It is registered
Ministry of Justice of Ukraine
November 13, 2013
No. 1947/24479
of October 24, 2013 No. 2410
About modification of some regulations
According to the paragraph the second Articles 3, part one Items 1 and 5, part two Items 27 and 37-6 of Article 7, Item 13 of article 8 of the Law of Ukraine "About state regulation of the security market in Ukraine", Articles 16, 17 Laws of Ukraine "About securities and the stock market", the Law of Ukraine "About fundamentals of the state regulatory policy in the field of economic activity" the National commission on securities and the stock market SOLVED:
1. Bring in Rules (conditions) of implementation of activities for the securities trading: broker activities, dealer activities, underwriting, the managements of securities approved by the decision of State commission on securities and the stock market of December 12, 2006 No. 1449, registered in the Ministry of Justice of Ukraine on January 23, 2007 for No. 52/13319 (in edition of the decision of State commission on securities and the stock market of November 15, 2011 No. 1638) (further - Rules), the following changes:
The paragraph the thirteenth Item 3 of the Section III to state 1) in the following edition:
"confirmation that information specified in part two of article 12 of the Law of Ukraine "About financial services and state regulation of the markets of financial services" is provided to the client,";
2) in the Section XIV:
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