THE RESOLUTION OF THE AGENCY ON MANAGEMENT OF THE STATE ASSETS OF THE REPUBLIC OF UZBEKISTAN, DEPARTMENT ON FIGHT AGAINST ECONOMIC CRIMES UNDER THE PROSECUTOR GENERAL'S OFFICE OF THE REPUBLIC OF UZBEKISTAN

of June 17, 2021 No. 01/14-14-13-987, 16 of June, 2021 No. 22

About modification and amendments in Rules of internal control on counteraction of legalization of income gained from criminal activities, to both financing of terrorism and financing of distribution of weapons of mass destruction for the realtor organizations

According to the laws of the Republic of Uzbekistan "About counteraction of legalization of the income received from criminal activities to financing of terrorism and financing of distribution of weapons of mass destruction" and "About realtor activities" the Agency on management of the state assets of the Republic of Uzbekistan and Department on fight against economic crimes under the Prosecutor General's Office of the Republic of Uzbekistan decide:

1. Make changes and additions to Rules of internal control on counteraction of legalization of income gained from criminal activities and financing of terrorism for the realtor organizations, No. No. 01/19-18/04, 27 approved by the resolution of the State committee of the Republic of Uzbekistan on management of state-owned property and Department on fight against tax, currency offenses and legalization of the criminal income under the Prosecutor General's Office of the Republic of Uzbekistan from August 8, 2011 (рег. No. 2257 of August 24, 2011) (Collection of the legislation of the Republic of Uzbekistan, 2011, Art. No. 34-35, 357), according to appendix.

2. This resolution becomes effective from the date of its official publication.

Appendix

to the Resolution of the Agency on management of the state assets of the Republic of Uzbekistan of June 17, 2021 No. 01/14-14-13-987 and Department on fight against economic crimes under the Prosecutor General's Office of the Republic of Uzbekistan of June 16, 2021 No. 22

Changes and additions made to Rules of internal control on counteraction of legalization of income gained from criminal activities and financing of terrorism for the realtor organizations

1. In Item 1:

the thirteenth to state the paragraph in the following edition:

"public officials are the persons designated or elected constantly, temporarily or on special power, performing organizational and administrative functions and representatives on making of legally significant actions in legislative, executive, administrative or judicial authority, including military structures of foreign state or in the international organization and also heads of the state organizations of foreign states, the famous politicians and the famous members of political parties of foreign states (including being);";

add with the paragraph the fourteenth the following content:

"persons close to public official lindens are the physical persons which are directly connected with public officials on social and occupation characteristics;";

the fourteenth - the eighteenth to consider paragraphs respectively paragraphs the fifteenth - the nineteenth.

2. In Item 3:

the eleventh to state the paragraph in the following edition:

"identification on requests in client base of faces tied with legalization of income gained from criminal activities, financing of terrorist activities and (or) financing of distribution of weapons of mass destruction:":

the thirteenth to state the paragraph in the following edition:

"implementation of profound monitoring of the operations performed by the public officials, members of their families and persons close to public officials;".

3. Add with Items 4-1 and 4-2 of the following content:

"4-1. Each realtor organization based on the legislation and these rules shall develop, approve and enact the provision determining tasks, the rights and responsibility of the responsible person.

The provision specified in paragraph one of this Item shall contain the following requirements imposed to the responsible person:

its purposes and task;

methods of ensuring its independence of other staff of the realtor organization;

its relations with management, including with branches and representations abroad (in the presence);

the right to obtain information necessary for realization of the functions, and also obligation of other staff of the realtor organization, including branches and representations abroad (in the presence), to cooperate concerning provision of this information;

the right to carry out studying of violations of requirements of the legislation and internal documents;

requirements for advanced training:

measures for timely execution of requests about provision of the additional information, and also instructions of specially authorized state body about suspension of transaction with money or other property of clients.

4-2. Persons who are earlier brought by court to trial for crimes in the field of economy against procedure for management, the crimes connected with legalization of income gained from criminal activities and terrorism financing cannot be appointed the responsible person.".

4. In Item 14 of the word of "minimum wage" shall be replaced with words "the basic settlement size".

5. In Item 20-2:

the ninth to state the paragraph in the following edition:

"public officials, members of their families and persons close to public officials;";

add with paragraphs the tenth - the twelfth the following content:

"the clients using the program complexes excluding possibility of implementation of proper check of the client;

the residents and nonresidents having accounts in offshore zones;

the organizations and individual entrepreneurs whose actual location does not correspond to the data specified in constituent or registration documents;";

the tenth to consider the paragraph the paragraph the thirteenth.

6. In Item 21 of the word of "the minimum size of the salary" shall be replaced with words "the size of basic settlement size".

7. Add with Item 31-1 of the following content:

"31-1. The realtor organizations carry out permanent monitoring and efficiency evaluation of internal control system taking into account the changing internal and external circumstances, and also strengthen it as required for ensuring effective work.

If the realtor organization has Service of internal audit, monitoring of system effectiveness of internal control is performed by this service.".

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