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DECISION OF THE NATIONAL COMMISSION ON SECURITIES AND STOCK MARKET

of March 25, 2026 No. 15/21/4019/K03

About approval of the Procedure for conducting inspections in the capital markets and the organized goods markets

According to Item of 1 part three of Article 2, Item of 1 part one of Article 7, article 33 of the Law of Ukraine "About state regulation of the capital markets and the organized goods markets", article 23 of the Law of Ukraine "About financial services and finance companies", article 30 of the Law of Ukraine "About rating" the National commission on securities and the stock market

SOLVED:

1. Approve the Procedure for conducting inspections in the capital markets and the organized goods markets which is applied.

2. In the subitem 10 of item 4 of Chapter 1 of the Section IV of the Provisions on implementation of professional activity on the organization of trade in financial instruments approved by the decision of the National commission on securities and the stock market of August 10, 2023 No. 879, registered in the Ministry of Justice of Ukraine of October 25, 2023 at No. 1863/40919, of the word "based on the act of absence of the issuer on the location" shall be replaced with words "based on the act of absence of the issuer on the location/statement of preventing in conducting inspection which is drawn up in case of absence of the issuer on the location when conducting exit inspection".

3. Recognize invalid:

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