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The document ceased to be valid since  January 11, 2026 according to Item 2 of the Resolution of Board of National Bank of the Republic of Kazakhstan of December 24, 2025 No. 100

About entry into force of the document watch Item 5.

RESOLUTION OF BOARD OF NATIONAL BANK OF THE REPUBLIC OF KAZAKHSTAN

of December 24, 2024 No. 79

About introduction of amendments to resolutions of Board of National Bank of the Republic of Kazakhstan of May 8, 2015 No. 75 "About approval of the list, forms, terms and Rules of submission of the reporting on accomplishment of prudential standard rates by banks of the second level" and of March 2, 2021 No. 23 "About approval of the list, forms, terms and Rules of submission of the reporting on accomplishment of prudential standard rates by branches of nonresident banks of the Republic of Kazakhstan (including branches of Islamic nonresident banks of the Republic of Kazakhstan)"

The board of National Bank of the Republic of Kazakhstan DECIDES:

1. Bring in the resolution of Board of National Bank of the Republic of Kazakhstan of May 8, 2015 No. 75 "About approval of the list, forms, terms and Rules of submission of the reporting on accomplishment of prudential standard rates by banks of the second level" (it is registered in the Register of state registration of regulatory legal acts at No. 11162) the following changes:

state Item 2 in the following edition:

"2. Banks of the second level represent to National Bank of the Republic of Kazakhstan in electronic format:

1) monthly the reporting provided by subitems 2), 3), 4), 5), 6), 7), 8), 9), 10), 11), 12), 13), 15), 16), 17), 18), 19) and 20) of Item 1 of this resolution – no later than the seventh working day of the month following month under report;

2) monthly the reporting provided by subitems 21) and 22) of Item 1 of this resolution – no later than the tenth working day of the month following month under report;

3) weekly the reporting provided by the subitem 14) of Item 1 of this resolution – no later than the fifth working day of the week following reporting week.

In case of completion of calendar month in reporting week, the reporting provided by the subitem 3) of this Item is provided no later than the seventh working day of month, the following for completed month, separately for the calendar days of reporting week relating to the completed month and for calendar days of reporting week of the month following for completed month.

The reports for December taking into account final turnovers provided by subitems 2), 3), 4), 5), 6), 7), 8), 9), 10), 11), 12), 13), 14), 15), 16), 17), 18), 19), 20), 21) and 22) Item 1 of this resolution are represented by banks of the second level (including in the absence of final turnovers) no later than January thirty first of the year following complete financial year.";

state appendix 2 in edition according to appendix 1 to this resolution;

state appendix 3 in edition according to appendix 2 to this resolution;

state appendix 3-1 in edition according to appendix 3 to this resolution;

state appendix 4 in edition according to appendix 4 to this resolution;

state appendix 5 in edition according to appendix 5 to this resolution;

state appendix 6 in edition according to appendix 6 to this resolution;

state appendix 7 in edition according to appendix 7 to this resolution;

state appendix 8 in edition according to appendix 8 to this resolution;

state appendix 10 in edition according to appendix 9 to this resolution;

state appendix 11 in edition according to appendix 10 to this resolution;

state appendix 12 in edition according to appendix 11 to this resolution;

state appendix 13 in edition according to appendix 12 to this resolution;

state appendix 14 in edition according to appendix 13 to this resolution;

state appendix 15 in edition according to appendix 14 to this resolution;

state appendix 16 in edition according to appendix 15 to this resolution;

state appendix 17 in edition according to appendix 16 to this resolution;

state appendix 18 in edition according to appendix 17 to this resolution;

state appendix 19 in edition according to appendix 18 to this resolution;

state appendix 20 in edition according to appendix 19 to this resolution;

state appendix 20-1 in edition according to appendix 20 to this resolution;

state appendix 20-2 in edition according to appendix 21 to this resolution.

2. Bring in the resolution of Board of National Bank of the Republic of Kazakhstan of March 2, 2021 No. 23 "About approval of the list, forms, terms and Rules of submission of the reporting on accomplishment of prudential standard rates by branches of nonresident banks of the Republic of Kazakhstan (including branches of Islamic nonresident banks of the Republic of Kazakhstan)" (it is registered in the Register of state registration of regulatory legal acts at No. 22321) the following changes:

state Item 2 in the following edition:

"2. Branches of nonresident banks of the Republic of Kazakhstan and branches of Islamic nonresident banks of the Republic of Kazakhstan represent to National Bank of the Republic of Kazakhstan in electronic format:

1) weekly – the reporting provided by the subitem 13) of Item 1 of this resolution, in time no later than the fifth working day following reporting week.

In case of the expiration of calendar month in reporting week the reporting provided by the subitem 13) of Item 1 of this resolution is submitted no later than the seventh working day of the month following for expired calendar month, separately for the calendar days of reporting week relating to the expired calendar month and for the calendar days of reporting week relating to the current calendar month;

2) monthly – the reporting provided by subitems 2), 3), 4), 5), 6), 7), 8), 9), 10), 11), 12), 13), 14), 15), 16) and 17) of Item 1 of this resolution, in time no later than the seventh working day of the month following month under report;

3) monthly – the reporting provided by subitems 18) and 19) of Item 1 of this resolution, in time no later than the tenth working day of the month following month under report.

The reports for December taking into account final turnovers provided by subitems 2), 3), 4), 5), 6), 7), 8), 9), 10), 11), 12), 13), 14), 15), 16), 17), 18) and 19) Item 1 of this resolution are represented by banks of the second level (including in the absence of final turnovers) no later than January thirty first of the year following complete financial year.";

state appendix 2 in edition according to appendix 22 to this resolution;

state appendix 3 in edition according to appendix 23 to this resolution;

state appendix 4 in edition according to appendix 24 to this resolution;

state appendix 5 in edition according to appendix 25 to this resolution;

state appendix 6 in edition according to appendix 26 to this resolution;

state appendix 7 in edition according to appendix 27 to this resolution;

state appendix 8 in edition according to appendix 28 to this resolution;

state appendix 9 in edition according to appendix 29 to this resolution;

state appendix 10 in edition according to appendix 30 to this resolution;

state appendix 11 in edition according to appendix 31 to this resolution;

state appendix 12 in edition according to appendix 32 to this resolution;

state appendix 13 in edition according to appendix 33 to this resolution;

state appendix 14 in edition according to appendix 34 to this resolution;

state appendix 15 in edition according to appendix 35 to this resolution;

state appendix 16 in edition according to appendix 36 to this resolution;

state appendix 17 in edition according to appendix 37 to this resolution;

state appendix 18 in edition according to appendix 38 to this resolution;

state appendix 19 in edition according to appendix 39 to this resolution.

3. To provide to department of statistics of the financial market of National Bank of the Republic of Kazakhstan in the procedure established by the legislation of the Republic of Kazakhstan:

1) together with Legal department of National Bank of the Republic of Kazakhstan state registration of this resolution in the Ministry of Justice of the Republic of Kazakhstan;

2) placement of this resolution on official Internet resource of National Bank of the Republic of Kazakhstan after its official publication;

3) within ten working days after state registration of this resolution submission to Legal department of National Bank of the Republic of Kazakhstan of data on execution of the action provided by the subitem 2) of this Item.

4. To impose control of execution of this resolution on the supervising vice-chairman of National Bank of the Republic of Kazakhstan.

5. This resolution becomes effective since January 1, 2025 and is subject to official publication.

Chairman of National Bank of the Republic of Kazakhstan

T. Suleymenov

It is approved

Agency of the Republic of Kazakhstan on regulation and development of the financial market

 

It is approved

Bureau of national statistics of the Agency on strategic planning and reforms of the Republic of Kazakhstan

 

 

 

Appendix 1

to the Resolution of the Chairman of National Bank of the Republic of Kazakhstan of December 24, 2024 No. 79

Appendix 2

to the Resolution of Board of National Bank of the Republic of Kazakhstan of May 8, 2015 No. 75

The form intended for collection of administrative data on a grant basis

It is represented: in National Bank of the Republic of Kazakhstan

The form intended for collection of administrative data on a grant basis is placed on Internet resource: www.nationalbank.kz

Name of administrative form:

Report on accomplishment of prudential standard rates

Index of the form intended for collection of administrative data on a grant basis: 1-BVU_Prud_norm

Frequency: monthly

Accounting period: as of "____" __________ 20 ____ years

The group of people, representing the form intended for collection of administrative data on a grant basis: bank of the second level

The term of representation of the form intended for collection of administrative data on a grant basis: monthly, no later than the seventh working day of the month following month under report

the report for December taking into account final turnovers (including in the absence of final turnovers) – no later than January thirty first of the year following complete financial year

BIN: _______________________

Collection method: in electronic form

(in thousands of tenges)

Name

Amount

1

2

3

1

Minimum size of equity

2

Equity

3

Capital of the first level

4

Fixed capital as amount

5

The paid common shares

6

Supplementary paid-in capital

7

Retained net profit of last years

8

Retained net profit of the current year

9

The cumulative opened reserve

10

Revaluation reserves

10.1

Reserves of revaluation of fixed assets and reserves of revaluation of cost of the securities carried at fair value through other comprehensive income

10.2

Reserves of revaluation of cost of the loans carried at fair value through other comprehensive income

11

Fixed capital behind minus:

11.1

own redeemed common shares

11.2

intangible assets, including goodwill

11.3

loss of last years

11.4

loss of the current year

11.5

the deferred tax asset (except for parts of the deferred tax assets recognized concerning deductible temporary differences) reduced on pro rata basis by the amount of deferred tax liabilities (except for the deferred tax liabilities recognized concerning intangible assets including goodwill)

11.6

reserves on other revaluation

11.7

sales returns, the assets connected with transactions on securitization

11.8

income or losses from change of fair value of the financial liability, in connection with change of credit risk according to such obligation

11.9

the regulatory adjustments which are deductible from the added capital, but in connection with its insufficient level subtracted from fixed capital

11:10

the exceeding amount which is subject to deduction from fixed capital if investments of bank (investments of bank into financial instruments of the financial organizations in which the bank has less than 10 (ten) percent of issued shares (shares in the authorized capital)) exceed 10 (ten) percent from fixed capital of bank after application of the regulatory adjustments specified in lines 11.1, 11. 2, 11. 3, 11. 4, 11. 5, 11. 6, 11. 7, 11.8 and 11.9

11:11

the exceeding amount which is subject to deduction from fixed capital if investments of bank (investments of bank into common shares of the financial organization in which the bank has 10 (ten) and more percent from issued shares (shares in the authorized capital)) exceed 10 (ten) percent from fixed capital of bank after application of the regulatory adjustments specified in lines 11.1, 11. 2, 11.3, 11.4, 11.5, 11.6, 11.7, 11.8, 11.9 and 11.10

11:12

the exceeding amount which is subject to deduction from fixed capital if the part of the deferred tax assets recognized concerning deductible temporary differences, reduced on pro rata basis by the amount of deferred tax liabilities (except for the deferred tax liabilities recognized concerning intangible assets including goodwill) exceeds 10 (ten) percent from fixed capital of bank after application of the regulatory adjustments specified in lines 11.1, 11. 2, 11.3, 11.4, 11.5, 11.6, 11.7, 11.8, 11.9 and 11.10

11:13

the exceeding amount which is subject to deduction from fixed capital if investments of bank into common shares of the financial organization in which the bank has 10 (ten) and more percent from issued shares (shares in the authorized capital) and the part of the deferred tax assets recognized concerning deductible temporary differences, reduced on pro rata basis by the amount of deferred tax liabilities (except for the deferred tax liabilities recognized concerning intangible assets including goodwill) in total exceed 17,65 (seventeen whole sixty five 100-th) percent of difference of fixed capital of bank after application of the regulatory adjustments specified in lines 11.1, 11. 2, 11. 3, 11. 4, 11. 5, 11. 6, 11. 7, 11.8 and 11.9 and the amount which is subject to deduction from fixed capital, specified in lines 11.10, 11.11 and 11. 12, reduced by the amounts which are deductible from fixed capital, specified in the lines 11.10, 11,11 and 11.12

12

Added capital as amount:

12.1

the termless agreements corresponding to criteria for classification of tools within equity of bank of which at the same time the financial asset at one person and the financial liability or other financial instrument confirming the right to share of the assets of the legal entity which remained later deductions of all its obligations at other person results

12.2

the paid preferred shares corresponding to the established criteria

13

The added capital behind minus:

13.1

investments of bank into own termless financial instruments by direct or indirect method

13.2

own redeemed preferred shares of bank

13.3

the exceeding amount which is subject to deduction from the added capital if investments of bank (investments of bank into financial instruments of the financial organizations in which the bank has less than 10 (ten) percent of issued shares (shares in the authorized capital)) exceed 10 (ten) percent from fixed capital of bank after application of the regulatory adjustments specified in lines 11.1, 11. 2, 11. 3, 11. 4, 11. 5, 11. 6, 11. 7, 11.8 and 11.9

13.4

investments of bank into termless financial instruments of the financial organizations in which the bank has 10 (ten) and more percent from issued shares (shares in authorized the capital, deductible from the added capital

13.5

the regulatory adjustments which are deductible from the capital of the second level, but in connection with its insufficient level subtracted from the added capital

14

Capital of the second level

15

Subordinated debt

16

The capital of the second level behind minus:

16.1

the redeemed own subordinated debt of bank

16.2

the amount of exceeding of investments of bank (investment of bank into financial instruments of the financial organizations in which the bank has less than 10 (ten) percent of issued shares (shares in the authorized capital) in total exceeding 10 (ten) percent from fixed capital of bank after application of regulatory adjustments), increased by share of investments into subordinated debt in the total amount of investments

16.3

investments of bank into subordinated debt of the financial organizations, in which the bank has 10 (ten) percent and more from issued shares (shares in the authorized capital), the legal entity, deductible from the capital of the second level

17

Coefficient of sufficiency of fixed capital of kl

18

Capital adequacy ratio of the first kl-2 level

19

Coefficient of sufficiency of equity of k2

20

Retained net income of bank on which restriction regarding the termination of dividend payout and the return share repurchase is imposed

21

Not invested remaining balance of means accepted on the terms of the custodial agreement

22

Total the assets weighed taking into account credit risk

23

Total the contingent and possible obligations weighed taking into account credit risk

24

Total the derivative financial instruments weighed taking into account credit risk

25

Specific interest risk

26

General interest risk

27

Total the market risk connected with change of rate of remuneration

28

Specific risk

29

General risk

30

Total the market risk connected with change of share market value and market value of derivative financial instruments which underlying asset are shares or index on the share

31

Total the market risk connected with change of the exchange rate of foreign currencies (market value of precious metals)

32

Total the market risk connected with change of share market value (including the Islamic securities acquired with sales objective)

33

Total the risk on inventory stocks connected with change of market value

34

The amount of long and short positions on financial instruments with the market risk connected with change of market value

35

Difference of the amounts of long and short positions on financial instruments with the market risk connected with change of market value

36

Amount of open foreign exchange positions

37

The assets and conditional and possible requirements and obligations calculated taking into account market risk

38

Average size of annual gross income

39

Operational risk

40

Total debt of one borrower or group of the interconnected borrowers who are not connected with bank the special relations on any kind of obligations to bank

41

Coefficient of the maximum extent of risk on one borrower who is not connected with bank the special relations of k3

42

Total debt of one borrower or group of the interconnected borrowers connected with bank the special relations on any kind of obligations to bank

43

Coefficient of the maximum extent of risk on one borrower (group of borrowers) connected with bank the special relations of k3-1

44

The amount of risks on all borrowers connected with bank the special relations

45

Coefficient of the amount of risks on the borrowers connected with bank the special relations

46

The maximum amount of blank loan, unsecured contingent obligations before the borrower or for the borrower for benefit of the third parties on whom the bank can have requirements to the borrower during current and two next months, according to obligations of the corresponding borrowers, and also obligations of the nonresidents of the Republic of Kazakhstan registered or who are citizens of offshore zones, except for requirements to residents of the Republic of Kazakhstan with the rating of the agency Standard энд Purs (Standard & Poor "s) or the rating of similar level of the Fitch or Mudis agencies of Investors Service (Moody" s Investors Service) (further – other rating agencies) is no more than one Item lower than the sovereign rating of the Republic of Kazakhstan and nonresidents having rating Standard энд is not lower "And" the agencies than Purs (Standard & Poor "s) or the rating of similar level of one of other rating agencies, except for nonresidents with rating Standard энд Purs (Standard & Poor "s) or the rating of similar level of one of other rating agencies, concerning one borrower or group of the interconnected borrowers is not lower "And" than the agency

47

Coefficient of the maximum size of blank credit

48

The cumulative amount of risks of bank on one borrower, the size of each of which exceeds 10 (ten) percent from equity of bank

49

The coefficient of the cumulative amount of risks on one borrower, the size of each of which exceeds 10 (ten) percent - from equity

50

The amount of risk of bank according to obligations of Development bank of Kazakhstan

51

Coefficient of the extent of risk according to obligations Development bank of Kazakhstan

52

Highly liquid assets

53

Obligations poste restante

54

Coefficient of current liquidity of k4

55

Urgent obligations with remaining period before repayment up to 7 (seven) days inclusive

56

Coefficient of urgent liquidity of k4-1

57

Quick assets with remaining period before repayment up to 1 (one) month inclusive, including highly liquid assets

58

Urgent obligations with remaining period before repayment up to 1 (one) month inclusive

59

Coefficient of urgent liquidity of k4-2

60

Quick assets with remaining period before repayment up to 3 (three) months inclusive, including highly liquid assets

61

Urgent obligations with remaining period before repayment up to 3 (three) months inclusive

62

Coefficient of urgent liquidity of k4-3

63

Assets for calculation of coefficient of urgent currency liquidity of k4-4:

63.1

on foreign currencies of the countries having sovereign rating Standard энд Purs (Standard & Poor "s) or the rating of similar level of one of other rating agencies, and currency "Euro" is not lower "And" than the agency (with indication of the amount (coefficient) on this group of currencies in total)

63.2

on foreign currencies of the countries having sovereign rating Standard энд Purs (Standard & Poor "s) or the rating of similar level of one of other rating agencies or not having the corresponding rating assessment is lower "And" than the agency

63.3

(the currency type is specified)

63.4

(the currency type is specified)

64

Obligations for calculation of coefficient of urgent currency liquidity of k4-4, the conversion increased by coefficient to equal 100 (hundred) percent

64.1

on foreign currencies of the countries having sovereign rating Standard энд Purs (Standard & Poor "s) or the rating of similar level of one of other rating agencies, and currency "Euro" is not lower "And" than the agency (with indication of the amount (coefficient) on this group of currencies in total)

64.2

on foreign currencies of the countries having sovereign rating Standard энд Purs (Standard & Poor "s) or the rating of similar level of one of other rating agencies or not having the corresponding rating assessment is lower "And" than the agency

64.3

(the currency type is specified)

64.4

(the currency type is specified)

65

Coefficient of urgent currency liquidity of k4-4:

65.1

on foreign currencies of the countries having sovereign rating Standard энд Purs (Standard & Poor "s) or the rating of similar level of one of other rating agencies, and currency "Euro" is not lower "And" than the agency (with indication of the amount (coefficient) on this group of currencies in total)

65.2

on foreign currencies of the countries having sovereign rating Standard энд Purs (Standard & Poor "s) or the rating of similar level of one of other rating agencies or not having the corresponding rating assessment is lower "And" than the agency

65.3

(the currency type is specified)

65.4

(the currency type is specified)

66

Assets for calculation of coefficient of urgent currency liquidity of k4-5:

66.1

on foreign currencies of the countries having sovereign rating Standard энд Purs (Standard & Poor "s) or the rating of similar level of one of other rating agencies, and currency "Euro" is not lower "And" than the agency (with indication of the amount (coefficient) on this group of currencies in total)

66.2

on foreign currencies of the countries having sovereign rating Standard энд Purs (Standard & Poor "s) or the rating of similar level of one of other rating agencies or not having the corresponding rating assessment is lower "And" than the agency

66.3

(the currency type is specified)

66.4

(the currency type is specified)

67

Obligations for calculation of coefficient of urgent currency liquidity of k4-5, the conversion increased by coefficient to equal 90 (ninety) percent

67.1

on foreign currencies of the countries having sovereign rating Standard энд Purs (Standard & Poor "s) or the rating of similar level of one of other rating agencies, and currency "Euro" is not lower "And" than the agency (with indication of the amount (coefficient) on this group of currencies in total)

67.2

on foreign currencies of the countries having sovereign rating Standard энд Purs (Standard & Poor "s) or the rating of similar level of one of other rating agencies or not having the corresponding rating assessment is lower "And" than the agency

67.3

(the currency type is specified)

67.4

(the currency type is specified)

68

Coefficient of urgent currency liquidity of k4-5:

68.1

on foreign currencies of the countries having sovereign rating Standard энд Purs (Standard & Poor "s) or the rating of similar level of one of other rating agencies, and currency "Euro" is not lower "And" than the agency (with indication of the amount (coefficient) on this group of currencies in total)

68.2

on foreign currencies of the countries having sovereign rating Standard энд Purs (Standard & Poor "s) or the rating of similar level of one of other rating agencies or not having the corresponding rating assessment is lower "And" than the agency

68.3

(the currency type is specified)

68.4

(the currency type is specified)

69

Assets for calculation of coefficient of urgent currency liquidity of k4-6:

69.1

on foreign currencies of the countries having sovereign rating Standard энд Purs (Standard & Poor "s) or the rating of similar level of one of other rating agencies, and currency "Euro" is not lower "And" than the agency (with indication of the amount (coefficient) on this group of currencies in total)

69.2

on foreign currencies of the countries having sovereign rating Standard энд Purs (Standard & Poor "s) or the rating of similar level of one of other rating agencies or not having the corresponding rating assessment is lower "And" than the agency

69.3

(the currency type is specified)

69.4

(the currency type is specified)

70

Obligations for calculation of coefficient of urgent currency liquidity of k4-6, the conversion increased by coefficient to equal 80 (eighty) percent

70.1

on foreign currencies of the countries having sovereign rating Standard энд Purs (Standard & Poor "s) or the rating of similar level of one of other rating agencies, and currency "Euro" is not lower "And" than the agency (with indication of the amount (coefficient) on this group of currencies in total)

70.2

on foreign currencies of the countries having sovereign rating Standard энд Purs (Standard & Poor "s) or the rating of similar level of one of other rating agencies or not having the corresponding rating assessment is lower "And" than the agency

70.3

(the currency type is specified)

70.4

(the currency type is specified)

71

Coefficient of urgent currency liquidity of k4-6:

71.1

on foreign currencies of the countries having sovereign rating Standard энд Purs (Standard & Poor "s) or the rating of similar level of one of other rating agencies, and currency "Euro" is not lower "And" than the agency (with indication of the amount (coefficient) on this group of currencies in total)

71.2

on foreign currencies of the countries having sovereign rating Standard энд Purs (Standard & Poor "s) or the rating of similar level of one of other rating agencies or not having the corresponding rating assessment is lower "And" than the agency

71.3

(the currency type is specified)

71.4

(the currency type is specified)

72

Availability at bank during the accounting period of overdue obligations to creditors (Yes (Is not present))

73

Availability at bank of the fact of untimely execution by bank of the actions plan approved by authorized body (Yes (Is not present))

74

Short-term obligations before nonresidents

75

Coefficient of the maximum limit of short-term obligations before nonresidents of k7

76

The assets financed by the funds raised under the agreement on the investment deposit

77

Coefficient of placement of part of means in internal assets

Name __________________________________________________

Адрес__________________________________________________________

_______________________________________________________ phone

E-mail address ________________________________________

Contractor of ________________________________ _________________
           surname, name and middle name (in case of its availability) the signature, phone

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