RESOLUTION OF BOARD OF NATIONAL BANK OF THE REPUBLIC OF KAZAKHSTAN

of December 31, 2019 No. 262

About modification of some regulatory legal acts of the Republic of Kazakhstan concerning the security market and provision of pensions

For the purpose of enhancement of regulatory legal acts of the Republic of Kazakhstan the Board of National Bank of the Republic of Kazakhstan DECIDES:

1. Approve the List of regulatory legal acts of the Republic of Kazakhstan concerning the security market and to which provision of pensions changes, according to appendix to this resolution are made.

2. To provide to development department of the non-bank organizations in the procedure established by the legislation of the Republic of Kazakhstan:

1) together with Legal department state registration of this resolution in the Ministry of Justice of the Republic of Kazakhstan;

2) placement of this resolution on official Internet resource of National Bank of the Republic of Kazakhstan after its official publication;

3) within ten working days after state registration of this resolution submission to Legal department of data on execution of the actions provided by the subitem 2) of this Item and Item 3 of this resolution.

3. To department of external communications - the press service of National Bank to provide within ten calendar days after state registration of this resolution the direction it to the copy on official publication in periodic printing editions.

4. To impose control of execution of this resolution on the vice-chairman of National Bank of the Republic of Kazakhstan Birtanov E. A.

5. This resolution becomes effective since January 1, 2020 and is subject to official publication.

Appendix

to the Resolution of Board of National Bank of the Republic of Kazakhstan of December 31, 2019 No. 262

The list of regulatory legal acts of the Republic of Kazakhstan concerning the security market and provision of pensions to which changes are made

1. Bring in the resolution of Board of National Bank of the Republic of Kazakhstan of December 2, 2003 No. 409 "About approval of Rules of implementation of activities of the payment agent" (it is registered in the Register of state registration of regulatory legal acts at No. 2632, it is published on January 23, 2004 in the Kazakhstanskaya Pravda newspaper No. 13 (24323) the following change:

in the Rules of implementation of activities of the payment agent approved by the specified resolution:

state Item 7 in the following edition:

"7. The payment agent in case of complete payment of the income on issued securities and nominal value of bonds in case of their repayment within one month after the end of the repayment period established by the prospectus of bond issue sends to authorized body on regulation, control and supervision of the financial market and the financial organizations (further - authorized body) the notification on results of repayment of non-state bonds according to the procedure, established by regulatory legal act of authorized body according to Item 5 of article 32 of the Law of the Republic of Kazakhstan of July 2, 2003 "About the security market".

2. Bring in the resolution of Board of the Agency of the Republic of Kazakhstan on regulation and supervision of the financial market and the financial organizations of October 29, 2008 No. 170 "About approval of Rules of implementation of organization activity of trade with securities and other financial instruments" (it is registered in the Register of state registration of regulatory legal acts of the Republic of Kazakhstan at No. 5406, it is published on January 14, 2009 in the Yuridicheskaya Gazeta newspaper No. 5 (1602) the following change:

in the Rules of implementation of organization activity of trade with securities and other financial instruments approved by the specified resolution:

18) of Item 1 to state the subitem in the following edition:

"18) authorized body - authorized body on regulation, control and supervision of the financial market and the financial organizations.";

3. Bring in the resolution of Board of National Bank of the Republic of Kazakhstan of February 24, 2012 No. 60 "About approval of Rules of investment of financial instruments and other property which is part of assets of investment fund, and the list of financial instruments which can be part of assets joint-stock and mutual investment funds" (it is registered in the Register of state registration of regulatory legal acts at No. 7540, it is published on July 4, 2012 in the Kazakhstanskaya Pravda newspaper No. 211-212 (27030-27031) following changes:

in Rules of investment of financial instruments and other property which is part of the assets of investment fund approved by the specified resolution:

state preamble in the following edition:

"These rules of investment of financial instruments and other property which is part of assets of investment fund (further - Rules), are developed according to the Law of the Republic of Kazakhstan of July 7, 2004 "About investment and venture funds" (further - the Law) and establish procedure for investment of financial instruments and other property which is part of assets joint-stock and mutual investment funds.";

2) of Item 1 to state the subitem in the following edition:

"2) managing company - the professional participant of the security market performing activities for management of investment portfolio based on the license granted by authorized body on regulation, control and supervision of the financial market and the financial organizations (further - authorized body);";

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