Resolution of Board of National Bank of the Republic of Kazakhstan "About modification and amendments in resolutions of Board of National Bank..."

The document ceased to be valid since January 19, 2026 according to Item 2 of the Resolution of Board of National Bank of the Republic of Kazakhstan of December 24, 2025 No. 110

About entry into force of the document watch Item 6

RESOLUTION OF BOARD OF NATIONAL BANK OF THE REPUBLIC OF KAZAKHSTAN

of June 21, 2021 No. 60

About modification and amendments in resolutions of Board of National Bank of the Republic of Kazakhstan of August 28, 2017 No. 167 "About approval of the list, forms, terms of the reporting of the single accumulation pension fund and Rules of their representation" and of November 26, 2019 No. 211 "About approval of the list, forms, terms of submission of the reporting by the licensees performing activities in the security market, the single operator and Rules of its representation"

According to subitem 65-2) of part two of article 15 of the Law of the Republic of Kazakhstan "About National Bank to the Republic of Kazakhstan" and the subitem 2) of Item 3 of article 16 of the Law of the Republic of Kazakhstan "About the state statistics" the Board of National Bank of the Republic of Kazakhstan DECIDES:

1. Bring in the resolution of Board of National Bank of the Republic of Kazakhstan of August 28, 2017 No. 167 "About approval of the list, forms, terms of the reporting of the single accumulation pension fund and Rules of their representation" (it is registered in the Register of state registration of regulatory legal acts at No. 15863) the following changes and amendments:

add Item 1 with subitem 13-1) of the following content:

"13-1) report form report form about amounts of pension payments and pension accruals to working (members of the family) of state members of the Eurasian Economic Union in the territory of the Republic of Kazakhstan, according to appendix 13-1 to this resolution;";

in Item 2:

1) to exclude the subitem;

3) to state the subitem in the following edition:

"3) quarterly - the reporting provided by subitems 13-1) and 20) of Item 1 of this resolution no later than the seventh working day of the month following reporting quarter.";

state appendix 3 in edition according to appendix 1 to this resolution;

in appendix 9:

in the explanation on filling of form of administrative data:

state Item 5 in the following edition:

"5. In column 2 the code of area (city) according to the qualifier of administrative-territorial objects (QATO) is specified.";

state appendix 13 in edition according to appendix 2 to this resolution;

add with appendix 13-1 according to appendix 3 to this resolution.

2. Bring in the resolution of Board of National Bank of the Republic of Kazakhstan of November 26, 2019 No. 211 "About approval of the list, forms, terms of submission of the reporting by the licensees performing activities in the security market, the single operator and Rules of its representation" (it is registered in the Register of state registration of regulatory legal acts at No. 19672) the following changes and amendments:

add Item 1 with subitems 27-1), 27-2) and 27-3) of the following content:

"27-1) report form about the cost of one conventional unit of the pension assets which are in trust management according to appendix 27-1 to this resolution;

27-2) report form about the cost of one conventional unit of pension assets of the Voluntary accumulation pension fund according to appendix 27-2 to this resolution;

27-3) report form about coefficients of nominal profitability of pension assets according to appendix 27-3 to this resolution;";

state Item 2 in the following edition:

"2. The organizations performing activities for management of investment portfolio (further - the managing director of investment portfolio), broker and (or) dealer activities in the security market (further - brokers and (or) dealers), the organizer of the biddings represent to National Bank of the Republic of Kazakhstan (further - National Bank) in electronic format, monthly, no later than the fifth working day of the month following month under report, the reporting according to appendices 2, of 3, 4 and 5 to this resolution.

In addition to the reporting provided by part one of this Item, the managing director of investment portfolio represents to National Bank in electronic format, monthly, no later than the fifth working day of the month following month under report, the reporting according to appendices 6, of 7, of 8, of 9, of 10, of 15, of 16, of 17, 18 and 26 to this resolution.

The managing director of investment portfolio with the right of attraction of voluntary pension contributions (further - the Voluntary accumulation pension fund) in addition represents to National Bank in electronic format, monthly, no later than the fifth working day of the month following month under report, the reporting according to appendices 11, of 12, of 13, of 14, and 27-2 to this resolution.

The managing director of investment portfolio to which pension assets are delivered in trust management (further - the trustee) in addition represents to National Bank in electronic format, monthly, no later than the fifth working day of the month following month under report, the reporting according to appendices 11, of 12, of 27, 27-1 and 27-3 to this resolution

In case of management of the Voluntary accumulation pension fund of pension assets of the single accumulation pension fund according to the contract for investment asset management signed with National Bank, the Voluntary accumulation pension fund represents the reporting according to appendices 11, of 12, 13 and 14 to this resolution separately on the assets of the single accumulation pension fund and pension assets which are in management.

In addition to the reporting provided by part one of this Item, brokers and (or) dealers represent to National Bank in electronic format, monthly, no later than the fifth working day of the month following month under report, the reporting according to appendices 6, of 19, 22 and 26 to this resolution.

Brokers and (or) dealers in addition represent to National Bank in electronic format, quarterly, no later than the last date following reporting quarter, the reporting according to appendices 20, of 21, of 23, 24 and 25 to this resolution.

The single operator represents to National Bank in electronic format, quarterly, no later than the last date following reporting quarter, the reporting according to appendices 24 and 25 to this resolution.

The custodian represents to National Bank in electronic format quarterly, no later than the last date following reporting quarter, the reporting according to appendices 24, of 25, 28 and 29 to this resolution.

The custodian of the Voluntary accumulation pension fund, the custodian performing storage and accounting of the pension assets which are in trust management of the managing director of investment portfolio in addition represents to National Bank in electronic format, monthly, no later than the fifth working day of the month following month under report, the reporting according to appendices 30, of 31, 32 and 33 to this resolution.

The organizer of the biddings represents to National Bank in electronic format, daily, until the end of the next working day, the reporting according to appendices 34, of 35, of 36, of 37, of 38, of 39, of 40, of 41, 42 and 43 to this resolution.

The organizer of the biddings represents to National Bank in electronic format, monthly, no later than the fifth working day of the month following month under report, the reporting according to appendices 44, of 45, of 46, of 47, of 48, of 49, of 50, of 51, of 52, 53 and 54 to this resolution.

The clearing organization represents to National Bank in electronic format, daily, until the end of the next working day, the reporting according to appendix 55 to this resolution.

The clearing organization represents to National Bank in electronic format, monthly, no later than the fifth working day of the month following month under report, the reporting according to appendices 56, 57 and 58 to this resolution.

The Voluntary accumulation pension fund having the license for implementation of broker and (or) dealer activities does not represent to National Bank the reporting according to appendices 21, of 22, of 23, 24 and 25 to this resolution.

Banks of the second level, branches of nonresident bank of the Republic of Kazakhstan and the National operator of mail having the license for implementation of broker and (or) dealer activities in the security market do not represent to National Bank the reporting according to appendices 2, of 3, of 4, of 5, 6 and 26 to this resolution.

Brokers and (or) dealers without the right of account management of clients do not represent to National Bank the reporting according to appendices 24 and 25 to this resolution.

The managing director of investment portfolio having the license for occupation broker and (or) dealer activities in the security market does not represent to National Bank the reporting according to the table 1 of appendix 16 to this resolution.

The organizer of the biddings whose at least twenty five percent from total quantity of voting shares belong to National Bank does not represent to National Bank the reporting according to appendices 2, of 3, of 4, of 5, of 52, 53 and 54 to this resolution.

The insurance (reinsurance) organizations having license for activities on management of investment portfolio do not represent to National Bank the reporting according to this resolution.

The gold and exchange assets of National Bank and assets of National fund of the Republic of Kazakhstan delivered in trust management are not specified to managing directors of investment portfolio when filling the forms established by appendices 7, of 8, of 9, of 10, of 15, of 16, 17 and 18 to this resolution.";

in appendix 1:

of the single operator to add the list of the reporting of the licensees performing activities in the security market with subitems 26-1), 26-2) and 26-3) of the following content:

"26-1) Report on the cost of one conventional unit of the pension assets which are in trust management;

26-2) Report on the cost of one conventional unit of pension assets of the Voluntary accumulation pension fund

26-3) Report on coefficients of nominal profitability of pension assets;";

in appendix 2:

in the explanation on filling of form of administrative data:

state Item 11 in the following edition:

"11. In columns 9 and 14 currency codes are specified according to the national qualifier of the Republic of Kazakhstan to RK 07 ISO 4217 Oil Company "Codes for designation of currencies and funds".";

in appendix 3:

in the explanation on filling of form of administrative data:

state Item 7 in the following edition:

"7. In the column 7 currency codes are specified according to the national qualifier of the Republic of Kazakhstan to RK 07 ISO 4217 Oil Company "Codes for designation of currencies and funds".";

in appendix 4:

in the explanation on filling of form of administrative data:

state Item 6 in the following edition:

"6. In the column 5 currency codes are specified according to the national qualifier of the Republic of Kazakhstan to RK 07 ISO 4217 Oil Company "Codes for designation of currencies and funds".";

in appendix 6:

in the explanation on filling of form of administrative data:

state Item 9 in the following edition:

"9. In column 6 the loan currency or receivables is specified. Currency codes are specified according to the national qualifier of the Republic of Kazakhstan to RK 07 ISO 4217 Oil Company "Codes for designation of currencies and funds".";

in appendix 8:

in the explanation on filling of form of administrative data:

6) of Item 6 to state the subitem in the following edition:

"6) in columns 9 and 11 currency codes are specified according to the national qualifier of the Republic of Kazakhstan to RK 07 ISO 4217 Oil Company "Codes for designation of currencies and funds";";

3) of Item 7 to state the subitem in the following edition:

"3) in columns 7 and 8 currency codes are specified according to the national qualifier of the Republic of Kazakhstan to RK 07 ISO 4217 Oil Company "Codes for designation of currencies and funds";";

3) of Item 8 to state the subitem in the following edition:

"3) in the column 5 currency codes are specified according to the national qualifier of the Republic of Kazakhstan to RK 07 ISO 4217 Oil Company "Codes for designation of currencies and funds";";

in appendix 11:

in the title page of the word "Group of people of representing: the Voluntary accumulation pension fund" shall be replaced with words "The group of people, submitting the report: Voluntary accumulation pension fund, trustee";

in the explanation on filling of form of administrative data:

state Item 3 in the following edition:

"3. The form is constituted by monthly Voluntary accumulation pension fund, the trustee and filled for the accounting period. Data in shape are filled in in tenge.";

in appendix 12:

in the explanation on filling of form of administrative data:

state Item 3 in the following edition:

"3. The form is constituted by monthly Voluntary accumulation pension fund, the trustee and filled for the accounting period. Data in shape are filled in in tenge.";

in Item 5:

2) to state the subitem in the following edition:

"2) in the column 3 the type of economic activity is specified according to the general qualifier of types economic. activities of PK 03-2019 Oil Company. This column is filled in on non-state securities of resident issuers of the Republic of Kazakhstan;";

6) to state the subitem in the following edition:

"6) in columns 8 and 10 currency codes are specified according to the national qualifier of the Republic of Kazakhstan to RK 07 ISO 4217 Oil Company "Codes for designation of currencies and funds";";

2) of Item 6 to state the subitem in the following edition:

"2) in columns 7 and 8 currency codes are specified according to the national qualifier of the Republic of Kazakhstan to RK 07 ISO 4217 Oil Company "Codes for designation of currencies and funds";";

2) of Item 7 to state the subitem in the following edition:

"2) in the column 5 currency codes are specified according to the national qualifier of the Republic of Kazakhstan to RK 07 ISO 4217 Oil Company "Codes for designation of currencies and funds";";

1) of Item 8 to state the subitem in the following edition:

"1) in the column 4 currency codes are specified according to the national qualifier of the Republic of Kazakhstan to RK 07 ISO 4217 Oil Company "Codes for designation of currencies and funds";";

2) of Item 9 to state the subitem in the following edition:

"2) in column 4 the transaction currency is specified. The currency code is specified according to the national qualifier of the Republic of Kazakhstan to RK 07 ISO 4217 Oil Company "Codes for designation of currencies and funds";";

in appendix 15:

in explanations on filling of form of administrative data:

5) of Item 5 to state the subitem in the following edition:

"5) in columns 10 and 13 currency codes are specified according to the national qualifier of the Republic of Kazakhstan to RK 07 ISO 4217 Oil Company "Codes for designation of currencies and funds";";

4) of Item 7 to state the subitem in the following edition:

"4) in the column 9 currency codes are specified according to the national qualifier of the Republic of Kazakhstan to RK 07 ISO 4217 Oil Company "Codes for designation of currencies and funds";";

in appendix 16:

in the explanation on filling of form of administrative data:

5) of Item 5 to state the subitem in the following edition:

"5) in columns 9 and 12 currency codes are specified according to the national qualifier of the Republic of Kazakhstan to RK 07 ISO 4217 Oil Company "Codes for designation of currencies and funds";";

4) of Item 7 to state the subitem in the following edition:

"4) in the column 8 currency codes are specified according to the national qualifier of the Republic of Kazakhstan to RK 07 ISO 4217 Oil Company "Codes for designation of currencies and funds";";

state appendix 27 in edition according to appendix 4 to this resolution;

add with appendices 27-1 and 27-2 in edition according to appendix 5 to this resolution;

in appendix 30:

in the title page of the word "Group of people of representing: custodian of the Voluntary accumulation pension fund" shall be replaced with words "The group of people, submitting the report: custodian of the Voluntary accumulation pension fund, the custodian performing storage and accounting of the pension assets which are in trust management of the managing director of investment portfolio";

in the explanation on filling of form of administrative data:

state Item 3 in the following edition:

"3. The form is constituted monthly by bank custodian of the Voluntary accumulation pension fund and performing storage and accounting of the pension assets which are in trust management of the managing director of investment portfolio and filled for each separate working day of the accounting period. Data in shape are filled in in tenge.";

in appendix 31:

in the explanation on filling of form of administrative data:

state Item 3 in the following edition:

in appendix 32:

in the explanation on filling of form of administrative data:

state Item 3 in the following edition:

7) of Item 5 to state the subitem in the following edition:

"7) in columns 8 and 10 currency codes are specified according to the national qualifier of the Republic of Kazakhstan to RK 07 ISO 4217 Oil Company "Codes for designation of currencies and funds";";

3) of Item 6 to state the subitem in the following edition:

"3) in columns 7 and 8 currency codes are specified according to the national qualifier of the Republic of Kazakhstan to RK 07 ISO 4217 Oil Company "Codes for designation of currencies and funds";";

1) of Item 7 to state the subitem in the following edition:

"1) in the column 3 currency codes are specified according to the national qualifier of the Republic of Kazakhstan to RK 07 ISO 4217 Oil Company "Codes for designation of currencies and funds";";

1) of Item 8 to state the subitem in the following edition:

"1) in the column 4 currency codes are specified according to the national qualifier of the Republic of Kazakhstan to RK 07 ISO 4217 Oil Company "Codes for designation of currencies and funds";";

2) of Item 9 to state the subitem in the following edition:

in appendix 33:

in the explanation on filling of form of administrative data:

state Item 3 in the following edition:

34, of 35, of 36, of 37, of 38, of 39, of 40, of 41, 42 and 43 to state appendices in edition according to appendix 6 to this resolution;

in appendix 59:

in Rules of submission of the reporting by the licensees performing activities in the security market, the single operator:

exclude Item 2;

state Item 3 in the following edition:

"3. The reporting in electronic format certified by means of the digital signature of the first head of the Organization, the chief accountant of the Organization or persons authorized on signing of the report of the Organization is stored in information system of the Organization.";

exclude item 4.

3. To department of statistics of the financial market (Buranbayeva A. M.) in the procedure established by the legislation of the Republic of Kazakhstan to provide:

1) together with Legal department (Kasenov A. S.) state registration of this resolution in the Ministry of Justice of the Republic of Kazakhstan;

2) placement of this resolution on official Internet resource of National Bank of the Republic of Kazakhstan after its official publication;

3) within ten working days after state registration of this resolution submission to Legal department of data on execution of the actions provided by the subitem 2) of this Item and item 4 of this resolution.

4. To department of information and communications - the press service of National Bank (Adambayeva A. R.) provide within ten calendar days after state registration of this resolution the direction it to the copy on official publication in periodic printing editions.

5. To impose control of execution of this resolution on the vice-chairman of National Bank of the Republic of Kazakhstan Baymagambetov A. M.

6. This resolution becomes effective after ten calendar days after day of its first official publication.

Chairman of National Bank of the Republic of Kazakhstan

E.Dosayev

It is approved

Agency of the Republic of Kazakhstan on regulation and development of the financial market

It is approved

Bureau of national statistics of the Agency on strategic planning and reforms of the Republic of Kazakhstan

Appendix 1

to the Resolution of Board of National Bank of the Republic of Kazakhstan of June 21, 2021 No. 60

Appendix 3

to the Resolution of Board of National Bank of the Republic of Kazakhstan of August 28, 2017 No. 167

The form intended for collection of administrative data

It is represented: in National Bank of the Republic of Kazakhstan

The form of administrative data is placed on Internet resource: www.nationalbank.kz

Report on structure of investment portfolio of pension assets

Index of form of administrative data: 2 ENPF_SPPA

Frequency: weekly (monthly)

Accounting period: as of "__" ________ 20 ___ years

The group of people providing information: single accumulation pension fund

Representation term: monthly, no later than the seventh working day of the month following month under report

Form

The pension assets created for the account ____________________________

Table 1. The securities acquired at the expense of pension assets

(in tenge)

№ of payment order	Nayoimeyonoyovayoniye доверительного управляющего	Nayoimeyonoyovayoniye of emiyotenyot	Type of ekoyonoyomiyocheyosky deyoyayotelyyonoyosta	Strayona of emiyotenyot	Type of tsenyony buyomayoga	Idenyotiyofiyokayotsiyoonyony noyomer
1	2	3	4	5	6	7

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