RESOLUTION OF BOARD OF NATIONAL BANK OF THE REPUBLIC OF KAZAKHSTAN

of December 24, 2024 No. 80

About modification and amendments in the resolution of Board of National Bank of the Republic of Kazakhstan of December 26, 2016 No. 315 "About approval of the list, forms, terms and Rules of submission of the reporting by large members of banks of the second level, bank holdings, banks of the second level, large members of the insurance (reinsurance) organizations, insurance holdings, large members of managing directors of investment portfolio"

The board of National Bank of the Republic of Kazakhstan DECIDES:

1. Bring in the resolution of Board of National Bank of the Republic of Kazakhstan of December 26, 2016 No. 315 "About approval of the list, forms, terms and Rules of submission of the reporting by large members of banks of the second level, bank holdings, banks of the second level, large members of the insurance (reinsurance) organizations, insurance holdings, large members of managing directors of investment portfolio" (it is registered in the Register of state registration of regulatory legal acts at No. 14832) the following changes and amendments:

state Item 1 in the following edition:

"1. Approve:

1) the list of the reporting of large members of banks of the second level, bank holdings, large members of the insurance (reinsurance) organizations, insurance holdings, large members of managing directors of investment portfolio, banks of the second level according to appendix 1 to this resolution;

2) report form about the income and property of the large member of bank of the second level, the insurance (reinsurance) organization, the managing director of investment portfolio who is physical person according to appendix 2 to this resolution;

3) report form about the large member of bank of the second level, the insurance (reinsurance) organization, the managing director of the investment portfolio which is physical person according to appendix 3 to this resolution;

4) report form about officials of the large member of bank of the second level, the insurance (reinsurance) organization who is the legal entity, bank holding, insurance holding according to appendix 4 to this resolution;

5) report form about the organizations in which the large member of bank of the second level, the insurance (reinsurance) organization, the managing director of investment portfolio who is the legal entity bank holding and insurance holding is participant (shareholder), according to appendix 5 to this resolution;

6) report form about large members (shareholders) of the large member of bank of the second level, the insurance (reinsurance) organization, the managing director of investment portfolio who is the legal entity, bank holding, insurance holding, and also the information about persons exercising control over the large member of bank of the second level, the insurance (reinsurance) organization, the managing director of investment portfolio, being the legal entity, bank holding, insurance holding according to appendix 6 to this resolution;

7) report form about transactions with connected, including affiliates, concluded during the accounting period, and also acting as of reporting date, and the register connected, including affiliates, according to appendix 7 to this resolution;

8) report form about disaggregation of working tables on creation of consolidated financial statements according to appendix 8 to this resolution;

9) form of the consolidated and unconsolidated financial reporting and the explanatory note to it according to appendix 9 to this resolution;

10) report form about the change of quantity and (or) percentage ratio of bank shares of the second level, the insurance (reinsurance) organization belonging to the large member of bank of the second level, the insurance (reinsurance) organization, being legal entity or physical person, to bank holding, insurance holding and also sources of the means used for share acquisition according to appendix 10 to this resolution;

11) report form about all obligations of members of insurance group to the third parties (group of persons), components ten and more percent from equity of insurance group acting as of reporting date according to appendix 11 to this resolution;

12) report form about the intra group bargains of insurance group concluded during the accounting period, and also existing as of reporting date according to appendix 12 to this resolution;

13) report form about the rights to claim transferred the affiliated organization acquiring doubtful and bad assets of parent bank according to appendix 13 to this resolution;

14) report form about the property transferred to the affiliated organization acquiring doubtful and bad assets of parent bank as doubtful and bad asset and to independently acquired property, according to appendix 14 to this resolution;

15) report form about the property which carried over the affiliated organization acquiring doubtful and bad assets of parent bank as a result of the address of collection on pledged property according to appendix 15 to this resolution;

16) Rules of submission of the reporting by large members of banks of the second level, bank holdings, large members of the insurance (reinsurance) organizations, insurance holdings, large members of managing directors of investment portfolio, banks of the second level according to appendix 16 to this resolution.";

state Item 2 in the following edition:

"2. Large members of banks of the second level, bank holdings, large members of the insurance (reinsurance) organizations, insurance holdings, large members of managing directors of investment portfolio, banks of the second level represent to National Bank of the Republic of Kazakhstan in electronic format the following reporting:

1) the large member of bank of the second level, the insurance (reinsurance) organization, the managing director of investment portfolio who is physical person, the reporting provided by subitems 2) and 3) of Item 1 of this resolution, annually, no later than 120 (hundred twenty) calendar days upon termination of financial year;

2) the large member of bank of the second level who is legal resident person of the Republic of Kazakhstan, the bank holding which is resident of the Republic of Kazakhstan, except for the banks of the second level having the status of the large member of bank of the second level or bank holding:

the reporting provided by subitems 4), 5) and 7) of Item 1 of this resolution, quarterly, no later than 30 (thirty) calendar days following reporting quarter;

the reporting provided by the subitem 6) of Item 1 of this resolution, quarterly, no later than 10 (tenth) following reporting quarter;

3) the insurance holding which is resident of the Republic of Kazakhstan, except for the banks of the second level having the status of insurance holding, and also the insurance (reinsurance) organization having the status of insurance holding, the reporting provided by subitems 4), 5), 6) and 7) of Item 1 of this resolution, quarterly, no later than 30 (thirty) calendar days following reporting quarter;

4) the large member of the insurance (reinsurance) organization who is legal resident person of the Republic of Kazakhstan, except for the banks of the second level having the status of the large member of the insurance (reinsurance) organization, and also the insurance (reinsurance) organization having the status of the large member of the insurance (reinsurance) organization, the reporting provided by subitems 4), 5), 6), 7) and 9) of Item 1 of this resolution, annually, no later than 30 (thirty) calendar days upon termination of financial year;

5) the large member of the insurance (reinsurance) organization who is legal resident person of the Republic of Kazakhstan in case of absence at the insurance (reinsurance) organization of insurance holding, except for the banks of the second level having the status of the large member of the insurance (reinsurance) organization, and also the insurance (reinsurance) organization having the status of the large member of the insurance (reinsurance) organization or insurance holding, the reporting provided by subitems 4), 5), 6) and 7) of Item 1 of this resolution, quarterly, no later than 30 (thirty) calendar days following reporting quarter;

6) the large member of the managing director of investment portfolio who is legal resident person of the Republic of Kazakhstan, except for the banks of the second level having the status of the large member of the managing director of the investment portfolio, the reporting provided by subitems 5), 6) and 7) of Item 1 of this resolution:

quarterly, no later than 30 (thirty) calendar days following reporting quarter;

annually, no later than 30 (thirty) calendar days upon termination of financial year;

7) the bank holding, the bank of the second level which does not have bank holding which are part of banking conglomerate, insurance holding, being part of insurance group, the reporting provided by the subitem 8) of Item 1 of this resolution:

quarterly, no later than 60 (sixty) calendar days following reporting quarter;

annually, not later 31 on the (thirty first) of May (inclusive) the year following after accounting year;

8) the large member of bank of the second level who is legal resident person of the Republic of Kazakhstan, the bank holding which is resident of the Republic of Kazakhstan, the bank of the second level which does not have bank holding, being part of banking conglomerate, the insurance holding which is resident of the Republic of Kazakhstan, the large member of the managing director of investment portfolio who is legal resident person of the Republic of Kazakhstan, except for banks of the second level, the reporting provided by the subitem 9) of Item 1 of this resolution regarding consolidated financial statements:

quarterly, no later than 60 (sixty) calendar days following reporting quarter;

annually, not later 31 on the (thirty first) of May (inclusive) the year following after accounting year;

regarding the unconsolidated financial reporting:

quarterly, no later than 30 (thirty) calendar days following reporting quarter;

annually, not later 31 on the (thirty first) of May (inclusive) the year following after accounting year;

9) the large member of the insurance (reinsurance) organization who is legal resident person in case of absence at the insurance (reinsurance) organization of insurance holding, the reporting provided by the subitem 9) of Item 1 of this resolution regarding the unconsolidated financial reporting:

quarterly, no later than 30 (thirty) calendar days following reporting quarter;

annually, no later than 120 (hundred twenty) calendar days upon termination of financial year;

10) the large member of bank of the second level, the insurance (reinsurance) organization, being legal entity or physical person, bank holding, insurance holding the reporting provided by the subitem 10) of Item 1 of this resolution within 30 (thirty) calendar days from the date of decision making about change of quantity and (or) percentage ratio of the stocks owned by it;

11) the insurance holding which is part of insurance group, the reporting provided by subitems 11) and 12) of Item 1 of this resolution, quarterly no later than 60 (sixty) calendar days following reporting quarter;

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