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Ministry of Justice of Ukraine

June 17, 2013

No. 981/23513

DECISION OF THE NATIONAL COMMISSION ON SECURITIES AND STOCK MARKET OF UKRAINE

of May 28, 2013 No. 895

About approval of Changes to Rules (conditions) of implementation of activities for the securities trading: broker activities, dealer activities, underwriting, management of securities

According to the paragraph the second Articles 3, part one Items 1 and 5, part two Items 8 and 27 of Article 7, Item 13 of article 8 of the Law of Ukraine "About state regulation of the security market in Ukraine", Articles 17, 33 and 34 Laws of Ukraine "About securities and the stock market", the Law of Ukraine "About the principles of the state regulatory policy in the field of economic activity" the National commission on securities and the stock market SOLVED:

1. Approve Changes to Rules (conditions) of implementation of activities for the securities trading: to the broker activities, dealer activities, underwriting, management of securities approved by the decision of State commission on securities and the stock market of December 12, 2006 No. 1449, registered in the Ministry of Justice of Ukraine on January 23, 2007 for No. 52/13319 (in edition of the decision of State commission on securities and the stock market of November 15, 2011 No. 1638) (further - Changes) which are applied.

2. To department of regulation of activities of dealers in securities and stock exchanges (Ustenko I. I.) provide:

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