of September 7, 2026 No. 127
About introduction of amendments to resolutions of Board of National Bank of the Republic of Kazakhstan and resolutions of Board of the Agency of the Republic of Kazakhstan on regulation and development of the financial market concerning the security market
Board of the Agency of the Republic of Kazakhstan on regulation and development of the DECIDES: financial market
1. Approve the enclosed List of resolutions of Board of National Bank of the Republic of Kazakhstan and resolutions of Board of the Agency of the Republic of Kazakhstan on regulation and development of the financial market concerning the security market to which changes are made.
2. To provide to department of the security market in the procedure established by the legislation of the Republic of Kazakhstan:
1) together with Legal department state registration of this resolution in the Ministry of Justice of the Republic of Kazakhstan;
2) placement of this resolution on official Internet resource of the Agency of the Republic of Kazakhstan on regulation and development of the financial market after its official publication;
3) within ten working days after state registration of this resolution submission to Legal department of data on execution of the action provided by the subitem 2) of this Item.
3. To impose control of execution of this resolution on the supervising vice-chairman of the Agency of the Republic of Kazakhstan on regulation and development of the financial market.
4. This resolution becomes effective after ten calendar days after day of its first official publication.
The chairman of the Agency of the Republic of Kazakhstan on regulation and development of the financial market
M. Abylkasymova
Approved by the Resolution of Board of the Agency of the Republic of Kazakhstan on regulation and development of the financial market of September 7, 2026 , No. 127
1. Bring in the resolution of Board of National Bank of the Republic of Kazakhstan of February 24, 2012 No. 60 "About approval of Rules of investment of financial instruments and other property which is part of assets of investment fund, and the list of financial instruments which can be part of assets joint-stock and mutual investment funds" (it is registered in the Register of state registration of regulatory legal acts at No. 7540) the following changes:
in Rules of investment of financial instruments and other property which is part of the assets of investment fund approved by the specified resolution:
state Items 10 and 11 in the following edition:
"10. Transactions for the asset account of investment fund are made in the international (foreign) security markets in case of observance of the following conditions:
1) the transaction on share purchase (depositary receipts which underlying asset are shares) consists at the price which is not exceeding the maximum price value on this financial instrument, developed in day of the conclusion of the transaction on the international (foreign) stock exchanges on which this financial instrument, according to information provided in information analytical systems of Bloomberg (Bloomberg) or Reuters (Reuters) addresses;
2) the transaction on sale of shares (depositary receipts which underlying asset are shares) consists at the price not below the minimum price value on this financial instrument, the transaction which developed in day of the conclusion on the international (foreign) stock exchanges on which these financial instruments, according to information provided in information analytical systems of Bloomberg (Bloomberg) or Reuters (Reuters) address;
3) according to debt securities, except for principal protected notes (принципл протектед ноутс), and also on derivative financial instruments there is printout of quotations on purchase and (or) sale from information analytical systems of Bloomberg (Bloomberg) or Reuters (Reuters), or in case of lack of such quotations there are at least three quotations from three different counterpartners. In case of absence from the counterpartner of price offers on this financial instrument, the message of the counterpartner on lack of quotations or refusal in quoting of the financial instrument joins in the report (document) on the conclusion of the transaction.
11. In case of acquisition for the asset account of principal protected notes investment fund (принципл протектед ноутс) calculations are perfromed by the principle "delivery against payment".";
in the List of financial instruments which can be part of assets joint-stock and mutual investment funds, approved by the specified resolution:
state Item 3 in the following edition:
"3. The list of financial instruments in which the managing company invests the assets of each separate exchange mutual investment fund (Exchange Traded Fund) (ETF) which are in investment management (Ekscheyndzh Treyded of Fands), and requirements imposed to them:
|
№ |
Name of the financial instrument |
|
1. |
Kazakhstan Stock Exchange (Kazakhstan Stock Ekscheyndzh) |
|
2. |
Kazakhstan Government Bonds (Kazakhstan Gavement Bonds) |
|
3. |
Kazakhstan Stock Exchange Bond Market (Kazakhstan Stock Ekscheyndzh Bond Market) |
|
4. |
Tenge OverNight Index Average (Tenge Overnayt Indeks Everedzh) |
|
5. |
Indexes of the international stock exchanges: |
|
". |
2. Bring in the resolution of Board of National Bank of the Republic of Kazakhstan of July 26, 2013 No. 184 "About approval of Rules of implementation of custodial activities in the security market of the Republic of Kazakhstan" (it is registered in the Register of state registration of regulatory legal acts at No. 8692) the following changes:
in the Rules of implementation of custodial activities in the security market of the Republic of Kazakhstan approved by the specified resolution:
1) of Item 1 to state the subitem in the following edition:
"1) custodian - the professional participant of the security market performing accounting of financial instruments and money of clients and confirmation of the rights by them, storage of documentary financial instruments of clients with acceptance on himself obligations on their safety and other activities according to the laws of the Republic of Kazakhstan and National Bank of the Republic of Kazakhstan (further - National Bank);";
state Item 53 in the following edition:
"53. For the purpose of accounting of pension assets of the single accumulation pension fund, and also transactions on accumulation of pension assets, their placement, receipt of investment revenue the custodian in system of internal accounting performs opening and maintaining:
1) the current account of pension contributions in tenge intended for transfer of pension accruals, receipt of transfers of pension savings from the Voluntary accumulation pension funds and other receipts according to the legislation of the Republic of Kazakhstan;
2) the current account of retirement benefits in tenge intended for implementation of retirement benefits in payee bank of payments and (or) transfers of pension savings of investors at the expense of voluntary pension contributions in custodian of the Voluntary accumulation pension fund or pension accruals of investors in insurance company and also to transfer in tax authorities of the income tax withheld from retirement benefits;
3) the current investment account in tenge intended for transfer of the amounts from realization and (or) repayment of financial instruments, receipt of the gained income on financial instruments, the amounts of the pension contributions which arrived on the current account, acquisition of financial instruments in national currency, placements in deposits and receipts of amounts repaid on the deposits placed in banks of the second level in national currency and other receipts and expenses according to the legislation of the Republic of Kazakhstan;
4) the current investment account in foreign currency intended for acquisition of the foreign currency at the expense of pension assets directed to purchase of the financial instruments nominated in foreign currency, sales of foreign currency, receipt of the gained income on financial instruments which cost is expressed in foreign currency, repayments of financial instruments, placements in deposits and receipts of amounts repaid on the deposits placed in banks of the second level in foreign currency and other receipts and expenses in foreign currency;
5) the current account of retirement benefits in foreign currency intended for withdrawals of pension accruals of investors in connection with departure on the permanent residence out of limits of the Republic of Kazakhstan;
6) off-balance accounts for accounting and storage of the securities and other financial instruments permitted for investment at the expense of pension assets of the single accumulation pension fund in system of internal accounting of custodian.
The account management modes for accounting of pension assets of the single accumulation pension fund are set by internal documents of custodian and the custodial agreement.";
to state appendix 1 "Data on movement of money on the investment account" in edition according to appendix 1 to the List of resolutions of Board of National Bank of the Republic of Kazakhstan and resolutions of Board of the Agency of the Republic of Kazakhstan on regulation and development of the financial market concerning the security market to which changes are made (further - the List).
to state appendix 2 "The report on structure of pension assets of the Voluntary accumulation pension fund" in edition according to appendix 2 to the List.
3. Bring in the resolution of Board of National Bank of the Republic of Kazakhstan of February 3, 2014 No. 10 "About approval of Rules of implementation of activities for management of investment portfolio" (it is registered in the Register of state registration of regulatory legal acts at No. 9248) the following changes:
in the Rules of implementation of activities for management of investment portfolio approved by the specified resolution:
state Item 21 in the following edition:
"21. Notifications, stipulated in Item 20 Rules, are drawn up in writing and go to the client mail service, and (or) e-mail, and (or) facsimile, and (or) telex, and (or) other possible types of communication determined in the agreement or in rules of mutual investment fund or fund of the target capital. Also the notifications provided by subitems 1), 3), 4) and 5) of Item 20 of Rules are placed on Internet resource of the managing director of investment portfolio within three working days from the date of emergence of one of the specified cases.";
3) of Item 51 to state the subitem in the following edition:
"3) movement of money on investment accounts in tenge and foreign currency;";
change in Kazakh is made to the subitem 4) of Item 57, the text in Russian does not change;
change in Kazakh is made to the subitem 2) of Item 60, the text in Russian does not change.
4. Bring in the resolution of Board of National Bank of the Republic of Kazakhstan of February 3, 2014 No. 9 "About approval of Rules of implementation of broker and (or) dealer activities in the security market, procedure for carrying out by the broker and (or) dealer of banking activities" (it is registered in the Register of state registration of regulatory legal acts at No. 9249) the following changes:
in Rules of implementation of broker and (or) dealer activities in the security market, procedure for carrying out by the broker and (or) dealer of the banking activities approved by the specified resolution:
change in Kazakh is made to the subitem 2) of Item 26, the text in Russian does not change;
change in Kazakh is made to Item 36, the text in Russian does not change;
change in Kazakh is made to Item 38, the text in Russian does not change;
state Item 63-8 in the following edition:
"63-8. To clients - the physical persons recognized as skilled investors, the broker and (or) the dealer of the first category in the presence of the corresponding license of authorized body grants loans on the terms of the paid nature, urgency and recoverability only for the purpose of security purchase and other financial instruments, stipulated in Item 63-9 Rules.
At the same time the loans specified in this Item are provided on the amount no more than ten million tenges concerning each client - the physical person which is the skilled investor.
Requirements of this Item do not extend to cases of making of the marginal transactions provided by Chapter 6 of Rules.";
state Items 84 and 85 in the following edition:
"84. The register according to marginal transactions contains:
surname, name, middle name (in case of its availability) the client;
the name of the legal entity - the client;
number of personal account;
date and time of carrying out the marginal transaction;
margin level as of the moment of carrying out the marginal transaction;
outstanding amount of the client before the broker and (or) the dealer;
size and structure of providing obligations of the client to the broker and (or) dealer.
85. The register of the marginal requirements sent to clients contains:
the name of the legal entity - the client;
surname, name, middle name (in case of its availability) the client, number of personal account of the client;
number of personal account;
date and time of the direction of the requirement;
margin level as of the moment of the direction of the requirement.".
5. Bring in the resolution of Board of National Bank of the Republic of Kazakhstan of April 23, 2014 No. 67 "About approval of forms of standard custodial agreements" (it is registered in the Register of state registration of regulatory legal acts at No. 9487) the following changes:
state preamble in the following edition:
"According to Item 3 of article 6-3 of the Law of the Republic of Kazakhstan "About project financing and securitization" the Board of National Bank of the Republic of Kazakhstan DECIDES:";
in the Standard custodial agreement signed between bank custodian and special finance company, and also with managing investment portfolio, approved by the specified resolution:
state preamble in the following edition:
"
|
"___" ___________ 20 ___ years |
_______________________________________ |
This Custodial agreement (further – the Agreement) is signed between the following parties:
Special finance company
_______________________________________________________________,
(name of the company, number and date of the reference or certificate on state
registration (re-registration) of the legal entity), hereinafter referred to as
"Company" on behalf of
_______________________________________________________________,
(position, surname, name, middle name (in case of its availability) acting on the basis of the
the charter or the power of attorney issued according to the legislation of the Republic of Kazakhstan
Managing director of investment portfolio
_______________________________________________________________,
(name of the Managing director of investment portfolio, license number and date
issues), hereinafter referred to as "Managing director", on behalf of
_______________________________________________________________,
(position, surname, name, middle name (in case of its availability) acting on the basis of the
the charter or the power of attorney issued according to the legislation of the Republic of Kazakhstan
Bank Custodian
_______________________________________________________________,
(the bank name, license number, date of issue) hereinafter referred to as "Custodian", on behalf of
_______________________________________________________________,
(position, surname, name, middle name (in case of its availability) acting on the basis of the
the charter or the power of attorney issued according to the legislation of the Republic of Kazakhstan.";
state Items 5 and 6 in the following edition:
"5. The custodian shall:
1) to open the Companies and to manage the bank account intended for investments into tenge (further - the bank investment account in tenge) with the account mode described in Section 3 of the Agreement;
2) to open the Companies and to manage the bank account intended for investments in foreign currency (further - the bank investment account in foreign currency) with the account mode described in Section 4 of the Agreement;
3) to open the Companies and to operate off-balance accounts for accounting and storage of the securities and other financial instruments permitted for investment at the expense of the allocated assets with the account mode described in Section 5 of the Agreement (further - accounts on accounting of financial instruments);
To enlist 4) on bank investment accounts in tenge and (or) in foreign currency during the operational day of receipt on the allocated company assets;
To provide 5) to the Managing director and the Company of the notification on movement of money on bank investment accounts in tenge and in foreign currency on transaction types not later _____ hours of the next operational day;
6) to perform payment orders of the Managing director on money transfer from the bank investment account in tenge and the bank investment account in foreign currency for the corresponding bank accounts of partners in national and foreign currencies in case of investment of temporarily free receipts on the allocated assets and to make write-off (transfer) of securities with (on) accounts (account) on accounting of financial instruments, and also placement (return) of money on (c) bank (bank) deposits (deposits);
7) to perform payment orders of the Company on write-off of money from the bank investment account for the bank account of the Company for implementation of obligations by it on the issued bonds as which providing the allocated assets were;
8) to perform payment orders of the Company (or the Managing director) on money transfer from the bank investment account in tenge for the bank account of the Company or the Managing director Managing for expense recovery, temporarily free receipts which arose in case of investment on the allocated assets based on the tripartite reconciliation statement between the Managing director, Custodian and the Company;
9) to inform the Managing director and the Company on transfer (write-off) of securities into accounts (from accounts) on accounting of financial instruments no later than the working day following behind day of transfer (write-off) of securities;
10) to ensure safety of the allocated assets;
11) to provide daily accounting of the transactions connected with movement of the allocated assets;
12) to store the reporting under the allocated assets, and also source documents under accounting of the allocated assets within five years. The source documents confirming acquisition of right to claim by the Company are stored by Custodian within five years from the moment of execution of requirements for them;
To provide 13) to the Managing director and the Company information from issuers of securities no later than the working day following behind day of receipt of information to Custodian;
14) to provide compliance of accounting and assessment of the allocated assets, with the performed Custodian, to Managing directors and the Company;
15) to render services of the nominee holder in the amount determined by the legislation of the Republic of Kazakhstan;
16) to observe confidentiality of data on bank investment accounts and accounts on accounting of financial instruments of the Company according to the legislation of the Republic of Kazakhstan;
17) it is regular to carry out counter reconciliation of data according to the procedure, provided by Section 7 of the Agreement;
18) not to execute orders of the Managing director on money transfer from bank investment accounts in tenge or in foreign currency and write-off of securities from accounts on accounting of financial instruments from the moment of receipt of the formal notice from authorized body on state regulation, control and supervision of the financial market and the financial organizations on suspension of action of the license of the Managing director and until receipt of the formal notice from authorized body on state regulation, control and supervision of the financial market and the financial organizations on renewal of action of the license of the Managing director;
19) from the moment of obtaining from the Company of the notification on the direction of the written notice to the Managing director of suspension of validity on management of investment portfolio between the Company and the Managing director or its termination to be effective according to written orders of the Company;
20) in writing to inform the Managing director and the Company on suspension (termination) of action of the license for custodial activities or other circumstances leading to change of the rights of Custodian to storage and accounting of the allocated assets, in time no later than the working day following behind day of receipt of the official decision of authorized body on state regulation, control and supervision of the financial market and the financial organizations;
21) during _______ the working days to respond to written requests the Companies and the Managing director;
22) to exercise control of receipt of the income on financial instruments;
23) to enlist income gained on financial instruments on bank investment accounts of the Company in day of receipt of the income on correspondent account of Custodian;
24) without delay to notify authorized body on state regulation, control and supervision of the financial market and the financial organizations, the Company, the Managing director, and also stock exchange if the bargain is concluded in its trade system, about discrepancy of the concluded bargain to the legislation of the Republic of Kazakhstan.
6. The custodian has the right:
1) monthly to receive payment for the services from the Company and the Agreement Managing according to Items 20 and 21;
2) to terminate the Agreement on conditions and according to the procedure, provided by Section 10 of the Agreement;
To expose 3) invoices of the Company or to the Managing director according to the contract for management of investment portfolio between the Company and the Managing director for expense recovery of Custodian on fee of the relevant organizations performing functions of the nominee holder for servicing of transactions with temporarily free receipts on the allocated assets and account management on accounting of financial instruments;
4) not to perform payment orders of the Managing director or the Company on write-off of the amounts from bank investment accounts of tenge or in foreign currency in case of absence on the specified accounts of the amounts sufficient for execution of such payment orders taking into account the current receipts;
5) to change rates with the prior written notice of the Company and the Managing director about it for _______ the working days;
To charge 6) in procedure without acceptance off bank investment account in tenge and (or) in foreign currency of expense amount, suffered by Custodian according to transactions with temporarily free receipts on the allocated assets made in the international markets which are confirmed by the tripartite reconciliation statement between the Company, Custodian and the Managing director.";
5) of Item 7 to state the subitem in the following edition:
"To send 5) to Custodian and the Managing director (if obligation to send payment orders to Custodian it is assigned to the Managing director, according to the contract for management of the investment portfolio signed between the Company and the Managing director) the order on money transfer from the bank investment account in tenge for the bank account of the Company and also to send to Custodian payment documents for money transfer from the bank investment account for the bank account of the Company;";
to state heading of Chapter 3 in the following edition:
"3. The mode of the bank investment account in tenge";
11, 12 and 13 to state Items in the following edition:
"11. The bank investment account in tenge is intended for transfer of receipts on the allocated assets, the income on the financial instruments which resulted from investment of temporarily free receipts on the allocated assets, repayments of securities, placements in bank deposits and receipts of amounts repaid on the bank deposits placed in banks of the second level in national currency, and also realization of the financial instruments acquired due to temporarily free receipts on the allocated assets and other receipts and expenses.
12. The order right the bank investment account in tenge belongs to the Managing director according to the Agreement, in some cases - the Companies according to the contract for management of the investment portfolio signed between them.
13. The money which is on the bank investment account in tenge cannot be subject to pledge, providing the guarantees, guarantees and other obligations of the Managing director or the Company, except as specified, provided by the Agreement.";
state Item 22 in the following edition:
"22. In process of movement of money on bank investment accounts in tenge and in foreign currency the Custodian provides to the Managing director the notification on transaction types on movement of money on bank investment accounts in tenge and foreign currency and the Company - the specified notification and statements to it.";
2) of Item 24 to state the subitem in the following edition:
"2) movement of money on bank investment accounts in tenge and foreign currency;";
in the Standard custodial agreement signed between bank custodian and special finance company, approved by the specified resolution:
state preamble in the following edition:
"
|
"___" ___________ 20 ___ years |
_______________________________________ |
This Custodial agreement (further – the Agreement) is signed between the following
parties:
Special finance company
_______________________________________________________________,
(name of the company, number and date of the reference or certificate on state
registration (re-registration) of the legal entity), hereinafter referred to as "Company" on behalf of
_______________________________________________________________,
(position, surname, name, middle name (in case of its availability) acting on the basis of the
the charter or the power of attorney issued according to the legislation of the Republic of Kazakhstan
Bank Custodian
_______________________________________________________________,
(the bank name, license number, date of issue) hereinafter referred to as "Custodian", on behalf of
_______________________________________________________________,
(position, surname, name, middle name (in case of its availability) acting on the basis of the
the charter or the power of attorney issued according to the legislation of the Republic of Kazakhstan.";
state item 4 in the following edition:
"4. The custodian shall:
1) to open the Companies and to manage the bank account intended for storage and accounting of the allocated assets, and also receipts on them in tenge (further - the bank account for storage and accounting of the allocated assets in tenge) with the account mode described in Section 3 of the Agreement;
2) to open the Companies and to manage the bank account intended for storage and accounting of the allocated assets, and also receipts on them in foreign currency (further - the bank account for storage and accounting of the allocated assets in foreign currency) with the account mode described in Section 4 of the Agreement;
3) to open the Companies and to operate off-balance accounts for accounting and storage of securities with the account mode described in Section 5 of the Agreement (further - accounts on accounting of financial instruments);
To enlist 4) on bank accounts for storage and accounting of the allocated assets in tenge and (or) in foreign currency during the operational day of receipt on the allocated company assets;
5) to provide the Companies of the notification on movement of money on bank accounts for storage and accounting of the allocated assets in tenge and in foreign currency on transaction types not later ______ hours of the next operational day;
6) to perform payment orders of the Company about money transfer from the bank account for storage and accounting of the allocated assets for the bank account of the Company for implementation of obligations by it on the issued bonds as which providing the allocated assets were;
7) to perform payment orders of the Company on money transfer from the bank account for storage and accounting of the allocated assets in tenge on the bank account of the Company for expense recovery of the Company;
8) to ensure safety of the allocated assets;
9) to provide daily accounting of the transactions connected with movement of the allocated assets;
10) to store the reporting under the allocated assets, and also source documents under accounting of the allocated assets within five years. The source documents confirming acquisition of right to claim by the Company are stored by Custodian within five years from the moment of execution of requirements for them;
11) to provide compliance of accounting and assessment of the allocated assets, with the performed Custodian and the Company;
12) to observe confidentiality of data on bank accounts for storage and accounting of the allocated assets and accounts on accounting of financial instruments of the Company according to the legislation of the Republic of Kazakhstan;
13) it is regular to carry out counter reconciliation of data according to the procedure, provided by Section 7 of the Agreement;
14) in writing to inform the Company on suspension (termination) of action of the license for custodial activities or other circumstances leading to change of the rights of Custodian to storage and accounting of the allocated assets, in time no later than the working day following behind day of receipt of the official decision by authorized body on state regulation, control and supervision of the financial market and the financial organizations;
15) during ______ the working days to respond the Companies to written requests;
16) without delay to notify authorized body on state regulation, control and supervision of the financial market and the financial organizations, the Company, and also stock exchange if the bargain is concluded in its trade system, about discrepancy of the concluded bargain to the legislation of the Republic of Kazakhstan.";
3) of Item 5 to state the subitem in the following edition:
"3) not to perform payment orders of the Company on write-off of the amounts from bank accounts for storage and accounting of the allocated assets in tenge or in foreign currency in case of absence on the specified accounts of the amounts sufficient for execution of such payment orders taking into account the current receipts;";
to state heading of Chapter 3 in the following edition:
"3. The mode of the bank account for storage and accounting of the allocated assets in tenge";
state Items 8 and 9 in the following edition:
"8. The bank account for storage and accounting of the allocated assets in tenge is intended for storage and accounting of the allocated assets, and also for transfer of receipts on the allocated assets and other receipts and expenses in tenge.
9. The money which is on the bank account for storage and accounting of the allocated assets in tenge cannot be subject to pledge, providing guarantees, guarantees and other obligations of the Company.";
state Item 16 in the following edition:
"16. In process of movement of money on bank accounts for storage and accounting of the allocated assets in tenge and in foreign currency the Custodian monthly, no later than the fifth working day of the month following reporting provides to the Company the notification on transaction types on movement of money on the specified accounts and statements to it.
The custodian within three working days of the month following reporting creates in electronic form and directs the Companies for reconciliation this about movement of money on bank accounts for storage and accounting of the allocated assets in tenge and in foreign currency.
The reconciliation is drawn up by the bilateral reconciliation statement which shall be signed by authorized representatives of Custodian and Company no later than the fifth working day of the month following month under report.".
6. Bring in the resolution of Board of National Bank of the Republic of Kazakhstan of October 22, 2014 No. 210 "About approval of Rules of registration of transactions with issued securities, concessions of rights to claim according to obligations of issuers on issued securities in system of accounting of nominal continence and system of registers of security holders, provisions of the statement from personal account of the registered person in system of accounting of the central depositary and (or) in system of accounting of nominal continence and provision by the nominee holder of customer information which securities are in its nominal continence upon the demand of the central depositary and the issuer" (it is registered in the Register of state registration of regulatory legal acts at No. 9876) the following changes:
in Rules of registration of transactions with issued securities, concessions of rights to claim according to obligations of issuers on issued securities in system of accounting of nominal continence and system of registers of security holders, provisions of the statement from personal account of the registered person in system of accounting of the central depositary and (or) in system of accounting of nominal continence and provision by the nominee holder of customer information which securities are in its nominal continence, upon the demand of the central depositary and the issuer approved by the specified resolution:
change in Kazakh is made to the subitem 1) of Item 5, the text in Russian does not change;
change in Kazakh is made to the subitem 4) of Item 9, the text in Russian does not change;
change in Kazakh is made to the subitem 2) of Item 10, the text in Russian does not change;
change in Kazakh is made to the subitem 4) of Item 11, the text in Russian does not change;
change in Kazakh is made to the subitem 1) of Item 15, the text in Russian does not change;
change in Kazakh is made to the subitem 2) of Item 49, the text in Russian does not change;
state appendix 1 in edition according to appendix 3 to the List;
state appendix 2 in edition according to appendix 4 to the List;
state appendix 3 in edition according to appendix 5 to the List;
"The documents of clients transferred to the nominee holder in case of use of services transfer agent" to state appendix 4 in edition according to appendix 6 to the List.
7. Bring in the resolution of Board of National Bank of the Republic of Kazakhstan of August 27, 2018 No. 189 "About approval of Rules of disclosure by the issuer of information, Requirements to contents of information which is subject to disclosure by the issuer and also terms of disclosure by the issuer of information on Internet resource of depositary of the financial reporting" (it is registered in the Register of state registration of regulatory legal acts at No. 17579) the following changes:
state preamble in the following edition:
"According to Item 7 of article 102 of the Law of the Republic of Kazakhstan "About the security market" the Board of National Bank of the Republic of Kazakhstan DECIDES:";
in the Rules of disclosure by the issuer of information approved by the specified resolution:
state Item 3 in the following edition:
"3. The issuer during cycle time of its issued securities according to Requirements to contents of information which is subject to disclosure by the issuer, and also the terms of disclosure by the issuer of information on Internet resource of depositary of the financial reporting approved by the resolution according to appendix 2 (further - Requirements), provides placement on Internet resource of depositary of the financial reporting:
information on corporate events which list is determined by Item 5 of article 102 of the Law on the security market, except for information on the corporate events specified in subitems 3), 5), 6) and 6-1) Items 5 of this article of the Law on the security market opened by the central depositary by means of information exchange of digital systems of the central depositary and the organization performing maintaining depositary of the financial reporting;
the list of the participants owning ten and more percent of shares of participation of the issuer;
the list of the organizations in which the issuer owns ten and more percent of shares (share, shares) each such organization;
techniques of cost determination of shares in case of their redemption joint-stock company in the unorganized market.";
state Item 6 in the following edition:
"6. The issuer, whose securities are included in the official listing of the stock exchange functioning in the territory of the Republic of Kazakhstan and do not address on the platform of the stock exchange functioning in the territory of foreign state in addition to information specified in parts one and third Item 2 of article 102 of the Law on the security market performs disclosure on Internet resource of depositary of the financial reporting quarterly within 30 (thirty) working days following behind the last day of reporting quarter, the quarterly unconsolidated financial reporting consisting from:
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