protested bills of exchange of clients
1426	Requirements to the client on transactions of financing of trading activity
1427	Overdue debt on transactions of financing of trading activity
1428	Reserves (provisions) on the loans and financial leasing provided to clients
1429	The other loans granted clients
1434	Discount on the loans granted clients
1435	Award on the loans granted clients
1445	The financial assets delivered in trust management
1461	Transactions "the return repo" with securities
1462	Overdue debt on transactions "the return repo" with securities
1552	Settlings with clients
1740	Imputed incomes on the loans and financial leasing provided to clients
1741	Overdue remuneration on the loans and financial leasing provided to clients
1748	Imputed incomes on transactions "the return repo" with securities
1749	Other overdue remuneration
1752	Imputed incomes according to discounted bills
1753	Imputed incomes on transactions with derivative financial instruments
1755	Imputed incomes on the financial assets delivered in trust management
1756	Imputed incomes on other transactions
1772	Overdue debt on investing activities under lease
1792	Remuneration advance payment on the obtained loans and deposits
1799	Other advance payments
1853	Settlings with shareholders (according to dividends)
2203	Current accounts of legal entities
2210	The financial assets accepted in trust management
2211	On-demand deposits of legal entities

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