THE RESOLUTION OF BOARD OF THE AGENCY OF THE REPUBLIC OF KAZAKHSTAN ON REGULATION AND DEVELOPMENT OF THE FINANCIAL MARKET

of September 15, 2025 No. 58

About introduction of amendments to the resolution of Board of the Agency of the Republic of Kazakhstan on regulation and development of the financial market of August 24, 2020 No. 74 "About approval of forms and terms of representation by temporary administration (the temporary administrator) of bank, insurance (reinsurance) organization of the reporting and other information, and also Rules of their representation"

Board of the Agency of the Republic of Kazakhstan on regulation and development of the DECIDES: financial market

1. Bring in the resolution of Board of the Agency of the Republic of Kazakhstan on regulation and development of the financial market of August 24, 2020 No. 74 "About approval of forms and terms of representation by temporary administration (the temporary administrator) of bank, insurance (reinsurance) organization of the reporting and other information, and also Rules of their representation" (it is registered in the Register of state registration of regulatory legal acts at No. 21126) the following changes:

to state preamble of the resolution in the following edition:

"According to the laws of the Republic of Kazakhstan "About banks and banking activity in the Republic of Kazakhstan", "About insurance activity" and "About the state statistics" Board of the Agency of the Republic of Kazakhstan on regulation and development of the DECIDES: financial market";

state Items 1 and 2 in the following edition:

"1. Approve Rules of representation by temporary administration (the temporary administrator) of bank, the insurance (reinsurance) organization of the reporting and other information according to appendix 1 to this resolution.

2. Approve the following report forms and the additional information, the represented temporary administrations (the temporary administrator) of bank, the insurance (reinsurance) organization:

1) report form about condition of assets of bank in form according to appendix 2 to this resolution;

2) report form about condition of assets of the insurance (reinsurance) organization according to appendix 3 to this resolution;

3) report form about condition of obligations of bank according to appendix 4 to this resolution;

4) report form about condition of obligations of the insurance (reinsurance) organization according to appendix 5 to this resolution;

5) report form about remaining balance and movement of money of bank, insurance (reinsurance) organization according to appendix 6 to this resolution;

6) report form about the expenses made by temporary administration (the temporary administrator) according to appendix 7 to this resolution;

7) report form about the suits commenced by temporary administration (the temporary administrator) in courts according to appendix 8 to this resolution;

8) report form about the number of employees of bank, insurance (reinsurance) organization according to appendix 9 to this resolution;

9) report form about the property which is handed over by temporary administration (the temporary administrator) of bank, the insurance (reinsurance) organization in lease according to appendix 10 to this resolution;

10) report form about deposits of bank, insurance (reinsurance) organization according to appendix 11 to this resolution;

11) form of register of the indisputable requirements which are subject to transfer of liquidation commission for execution according to the procedure of priority according to appendix 12 to this resolution;

12) report form about the securities acquired by bank, the insurance (reinsurance) organization according to appendix 13 to this resolution.";

exclude Item 3;

1, of 2, of 3, of 4, of 5, of 6, of 7, of 8, of 9, of 10, of 11, 12 and 13 to state appendices in edition according to appendices 1, of 2, of 3, of 4, of 5, of 6, of 7, of 8, of 9, of 10, of 11, 12 and 13 to this resolution;

exclude appendices 14 and 15.

2. To provide to department of bank regulation in the procedure established by the legislation of the Republic of Kazakhstan:

1) together with Legal department state registration of this resolution in the Ministry of Justice of the Republic of Kazakhstan;

2) placement of this resolution on official Internet resource of the Agency of the Republic of Kazakhstan on regulation and development of the financial market after its official publication;

3) within ten working days after state registration of this resolution submission to Legal department of data on execution of the action provided by the subitem 2) of this Item.

3. To impose control of execution of this resolution on the supervising vice-chairman of the Agency of the Republic of Kazakhstan on regulation and development of the financial market.

4. This resolution becomes effective after ten calendar days after day of its first official publication.

It is approved Bureau of national statistics of the Agency on strategic planning and reforms of the Republic of Kazakhstan

Appendix 1

to the Resolution of Board of the Agency of the Republic of Kazakhstan on regulation and development of the financial market of September 15, 2025 No. 58

Appendix 1

to the Resolution of Board of the Agency of the Republic of Kazakhstan on regulation and development of the financial market of August 24, 2020 No. 74

Rules of representation by temporary administration (temporary administrator) of bank, insurance (reinsurance) organization of the reporting and other information

1. Rules of representation by temporary administration (the temporary administrator) of bank, the insurance (reinsurance) organization of the reporting and other information (further – Rules) determine procedure for representation by temporary administration (the temporary administrator) of bank, insurance (reinsurance) organization (further – temporary administration) the reporting and other information in authorized body by regulation, control and supervision of the financial market and the financial organizations (further – authorized body).

2. The monthly report are represented to authorized body no later than 8 (eighth) following for reporting.

If the last day of term of submission of the report falls on non-working day, then date is postponed the next working day.

Report forms and the additional information are represented to authorized body on paper and in electronic form.

3. The monthly report includes:

1) for banks: the reports provided by subitems 1), 3), 5), 6), 7), 8), 9), 10), 11) and 12) of Item 2 of this resolution;

2) for the insurance (reinsurance) organizations: 2), 4), 5), 6), 7), 8), 9), 10), 11) and 12) Item 2 of this resolution.

The report form provided by the subitem 12) of Item 1 of this resolution is represented in authorized body one-timely in case of submission of the initial report of temporary administration;

3) the explanatory note for the accounting period (further – the explanatory note) containing information specified in item 4 of these rules;

4) the balance sheet of bank, insurance (reinsurance) organization as of reporting date and the turnover balance sheet to balance of bank, insurance (reinsurance) organization on reporting date.

The changes which happened for the accounting period reveal under each Article with the summary description of sizes.

Reporting date of the monthly report is the first, following for reporting. 1 (one) calendar month is considered the accounting period.

4. The explanatory note includes the following information:

1) the name and details of decisions of authorized body on deprivation of the license for carrying out all banking activities, on the right of implementation of insurance (reinsurance) activity and about appointment of temporary administration, its structure;

2) origins of each change of indicators of the reporting for the expired period;

3) the data and events which took place in the accounting period, and the held events connected with activities of temporary administration including information on legal procedures in which the temporary administration participated.

The classification of Articles given in the reporting is supplemented with information explaining their sense. The changes which happened for the accounting period reveal under each Article with the summary description of sizes.

5. By results of consideration of the monthly report of temporary administration the authorized body takes it into consideration, and in the presence of the revealed notes sends temporary administration the letter on their elimination within 15 (fifteen) working days from receipt date of the above-stated reporting to authorized body.

6. The report of temporary administration of bank, insurance (reinsurance) organization on the performed work (further - the report of temporary administration on the performed work) is submitted in authorized body within 1 (one) month from the date of appointment of liquidation commission of bank, the insurance (reinsurance) organization.

The report of temporary administration on the performed work is submitted in authorized body on paper in 2 (two) copies and in electronic form;

7. The report of temporary administration on the performed work contains the following information:

1) approval signature stamp which is located in the right upper corner of the first leaf of the report of temporary administration on the performed work and is drawn up by lowercase letters.

The signature stamp of approval consists of the following elements: "I approve" words (without quotes), the name of position, the signature, disaggregation of the signature and approval date by the official of authorized body.

2) data on appointment and structure of temporary administration;

3) the priority actions held by temporary administration;

4) data on transfer of the insurance portfolio or data on carrying out transaction on simultaneous transfer of assets and obligations of bank to another (another) to bank (banks);

5) data on change of assets and liabilities;

Disclaimer! This text was translated by AI translator and is not a valid juridical document. No warranty. No claim. More info