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RESOLUTION OF BOARD OF NATIONAL BANK OF THE REPUBLIC OF KAZAKHSTAN

of January 28, 2016 No. 12

About modification and amendments in some regulatory legal acts of the Republic of Kazakhstan concerning the financial market and the financial organizations

(as amended on 15-06-2021)

For the purpose of enhancement of regulatory legal acts the Board of National Bank of the Republic of Kazakhstan DECIDES:

1. Approve the enclosed List of regulatory legal acts of the Republic of Kazakhstan concerning the financial market and the financial organizations to which changes and additions are made (further - the List).

2. To department of methodology of control and supervision (Abdrakhmanov N. A.) in the procedure established by the legislation of the Republic of Kazakhstan to provide:

1) together with Legal support department (Sarsenov N. V.) state registration of this resolution in the Ministry of Justice of the Republic of Kazakhstan;

2) the direction of this resolution in the republican state company on the right of economic maintaining "The republican center of legal information of the Ministry of Justice of the Republic of Kazakhstan":

on official publication in information system of law of Ad_let within ten calendar days after its state registration in the Ministry of Justice of the Republic of Kazakhstan;

for inclusion in the State register of regulatory legal acts of the Republic of Kazakhstan, Reference control bank of regulatory legal acts of the Republic of Kazakhstan within ten calendar days from the date of its obtaining by National Bank of the Republic of Kazakhstan after state registration in the Ministry of Justice of the Republic of Kazakhstan;

3) placement of this resolution on Internet resource of National Bank of the Republic of Kazakhstan after its official publication.

3. To department of the international relations and public relations (Kazybayev A. K.) provide the direction of this resolution on official publication in mass media within ten calendar days after its state registration in the Ministry of Justice of the Republic of Kazakhstan.

4. To impose control of execution of this resolution on the vice-chairman of National Bank of the Republic of Kazakhstan Smolyakov O. A.

5. This resolution becomes effective after ten calendar days after day of its first official publication, except for Item 11 of the List which becomes effective since May 15, 2016 and the paragraph of thirty third Item 5 of the List which becomes effective since January 1, 2021.

Chairman of National Bank

D. Akishev

Appendix

to the Resolution of Board of National Bank of the Republic of Kazakhstan of January 28, 2016 No. 12

The list of regulatory legal acts of the Republic of Kazakhstan concerning the financial market and the financial organizations to which changes and additions are made

1. Bring in the resolution of Board of the Agency of the Republic of Kazakhstan on regulation and supervision of the financial market and the financial organizations of June 25, 2007 No. 177 "About approval of the Instruction for forming and maintaining the database" (registered in the Register of state registration of regulatory legal acts at No. 4860) the following changes:

state heading in the following edition:

"About approval of Requirements to organization activity on forming and maintaining the database";

state Item 1 in the following edition:

"1. Approve the enclosed Requirements to organization activity on forming and maintaining the database.";

in the Instruction for forming and maintaining the database approved by the specified resolution:

state heading in the following edition:

"Requirements to organization activity on forming and maintaining database";

state preamble in the following edition:

"These Requirements to organization activity on forming and maintaining the database (further - Requirements) are developed according to the Law of the Republic of Kazakhstan of December 18, 2000 "About insurance activity" (further - the Law on insurance activity) and establish requirements to organization activity on forming and maintaining the database (further - the Organization), including requirements to information process, forming of security system and establishment of the minimum requirements to the electronic equipment, safety of the single database on insurance (further - the database), and to rooms, and also establish form of the act of input of management system of the database in commercial operation, requirements to content of the internal regulations establishing procedure for organization activity, to procedure for provision by suppliers of information for forming of the database, additional requirements to contents of information provided by suppliers of information terms of its electronic submission, and also procedure for provision of insurance reports.";

the paragraph one of Item 1 to state in the following edition:

"1. In Requirements the basic concepts established by the Law on insurance activity, the Law of the Republic of Kazakhstan of January 7, 2003 "About the electronic document and the digital signature" and also the following concepts are used:";

state Item 2-1 in the following edition:

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