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RESOLUTION OF BOARD OF THE NATIONAL BANK OF UKRAINE

On January 22, 2026 No. 9

About approval of Changes in some regulatory legal acts of the National Bank of Ukraine

According to Articles 7, of 15, of 55, 56 Laws of Ukraine "About the National Bank of Ukraine", Articles 44, of 66, 67 Laws of Ukraine "About banks and banking activity", for the purpose of enhancement of requirements to risk management, assessment of sufficiency of domestic capital and internal liquidity in banks of Ukraine and banking groups, procedure for determination by banks of Ukraine for the minimum extent of market risk of Board of the National Bank of Ukraine decide:

1. Approve Changes in:

1) the Regulations on the organization of risk management system in banks of Ukraine and banking groups approved by the resolution of Board of the National Bank of Ukraine of June 11, 2018 No. 64 (with changes) (further - Changes in No. Provision 64) which are applied;

2) Regulations on the organization of process of assessment of sufficiency of the domestic capital in banks of Ukraine and banking groups approved by the resolution of Board of the National Bank of Ukraine of December 30, 2021 No. 161 (with changes) (further - Changes in No. Provision 161) which are applied;

3) Regulations on procedure for determination by banks of Ukraine for the minimum extent of the market risk approved by the resolution of Board of the National Bank of Ukraine of December 30, 2021 No. 162 (with changes) (further - Changes in No. Provision 162) which are applied;

4) Regulations on the organization of the process of assessment of sufficiency of internal liquidity in banks of Ukraine and banking groups approved by the resolution of Board of the National Bank of Ukraine of July 19, 2024 No. 88 (with changes) (further - the enclosed Changes in No. Provision 88).

2. To banks of Ukraine / to responsible persons of banking groups to develop/finish and enter intra bank/intra group bank documents taking into account Changes into No. Provision 64, of Changes in No. Provision 161, of Changes in No. Provision 162, of Changes in the Provision No. 88 till August 31, 2026.

3. Banks of Ukraine / banking groups shall provide observance of requirements of Changes in No. Provision 64, of Changes in No. Provision 161, of Changes in No. Provision 162, of Changes in the Provision No. 88 since September 01, 2026.

4. To department of methodology of regulation of activities of banks (Oksana Prisyazhenko) after official publication to inform banks of Ukraine information on adoption of this resolution.

5. The resolution becomes effective from the date of, its official publication following behind day.

Approved by the Resolution of Board of the National Bank of Ukraine on January 22, 2026 No. 9

Changes in the Regulations on the organization of risk management system in banks of Ukraine and banking groups

1. In the Section I:

1) in Chapter 1:

in Item 3:

in subitem 8:

to add the subitem after the word of "capital" with the words "and liquidities";

"regulating" to replace the word with the word of "regulating";

add the subitem with words ", established by the legislation of Ukraine";

to add Item after subitem 8 with two new subitems 8-1, 8-2 of the following content:

"8-1) sufficiency of domestic capital - the term are applied in the value determined in the Regulations on the organization of process of assessment of sufficiency of domestic capital in banks of Ukraine and banking groups approved by the resolution of Board of the National Bank of Ukraine of December 30, 2021 No. 161 (with changes) (further - No. Provision 161);

8-2) sufficiency of internal liquidity - the term are applied in the value determined in the Regulations on the organization of process of assessment of sufficiency of internal liquidity in banks of Ukraine and banking groups approved by the resolution of Board of the National Bank of Ukraine of July 19, 2024 No. 88 (with changes) (further - No. Provision 88);";

to add Item after subitem 18 with new subitem 18-1 of the following content:

"18-1) model risk (component of operational risk) - probability of emergence of losses or additional losses or short-reception of the planned income owing to adoption of incorrect decisions because of incorrectness of results of the models caused by mistakes in their development, implementation and/or use;";

to add Item after subitem 20 with two new subitems 20-1, 20-2 of the following content:

"20-1) necessary internal liquidity on economic perspective (economic liquidity) - the term are applied in the value determined in the Provision No. 88;

20-2) necessary domestic capital on economic perspective (economic capital) - the term are applied in the value determined in the Provision No. 161;";

the second offer of the subitem 22 after the words "legal risk" to add with the words "model risk, risk of information security, risk of information and communication technologies";

to add Item after subitem 29-1 with new subitem 29-2 of the following content:

"29-2) product/service (further - product) - the offer (offer) of bank concerning provision of bank services / financial services / payment services / implementation of other activities provided by bank according to article 47 of the Law of Ukraine "About banks and banking activity", which:

is offered/is implemented by bank for requirements satisfaction of clients (uncertain/certain group of people);

it is developed/is created by bank independently or with participation of the third party;

creates income/expenses of bank as a result of realization;

it is identified on set of the signs determined by bank;";

in subitem 30 of the word of "assessment of level of risks of bank" shall be replaced with words "identification and estimates of level of all risks inherent in activities of bank,";

to add Item after subitem 35 with new subitem 35-1 of the following content:

"35-1) risk of product - probability of emergence of losses or additional losses or short-reception of the planned income owing to realization of product;";

state Item 5 in the following edition:

"5. The bank creates the risk management system adequate to its size, business model, activities scale, types, difficulties of transactions of bank which provides:

1) identification, measurement (assessment) of all risks inherent in activities of bank;

2) identification, monitoring, reporting, control, mitigation of all substantial risks of bank;

3) determination by bank:

sizes of necessary domestic capital on economic perspective (economic capital);

amount of necessary internal liquidity on economic perspective (economic liquidity).";

2) in Chapter 2:

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