of March 2, 2021 No. 23
About approval of the list, forms, terms and Rules of submission of the reporting on accomplishment of prudential standard rates by branches of nonresident banks of the Republic of Kazakhstan (including branches of Islamic nonresident banks of the Republic of Kazakhstan)
According to subitem 65-2) of part two of article 15 of the Law of the Republic of Kazakhstan "About National Bank of the Republic of Kazakhstan", Item 1 of article 54 of the Law of the Republic of Kazakhstan "About banks and banking activity in the Republic of Kazakhstan" and the subitem 2) of Item 3 of article 16 of the Law of the Republic of Kazakhstan "About the state statistics" the Board of National Bank of the Republic of Kazakhstan DECIDES:
1. Approve:
1) the list of the reporting on accomplishment of prudential standard rates by branches of nonresident banks of the Republic of Kazakhstan (including branches of Islamic nonresident banks of the Republic of Kazakhstan) according to appendix 1 to this resolution;
2) report form about accomplishment of prudential standard rates according to appendix 2 to this resolution;
3) report form about disaggregation of the assets weighed taking into account credit risk according to appendix 3 to this resolution;
4) report form about disaggregation of the contingent and possible obligations weighed taking into account credit risk according to appendix 4 to this resolution;
5) report form about disaggregation of conditional and possible requirements and obligations for the derivative financial instruments weighed taking into account credit risk according to appendix 5 to this resolution;
6) report form about disaggregation of calculation of specific interest risk (by currencies) according to appendix 6 to this resolution;
7) report form about distribution of open line items on time frames (by currencies) according to appendix 7 to this resolution;
8) report form about disaggregation of calculation of general interest risk (by currencies) according to appendix 8 to this resolution;
9) report form about disaggregation of the maximum extent of risk on one borrower (by borrowers) according to appendix 9 to this resolution;
10) report form about disaggregation of coefficient of current liquidity of k4 according to appendix 10 to this resolution;
11) report form about disaggregation of coefficients of urgent liquidity of k4-1, k4-2, k4-3 according to appendix 11 to this resolution;
12) report form about disaggregation of coefficients of urgent currency liquidity of k4-4, k4-5, k4-6 according to appendix 12 to this resolution;
13) report form about foreign exchange positions on each foreign currency and currency net position for each working day of week (month) according to appendix 13 to this resolution;
14) report form about calculation of average monthly size of internal assets, internal and other obligations, coefficient of placement of part of means in internal assets according to appendix 14 to this resolution;
15) report form about disaggregation of capitalization ratio to obligations to nonresidents of the Republic of Kazakhstan according to appendix 15 to this resolution;
16) report form of branch of Islamic nonresident bank of the Republic of Kazakhstan about disaggregation of the assets weighed taking into account credit risk according to appendix 16 to this resolution;
17) report form of branch of Islamic nonresident bank of the Republic of Kazakhstan about disaggregation of the contingent and possible obligations weighed taking into account credit risk according to appendix 17 to this resolution;
18) report form about disaggregation of coverage ratio of liquidity according to appendix 18 to this resolution;
19) report form about disaggregation of coefficient net stable funding according to appendix 19 to this resolution;
20) Rules of submission of the reporting on accomplishment of prudential standard rates by branches of nonresident banks of the Republic of Kazakhstan (including branches of Islamic nonresident banks of the Republic of Kazakhstan) according to appendix 20 to this resolution.
2. Branches of nonresident banks of the Republic of Kazakhstan and branches of Islamic nonresident banks of the Republic of Kazakhstan represent to National Bank of the Republic of Kazakhstan in electronic format:
1) weekly – the reporting provided by the subitem 13) of Item 1 of this resolution, in time no later than the fifth working day following reporting week.
In case of the expiration of calendar month in reporting week the reporting provided by the subitem 13) of Item 1 of this resolution is submitted no later than the seventh working day of the month following for expired calendar month, separately for the calendar days of reporting week relating to the expired calendar month and for the calendar days of reporting week relating to the current calendar month;
2) monthly – the reporting provided by subitems 2), 3), 4), 5), 6), 7), 8), 9), 10), 11), 12), 13), 14), 15), 16) and 17) of Item 1 of this resolution, in time no later than the seventh working day of the month following month under report;
3) monthly – the reporting provided by subitems 18) and 19) of Item 1 of this resolution, in time no later than the tenth working day of the month following month under report.
3. To department of statistics of the financial market (Buranbayeva A. M.) in the procedure established by the legislation to provide:
1) together with Legal department (Kasenov A. S.) state registration of this resolution in the Ministry of Justice of the Republic of Kazakhstan;
2) placement of this resolution on official Internet resource of National Bank of the Republic of Kazakhstan after its official publication.
3) within ten working days after state registration of this resolution submission to Legal department of data on execution of the actions provided by the subitem 2) of this Item and item 4 of this resolution.
4. To department of information and communications – the press service of National Bank of the Republic of Kazakhstan (Adambayeva A. R.) provide within ten calendar days after state registration of this resolution the direction it to the copy on official publication in periodic printing editions.
5. To impose control of execution of this resolution on the vice-chairman of National Bank of the Republic of Kazakhstan Baymagambetov A. M.
6. This resolution becomes effective after ten calendar days after day of its first official publication.
Chairman of National Bank of the Republic of Kazakhstan
E.Dosayev
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It is approved Agency of the Republic of Kazakhstan on regulation and development of the financial market |
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It is approved Bureau of national statistics of the Agency on strategic planning and reforms of the Republic of Kazakhstan |
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Appendix 1
to the Resolution of Board of National Bank of the Republic of Kazakhstan of March 2, 2021 No. 23
The reporting on accomplishment of prudential standard rates by branches of nonresident banks of the Republic of Kazakhstan (including branches of Islamic nonresident banks of the Republic of Kazakhstan) includes:
1) report on accomplishment of prudential standard rates;
2) the report on disaggregation of the assets weighed taking into account credit risk;
3) the report on disaggregation of the contingent and possible obligations weighed taking into account credit risk;
4) the report on disaggregation of conditional and possible requirements and obligations on the derivative financial instruments weighed taking into account credit risk;
5) the report on disaggregation of calculation of specific interest risk (by currencies);
6) the report on distribution of open line items on time frames (by currencies);
7) the report on disaggregation of calculation of general interest risk (by currencies);
8) the report on disaggregation of the maximum extent of risk on one borrower (by borrowers);
9) report on disaggregation of coefficient of current liquidity of k4;
10) report on disaggregation of coefficients of urgent liquidity of k4-1, k4-2, k4-3;
11) report on disaggregation of coefficients of urgent currency liquidity of k4-4, k4-5, k4-6;
12) the report on foreign exchange positions on each foreign currency and currency net position for each working day of week (month);
13) the report on calculation of average monthly size of internal assets, internal and other obligations, coefficient of placement of part of means in internal assets;
14) the report on disaggregation of capitalization ratio to obligations to nonresidents of the Republic of Kazakhstan;
15) the report of branch of Islamic nonresident bank of the Republic of Kazakhstan on disaggregation of the assets weighed taking into account credit risk;
16) the report of branch of Islamic nonresident bank of the Republic of Kazakhstan on disaggregation of the contingent and possible obligations weighed taking into account credit risk;
17) report on disaggregation of coverage ratio of liquidity;
18) report on disaggregation of coefficient net stable funding.
Appendix 2
to the Resolution of Board of National Bank of the Republic of Kazakhstan of March 2, 2021 No. 23
The form intended for collection of administrative data
It is represented: in National Bank of the Republic of Kazakhstan
The form of administrative data is placed on Internet resource: www.nationalbank.kz
Index of form of administrative data: 1-BVU_Prud_norm
Frequency: monthly
Accounting period: on "___" ________ 20 __ years
The group of people, providing information: branches of nonresident banks of the Republic of Kazakhstan
Term of representation of form of administrative data:
monthly, no later than the seventh working day of the month following month under report
Form
Table. Data on accomplishment of prudential standard rates
(in thousands of tenges)
|
№ |
Name |
Amount |
|
1 |
2 |
3 |
|
1 |
The minimum size of the assets accepted as reserve |
|
|
2 |
The assets accepted as reserve as the amount: |
|
|
3 |
Accounts of head office |
|
|
4 |
Results of activities of branch of nonresident bank of the Republic of Kazakhstan (including branch of Islamic nonresident bank of the Republic of Kazakhstan) last years (net incomes) |
|
|
5 |
Results of activities of branch of nonresident bank of the Republic of Kazakhstan (including branch of Islamic nonresident bank of the Republic of Kazakhstan) current year (net incomes) |
|
|
6 |
Revaluation reserves: |
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|
7 |
reserves of revaluation of fixed assets and reserves of revaluation of cost of the securities carried at fair value through other comprehensive income |
|
|
8 |
reserves of revaluation of cost of the loans carried at fair value through other comprehensive income |
|
|
9 |
The assets accepted as reserve behind minus: |
|
|
9.1 |
intangible assets, including goodwill |
|
|
9.2 |
results of activities of branch of nonresident bank of the Republic of Kazakhstan (including branch of Islamic nonresident bank of the Republic of Kazakhstan) last years (net spendings) |
|
|
9.3 |
results of activities of branch of nonresident bank of the Republic of Kazakhstan (including branch of Islamic nonresident bank of the Republic of Kazakhstan) current year (net spendings) |
|
|
9.4 |
deferred tax assets (except for parts of the deferred tax assets recognized concerning deductible temporary differences) |
|
|
9.5 |
reserves on other revaluation |
|
|
9.6 |
the income or losses from change of fair value of the financial liability, in connection with change of credit risk according to such obligation |
|
|
9.7 |
the excess amount which is deductible from the assets accepted as reserve if investments of branch of nonresident bank of the Republic of Kazakhstan (including branch of Islamic nonresident bank of the Republic of Kazakhstan) in financial instruments of the financial organizations in which the branch of nonresident bank of the Republic of Kazakhstan (including branch of Islamic nonresident bank of the Republic of Kazakhstan) has less than 10 (ten) percent of placed shares (shares in the authorized capital) in total exceed 10 (ten) percent from the assets accepted as reserve of branch of nonresident bank of the Republic of Kazakhstan (including branch of Islamic nonresident bank of the Republic of Kazakhstan) after application of the regulatory adjustments specified in lines 9.1, 9. 2, 9. 3, 9. 4, 9.5 and 9.6 these tables |
|
|
9.8 |
the excess amount which is deductible from the assets accepted as reserve if investments of branch of nonresident bank of the Republic of Kazakhstan (including branch of Islamic nonresident bank of the Republic of Kazakhstan) in common shares of the financial organization in which the branch of nonresident bank of the Republic of Kazakhstan (including branch of Islamic nonresident bank of the Republic of Kazakhstan) has 10 (ten) and more percent from placed shares (shares in the authorized capital)) in total exceed 10 (ten) percent from the assets accepted as reserve after application of the regulatory adjustments specified in lines 9.1, 9. 2, 9. 3, 9. 4, 9. 5, 9.6 and 9.7 these tables |
|
|
9.9 |
the excess amount which is deductible from the assets accepted as reserve if the part of the deferred tax assets recognized concerning deductible temporary differences, reduced on pro rata basis by the amount of deferred tax liabilities (except for the deferred tax liabilities recognized concerning intangible assets including goodwill) exceeds 10 (ten) percent from the assets accepted as reserve after application of the regulatory adjustments specified in lines 9.1, 9. 2, 9. 3, 9. 4, 9. 5, 9.6 and 9.7 these tables |
|
|
9.10 |
the excess amount which is deductible from the assets accepted as reserve if investments of branches of nonresident banks of the Republic of Kazakhstan into common shares of the financial organization in which the branch of nonresident bank of the Republic of Kazakhstan has 10 (ten) and more percent from placed shares (shares in the authorized capital) and the part of the deferred tax assets recognized concerning deductible temporary differences, reduced on pro rata basis by the amount of deferred tax liabilities (except for the deferred tax liabilities recognized concerning intangible assets including goodwill) in total exceed 17,65 (seventeen whole sixty five 100-th) percent of difference of the assets accepted as reserve after application of the regulatory adjustments specified in lines 9.1, 9. 2, 9.3, 9. 4, 9.5 both 9.6 these tables, and the amount which is deductible from the assets accepted as reserve, specified in lines 9.7, 9.8 and 9.9 of this table, reduced by the amounts which are deductible from the assets accepted as reserve, specified in lines 9.7, 9. 8, and 9.9 these tables |
|
|
9.11 |
investments of branch of nonresident bank of the Republic of Kazakhstan (including branch of Islamic nonresident bank of the Republic of Kazakhstan) in termless financial instruments of the financial organizations in which the branch of nonresident bank of the Republic of Kazakhstan (including branch of Islamic nonresident bank of the Republic of Kazakhstan) has 10 (ten) and more percent from issued shares (shares in the authorized capital) are deductible from the assets accepted as reserve |
|
|
9.12 |
investments of branch of nonresident bank of the Republic of Kazakhstan (including branch of Islamic nonresident bank of the Republic of Kazakhstan) in subordinated debt of the financial organizations in which the branch of nonresident bank of the Republic of Kazakhstan (including branch of Islamic nonresident bank of the Republic of Kazakhstan) has 10 (ten) and more percent from issued shares (shares in the authorized capital) the legal entity which are deductible from the assets accepted as reserve |
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|
10 |
Positive difference according to paragraph 6 of the Technique of calculations of prudential standard rates and other regulations and limits, obligatory to observance, for branches of nonresident banks of the Republic of Kazakhstan (including branches of Islamic nonresident banks of the Republic of Kazakhstan) approved by the resolution of Board of the Agency of the Republic of Kazakhstan on regulation and development of the financial market of February 12, 2021 No. 23, registered in the Register of state registration of regulatory legal acts at No. 22213 (further - the Technique), considered when calculating the regulatory buffer |
|
|
11 |
Coefficient of sufficiency of the assets accepted as reserve (kl) |
|
|
12 |
Results of activities of branch of nonresident bank on which restriction regarding the direction of the income to nonresident bank of the Republic of Kazakhstan is imposed |
|
|
13 |
Total the assets weighed taking into account credit risk |
|
|
14 |
Total the contingent and possible obligations weighed taking into account credit risk |
|
|
15 |
Total the derivative financial instruments weighed taking into account credit risk |
|
|
16 |
Specific interest risk |
|
|
17 |
General interest risk |
|
|
18 |
Total the market risk connected with change of rate of remuneration |
|
|
19 |
Specific risk |
|
|
20 |
General risk |
|
|
21 |
Total the market risk connected with change of share market value and market value of derivative financial instruments which underlying asset are shares or index on the share |
|
|
22 |
Total the market risk connected with change of the exchange rate of foreign currencies (market value of precious metals) |
|
|
23 |
Total the market risk connected with change of share market value (including the Islamic securities acquired with sales objective) |
|
|
24 |
Total the risk on inventory stocks connected with change of market value |
|
|
25 |
The amount of long and short positions on financial instruments with the market risk connected with change of market value |
|
|
26 |
Difference of the amounts of long and short positions on financial instruments with the market risk connected with change of market value |
|
|
27 |
Amount of open foreign exchange positions |
|
|
28 |
The assets and conditional and possible requirements and obligations calculated taking into account market risk |
|
|
29 |
Average size of annual gross income |
|
|
30 |
Operational risk |
|
|
31 |
Total debt of one borrower or group of the interconnected borrowers who are not connected with branch of nonresident bank of the Republic of Kazakhstan the special relations on any kind of obligations to branch of nonresident bank of the Republic of Kazakhstan |
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|
32 |
Coefficient of the maximum extent of risk on one borrower who is not connected with branch of nonresident bank of the Republic of Kazakhstan the special relations - (k 3) |
|
|
33 |
Total debt of one borrower or group of the interconnected borrowers connected with branch of nonresident bank of the Republic of Kazakhstan the special relations on any kind of obligations to branch of nonresident bank of the Republic of Kazakhstan |
|
|
34 |
Coefficient of the maximum extent of risk on one borrower (group of borrowers) connected with branch of nonresident bank of the Republic of Kazakhstan the special relations - (k3. 1) |
|
|
35 |
The amount of risks on all borrowers connected with branch of nonresident bank of the Republic of Kazakhstan the special relations |
|
|
36 |
Coefficient of the amount of risks on the borrowers connected with branch of nonresident bank of the Republic of Kazakhstan the special relations (Ro) |
|
|
37 |
The maximum amount of blank loan, unsecured contingent obligations before the borrower or for the borrower for benefit of the third parties on whom the branch of nonresident bank of the Republic of Kazakhstan can have requirements to the borrower during current and two next months, according to obligations of the corresponding borrowers, and also obligations of the nonresidents of the Republic of Kazakhstan registered or who are citizens of offshore zones, except for requirements to residents of the Republic of Kazakhstan with the rating of the Standard & Poor's agency (Standard & Poor "s) or the rating of similar level of the Fitch or Mudis agencies of Investors Service (Moody" s Investors Service) (further - other rating agencies) is no more than one Item lower than the sovereign rating of the Republic of Kazakhstan and nonresidents of the Republic of Kazakhstan, having rating is not lower "And" the Standard & Poor's agencies (Standard & Poor "s) or the rating of similar level of one of other rating agencies, except for is not lower than nonresidents with rating "And" the Standard & Poor's agencies (Standard & Poor" s) or the rating of similar level of one of other rating agencies, concerning one borrower or group of the interconnected borrowers |
|
|
38 |
Coefficient of the maximum size of blank credit (Bq) |
|
|
39 |
The cumulative amount of risks of branch of nonresident bank of the Republic of Kazakhstan on one borrower, the size of each of which exceeds 10 (ten) percent from the assets accepted as reserve of branch of nonresident bank of the Republic of Kazakhstan |
|
|
40 |
The coefficient of the cumulative amount of risks on one borrower, the size of each of which exceeds 10 (ten) percent - from the assets accepted as reserve (Rk) |
|
|
41 |
The cumulative amount of the securitized credits transferred to special finance company of Fund of Stressful Assets joint-stock company |
|
|
42 |
Coefficient of the cumulative amount of the securitized credits transferred to special finance company of Fund of Stressful Assets joint-stock company |
|
|
43 |
The amount of risk of branch of nonresident bank of the Republic of Kazakhstan according to obligations of Development Bank of Kazakhstan joint-stock company |
|
|
44 |
Coefficient of the extent of risk according to obligations of Development Bank of Kazakhstan joint-stock company (Rbrk) |
|
|
45 |
Highly liquid assets |
|
|
46 |
Obligations poste restante |
|
|
47 |
Coefficient of current liquidity (k 4) |
|
|
48 |
Urgent obligations with remaining period before repayment up to seven calendar days inclusive |
|
|
49 |
Liquidity rate (k4-1) |
|
|
50 |
Quick assets with remaining period before repayment up to one month inclusive, including highly liquid assets |
|
|
51 |
Urgent obligations with remaining period before repayment up to one month inclusive |
|
|
52 |
Liquidity rate (k4-2) |
|
|
53 |
Quick assets with remaining period before repayment up to three months inclusive, including highly liquid assets |
|
|
54 |
Urgent obligations with remaining period before repayment up to three months inclusive |
|
|
55 |
Liquidity rate (k4-3) |
|
|
56 |
Assets for calculation of coefficient of urgent currency liquidity of k4-4: |
|
|
56.1 |
on foreign currencies of the countries having sovereign rating is not lower "And" the Standard & Poor's agencies (Standard&Poor "s) or the rating of similar level of one of other rating agencies, and currency "Euro" (with indication of the amount (coefficient) on this group of currencies in total) |
|
|
56.2 |
on foreign currencies of the countries having sovereign rating is lower "And" the Standard & Poor's agencies (Standard&Poor "s) or the rating of similar level of one of other rating agencies or not having the corresponding rating assessment |
|
|
56.3 |
(the currency type is specified) |
|
|
56.4 |
(the currency type is specified) |
|
|
57 |
Obligations for calculation of coefficient of urgent currency liquidity of k4-4 |
|
|
57.1 |
on foreign currencies of the countries having sovereign rating is not lower "And" the Standard & Poor's agencies (Standard&Poor "s) or the rating of similar level of one of other rating agencies, and currency "Euro" (with indication of the amount (coefficient) on this group of currencies in total) |
|
|
57.2 |
on foreign currencies of the countries having sovereign rating is lower "And" the Standard & Poor's agencies (Standard&Poor "s) or the rating of similar level of one of other rating agencies or not having the corresponding rating assessment |
|
|
57.3 |
(the currency type is specified) |
|
|
57.4 |
(the currency type is specified) |
|
|
58 |
Coefficient of urgent currency liquidity (k4-4): |
|
|
58.1 |
on foreign currencies of the countries having sovereign rating is not lower "And" the Standard & Poor's agencies (Standard&Poor "s) or the rating of similar level of one of other rating agencies, and currency "Euro" (with indication of the amount (coefficient) on this group of currencies in total) |
|
|
58.2 |
on foreign currencies of the countries having sovereign rating is lower "And" the Standard & Poor's agencies (Standard&Poor "s) or the rating of similar level of one of other rating agencies or not having the corresponding rating assessment |
|
|
58.3 |
(the currency type is specified) |
|
|
58.4 |
(the currency type is specified) |
|
|
59 |
Assets for calculation of coefficient of urgent currency liquidity of k4-5: |
|
|
59.1 |
on foreign currencies of the countries having sovereign rating is not lower "And" the Standard & Poor's agencies (Standard&Poor "s) or the rating of similar level of one of other rating agencies, and currency "Euro" (with indication of the amount (coefficient) on this group of currencies in total) |
|
|
59.2 |
on foreign currencies of the countries having sovereign rating is lower "And" the Standard & Poor's agencies (Standard&Poor "s) or the rating of similar level of one of other rating agencies or not having the corresponding rating assessment |
|
|
59.3 |
(the currency type is specified) |
|
|
59.4 |
(the currency type is specified) |
|
|
60 |
Obligations for calculation of coefficient of urgent currency liquidity of k4-5, the conversion increased by coefficient to equal 90 (ninety) percent: |
|
|
60.1 |
on foreign currencies of the countries having sovereign rating is not lower "And" the Standard & Poor's agencies (Standard&Poor "s) or the rating of similar level of one of other rating agencies, and currency "Euro" (with indication of the amount (coefficient) on this group of currencies in total) |
|
|
60.2 |
on foreign currencies of the countries having sovereign rating is lower "And" the Standard & Poor's agencies (Standard&Poor "s) or the rating of similar level of one of other rating agencies or not having the corresponding rating assessment |
|
|
60.3 |
(the currency type is specified) |
|
|
60.4 |
(the currency type is specified) |
|
|
61 |
Coefficient of urgent currency liquidity (k4-5): |
|
|
61.1 |
on foreign currencies of the countries having sovereign rating is not lower "And" the Standard & Poor's agencies (Standard&Poor "s) or the rating of similar level of one of other rating agencies, and currency "Euro" (with indication of the amount (coefficient) on this group of currencies in total) |
|
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61.2 |
on foreign currencies of the countries having sovereign rating is lower "And" the Standard & Poor's agencies (Standard&Poor "s) or the rating of similar level of one of other rating agencies or not having the corresponding rating assessment: |
|
|
61.3 |
(the currency type is specified) |
|
|
61.4 |
(the currency type is specified) |
|
|
62 |
Assets for calculation of coefficient of urgent currency liquidity of k4-6: |
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|
62.1 |
on foreign currencies of the countries having sovereign rating is not lower "And" the Standard & Poor's agencies (Standard&Poor "s) or the rating of similar level of one of other rating agencies, and currency "Euro" (with indication of the amount (coefficient) on this group of currencies in total) |
|
|
62.2 |
on foreign currencies of the countries having sovereign rating is lower "And" the Standard & Poor's agencies (Standard&Poor "s) or the rating of similar level of one of other rating agencies or not having the corresponding rating assessment |
|
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62.3 |
(the currency type is specified) |
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62.4 |
(the currency type is specified) |
|
|
63 |
Obligations for calculation of coefficient of urgent currency liquidity of k4-6, the conversion increased by coefficient to equal 80 (eighty) percent: |
|
|
63.1 |
on foreign currencies of the countries having sovereign rating is not lower "And" the Standard & Poor's agencies (Standard&Poor "s) or the rating of similar level of one of other rating agencies, and currency "Euro" (with indication of the amount (coefficient) on this group of currencies in total) |
|
|
63.2 |
on foreign currencies of the countries having sovereign rating is lower "And" the Standard & Poor's agencies (Standard&Poor "s) or the rating of similar level of one of other rating agencies or not having the corresponding rating assessment |
|
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63.3 |
(the currency type is specified) |
|
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63.4 |
(the currency type is specified) |
|
|
64 |
Coefficient of urgent currency liquidity (k4-6): |
|
|
64.1 |
on foreign currencies of the countries having sovereign rating is not lower "And" the Standard & Poor's agencies (Standard&Poor "s) or the rating of similar level of one of other rating agencies, and currency "Euro" (with indication of the amount (coefficient) on this group of currencies in total) |
|
|
64.2 |
on foreign currencies of the countries having sovereign rating is lower "And" the Standard & Poor's agencies (Standard&Poor "s) or the rating of similar level of one of other rating agencies or not having the corresponding rating assessment |
|
|
64.3 |
(the currency type is specified) |
|
|
64.4 |
(the currency type is specified) |
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|
65 |
Availability at branch of nonresident bank of the Republic of Kazakhstan during the accounting period of overdue obligations to creditors (yes or no) |
|
|
66 |
Availability at branch of bank of the nonresident of the Republic of Kazakhstan of the fact of untimely execution by branch of nonresident bank of the Republic of Kazakhstan of the actions plan approved by authorized body (yes or no) |
|
|
67 |
Short-term obligations before nonresidents of the Republic of Kazakhstan |
|
|
68 |
Coefficient of the maximum limit of short-term obligations before nonresidents of the Republic of Kazakhstan (k 7) |
|
|
69 |
The assets financed by the funds raised under the agreement on the investment deposit |
|
|
70 |
Coefficient of placement of part of means in internal assets |
Name _______________________________________________________
Адрес_______________________________________________________________
________________________________________ phone
E-mail address _________________________
Contractor of ____________________________________ ________________
surname, name and middle name (in case of its availability) the signature, phone
The head or person to who function on signing of the report is assigned
________________________________________________ ________________
surname, name and middle name (in case of its availability) the signature
Date "______" ______________ 20 __ years
to report form about accomplishment of prudential standard rates
The explanation on filling of form of administrative data
The report on accomplishment of prudential standard rates (index - 1-BVU_Prud_norm, frequency - monthly)
1. This explanation determines single requirements for filling of form of the administrative data "Report on Accomplishment of Prudential Standard Rates" (further - the Form).
2. The form is developed according to subitem 65-2) of part two of article 15 of the Law of the Republic of Kazakhstan "About National Bank of the Republic of Kazakhstan", part four of Item 6 of Article 42 and part two of Item 1 of article 54 of the Law of the Republic of Kazakhstan "About banks and banking activity in the Republic of Kazakhstan" and the subitem 2) of Item 3 of article 16 of the Law of the Republic of Kazakhstan "About the state statistics".
3. The form is constituted monthly by branches of nonresident banks of the Republic of Kazakhstan (including branches of Islamic nonresident banks of the Republic of Kazakhstan) as of the first day of every month.
Data in shape are filled in in thousands of tenges.
4. The form is signed by the head or person to who function on signing of the report is assigned.
5. The form is filled according to the resolution of Board of the Agency of the Republic of Kazakhstan on regulation and development of the financial market of February 12, 2021 No. 23 "About establishment of prudential standard rates and other regulations and limits, obligatory to observance, for branches of nonresident banks of the Republic of Kazakhstan (including branches of Islamic nonresident banks of the Republic of Kazakhstan), their normative values and technique of calculations, including procedure for forming of assets of branches of the nonresident banks of the Republic of Kazakhstan (including branches of Islamic nonresident banks of the Republic of Kazakhstan) accepted as reserve, and their minimum size", registered in the Register of state registration of regulatory legal acts at No. 22213 (further – the Resolution No. 23).
6. The line 1 is filled according to Chapter 2 of the Technique of calculations of prudential standard rates and other regulations and limits, obligatory to observance, for branches of nonresident banks of the Republic of Kazakhstan (including branches of Islamic nonresident banks of the Republic of Kazakhstan) approved by the Resolution No. 23 (further – the Technique).
7. The line 13 is filled according to data of the report on disaggregation of the assets weighed taking into account credit risk.
8. The line 14 is filled according to data of the report on disaggregation of the contingent and possible obligations weighed taking into account credit risk.
9. The line 15 is filled according to data of the report on disaggregation of conditional and possible requirements and obligations on the derivative financial instruments weighed taking into account credit risk.
10. Lines 31, of 32, of 33, of 34, of 35, of 36, of 37, of 38, of 39, of 40, of 41, of 42, 43 and 44 are filled according to data of the report on disaggregation of the maximum extent of risk on one borrower (by borrowers).
11. Lines 45, 46 and 47 are filled according to data of the report on disaggregation of coefficient of current liquidity of k4.
12. Lines 48, of 49, of 50, of 51, of 52, of 53, 54 and 55 are filled according to data of the report on disaggregation of coefficients of urgent liquidity of k4-1, k4-2, k4-3.
13. Lines 56, 56.1, 56.2, 56.3, 56.4, 57, 57.1, 57.2, 57.3, 57.4, 58, 58.1, 58.2, 58.3, 58.4, 59, 59.1, 59.2, 59.3, 59.4, 60, 60.1, 60.2, 60.3, 60.4, 61, 61.1, 61.2, 61.3, 61.4, 62, 62.1, 62.2, 62.3, 62.4, 63, 63.1, 63.2, 63.3, 63.4, 64, 64.1, 64.2, 64.3 and 64.4 are filled according to data of the report on disaggregation of coefficients of urgent currency liquidity of k4-4, k4-5, k4-6.
14. Lines 67 and 68 are filled according to data of the report on disaggregation of capitalization ratio of branches of nonresident banks of the Republic of Kazakhstan to obligations to nonresidents of the Republic of Kazakhstan.
15. Lines 23, 24 and 69 are filled only with branches of Islamic nonresident banks.
16. The line 70 is filled according to data of the report on calculation of average monthly size of internal assets, internal and other obligations, coefficient of placement of part of means in internal assets.
17. Coefficients it is specified with three signs after comma.
18. In the absence of data in the accounting period the Form is not filled and it is not represented.
Appendix 3
to the Resolution of Board of National Bank of the Republic of Kazakhstan of March 2, 2021 No. 23
The form intended for collection of administrative data
It is represented: in National Bank of the Republic of Kazakhstan
The form of administrative data is placed on Internet resource: www.nationalbank.kz
Index of form of administrative data: 2-BVU_RA
Frequency: monthly
Accounting period: on "___" ________ 20 __ years
The group of people, providing information: branches of nonresident banks of the Republic of Kazakhstan
Term of representation of form of administrative data:
monthly, no later than the seventh working day of the month following month under report
Form
Table. Disaggregation of the assets weighed taking into account credit risk
(in thousands of tenges)
|
№ |
Name of Articles |
Amount |
Risk degree as a percentage |
The amount to calculation |
|
1 |
2 |
3 |
4 |
5 |
|
I group | ||||
|
1 |
Cash tenges |
0 |
||
Disclaimer! This text was translated by AI translator and is not a valid juridical document. No warranty. No claim. More info
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