INSTRUCTION OF CENTRAL BANK OF THE RUSSIAN FEDERATION

of January 15, 2019 No. 5059-U

About modification of the Instruction of the Bank of Russia of January 13, 2017 No. 4263-U "About terms and procedure for creation and submission by not credit financial credit institutions to the Bank of Russia of the reporting on transactions with money"

1. Based on article 76.6 of the Federal Law of July 10, 2002 No. 86-FZ "About the Central bank the Russian Federation (Bank of Russia)" (The Russian Federation Code, 2002, No. 28, Art. 2790; 2003, No. 2, Art. 157; No. 52, Art. 5032; 2004, No. 27, Art. 2711; No. 31, Art. 3233; 2005, No. 25, Art. 2426; No. 30, Art. 3101; 2006, No. 19, Art. 2061; No. 25, Art. 2648; 2007, No. 1, Art. 9, Art. 10; No. 10, Art. 1151; No. 18, Art. 2117; 2008, No. 42, Art. 4696, Art. 4699; No. 44, Art. 4982; No. 52, Art. 6229, Art. 6231; 2009, No. 1, Art. 25; No. 29, Art. 3629; No. 48, Art. 5731; 2010, No. 45, Art. 5756; 2011, No. 7, Art. 907; No. 27, Art. 3873; No. 43, Art. 5973; No. 48, Art. 6728; 2012, No. 50, Art. 6954; No. 53, Art. 7591, Art. 7607; 2013, No. 11, Art. 1076; No. 14, Art. 1649; No. 19, Art. 2329; No. 27, Art. 3438, Art. 3476, Art. 3477; No. 30, Art. 4084; No. 49, Art. 6336; No. 51, Art. 6695, Art. 6699; No. 52, Art. 6975; 2014, No. 19, Art. 2311, Art. 2317; No. 27, Art. 3634; No. 30, Art. 4219; No. 40, Art. 5318; No. 45, Art. 6154; No. 52, Art. 7543; 2015, No. 1, Art. 4, Art. 37; No. 27, Art. 3958, Art. 4001; No. 29, Art. 4348, Art. 4357; No. 41, Art. 5639; No. 48, Art. 6699; 2016, No. 1, Art. 23, Art. 46, Art. 50; No. 26, Art. 3891; No. 27, Art. 4225, Art. 4273, Art. 4295; 2017, No. 1, Art. 46; No. 14, Art. 1997; No. 18, Art. 2661, Art. 2669; No. 27, Art. 3950; No. 30, Art. 4456; No. 31, Art. 4830; No. 50, Art. 7562; 2018, No. 1, Art. 66; No. 9, Art. 1286; No. 11, Art. 1584, Art. 1588; No. 18, Art. 2557; No. 24, Art. 3400; No. 27, Art. 3950; No. 31, Art. 4852; No. 32, Art. 5115; No. 49, Art. 7524; "The official Internet portal of legal information" (www.pravo.gov.ru), on December 25, 2018, on December 28, 2018) to bring in the Instruction of the Bank of Russia of January 13, 2017 No. 4263-U "About terms and procedure for creation and submission by not credit financial credit institutions to the Bank of Russia of the reporting on transactions with money", registered by the Ministry of Justice of the Russian Federation on March 29, 2017 No. 46158, the following changes.

1.1. In item 4:

to state paragraph two of subitem 4.1 in the following edition:

"For coding of the currency transactions made with use of bank accounts of the organizations codes of transaction types from the list of codes of transaction types given in appendix 1 to the Instruction of the Bank of Russia of August 16, 2017 No. 181-I "About procedure for representation by residents and nonresidents to authorized banks of supporting documents and information when implementing currency transactions, about single forms of accounting and the reporting under currency transactions, procedure and terms of their representation", registered by the Ministry of Justice of the Russian Federation on October 31, 2017 No. 48749, on December 7, 2017 No. 49152, on September 17, 2018 No. 52167 are used (further - the Instruction of the Bank of Russia No. 181-I) (further - codes of types of currency transactions).";

to add subitem 4.4 after words of "transaction types" with words "(codes of types of currency transactions)".

1.2. State Item 5 in the following edition:

"5. The reporting on transactions with money is submitted in the Bank of Russia according to requirements of the Instruction of the Bank of Russia of November 3, 2017 to No. 4600-U "About order of interaction of the Bank of Russia with credit institutions, not credit financial credit institutions and other participants of information exchange when using of information resources of the Bank of Russia, including personal account by them", No. 49605 registered by the Ministry of Justice of the Russian Federation on January 11, 2018.".

1.3. In appendix 1:

to state the name of the reporting under form 0420001 in the following edition:

"The reporting on transactions with money of the not credit financial credit institutions which are the microfinancial organizations, credit consumer cooperatives, including agricultural credit consumer cooperatives, pawnshops";

after the reporting under form 0420001 to add with the reporting under form 0420011 "The reporting on transactions with money of the not credit financial credit institutions which are managing companies of investment fund, mutual investment fund and non-state pension fund, insurance companies, societies of mutual insurance, insurance brokers, non-state pension funds" in edition of appendix to this Instruction;

to state the name of the Procedure for creation and submission of the reporting under form 0420001 "Reporting on transactions with money of not credit financial credit institutions" in the following edition:

"Procedure for creation and submission of the reporting under form 0420001 "The reporting on transactions with money of the not credit financial credit institutions which are the microfinancial organizations, credit consumer cooperatives, including agricultural credit consumer cooperatives, pawnshops" and the reporting under form 0420011 "The reporting on transactions with money of not credit financial credit institutions, being managing companies of investment fund, mutual investment fund and non-state pension fund, insurance companies, societies of mutual insurance, insurance brokers, non-state pension funds";

state Item 1 in the following edition:

"1. The microfinancial organizations, credit consumer cooperatives, including agricultural credit consumer cooperatives, pawnshops, constitute the reporting under form 0420001 "The reporting on transactions with money of the not credit financial credit institutions which are the microfinancial organizations, credit consumer cooperatives, including agricultural credit consumer cooperatives, pawnshops" (further - the reporting under form 0420001).

Managing companies of investment fund, mutual investment fund and non-state pension fund, insurance companies, societies of mutual insurance, insurance brokers, non-state pension funds constitute the reporting under form 0420011 "The reporting on transactions with money of the not credit financial credit institutions which are managing companies of investment fund, mutual investment fund and non-state pension fund, insurance companies, societies of mutual insurance, insurance brokers, non-state pension funds" (further - the reporting under form 0420011).

The reporting under form 0420001 and the reporting under form 0420011 (further in case of joint mentioning - the Report) are constituted for the purpose of monitoring of the transactions by the Bank of Russia with money made by the microfinancial organizations, credit consumer cooperatives, including agricultural credit consumer cooperatives, pawnshops, managing companies of investment fund, mutual investment fund and non-state pension fund, insurance companies, societies of mutual insurance, insurance brokers, non-state pension funds (further in case of joint mentioning - the Organization).

The reporting under form 0420011 is constituted and presented in the Bank of Russia in measure type by groups of the analytical signs combining the analytical signs containing the disaggregated information on indicator. The list of the analytical signs united in groups of analytical signs used for creation of the reporting under form 0420011, is provided in Groups of analytical signs and analytical signs for forming of indicators of the reporting under form 0420011 reporting under form 0420011.

Each indicator, each group of analytical signs and each analytical sign has the separate code allowing to allocate unambiguously one indicator, one group of analytical signs, one analytical sign from other indicators, groups of analytical signs, analytical signs.

Before each measure code managing companies of investment fund, mutual investment fund and non-state pension fund specify the identifier of measure code "uk", insurance companies, societies of mutual insurance, insurance brokers - "ins", non-state pension funds - "npf".

The report is constituted and it is represented in general on the Organization, including data on all branches of the Organization and other separate divisions located in the territory of the Russian Federation.

The report is constituted by data for calendar month (further - the accounting period) and it is represented in the Bank of Russia no later than the 15th working day of the month following the accounting period.

The organization represents the specified data for the previous accounting periods, but no more than for the last 12 calendar months, preceding the accounting period, in case of receipt of the documents which are the basis for change of measure values of earlier submitted Report and also in case of detection of mistakes in earlier submitted Report by means of repeated submission of the Report containing the corrected measure values.

Submission of the Report containing the corrected measure values is performed within 30 calendar days from the moment of receipt of the specified documents and (or) identification of mistakes and is followed by explanations of the Organization.

In case of submission of the specified data for several accounting periods each Report containing the corrected measure values goes to the Bank of Russia the separate electronic document.

If in the accounting period account transactions of the Organization and (or) through cash desk of the Organization were not made, the Organization submits the Report containing data on the lines "Remaining Balance for the Beginning of the Accounting Period" and "Remaining Balance by the End of the Reporting Period" of subsection 1.1 of Section 1 of the reporting under form 0420001 and on indicator "Balances in cash on bank accounts of not credit financial credit institution for the beginning (end) of the accounting period" (line 11 of Section 1 of the reporting under form 0420011) and (or) on the lines "Balances in Cash in Cash Desk for the Beginning of the Accounting Period" and "Balances in Cash in Cash Desk by the End of the Reporting Period" of subsection 2.1 of Section 2 of the reporting under form 0420001 and on indicator "Balances in cash in cash desk of not credit financial credit institution for the beginning (end) of the accounting period" (line 18 of Section 2 of the reporting under form 0420011). In the specified case of the Organization it is necessary to provide explanations about absence reasons of data on other indicators of the Report.

In case of submission of the Report which is not containing data on all indicators of the Report, the Organization needs to provide explanations to the Report on absence reasons of data.";

in item 4:

the paragraph one to state in the following edition:

"4. In the column 1 "Code of Core Activity" of Data on type of activity of not credit financial credit institution of the reporting under form 0420001 and on indicator "Code of core activity" of General information of the reporting under form 0420011 (the line 5) as code of core activity of the Organization is specified one of the following codes of types of activity of the Organization:";

to add the paragraph of the eighth after words of "not credit financial credit institution" with words "the reporting under form 0420001 and under indicator "Codes of other types of activity" of General information of the reporting under form 0420011 (line 6)";

the ninth after words of "not credit financial credit institution" to add the paragraph with words "the reporting under form 0420001 and under indicator "Codes of other types of activity" of General information of the reporting under form 0420011 (line 6)";

state Item 5 in the following edition:

"5. Indicators of Sections 1 and 2 of the Report are constituted in summary type:

based on information containing in data on the transactions created according to subitem 4.5 of item 4 of this Instruction;

totally on transaction types which codes are established by appendix 2 to this Instruction and appendix 1 to the Instruction of the Bank of Russia No. 181-I <1>, made for the accounting period;

by transactions with residents and nonresidents taking into account types of clients (legal entities, individual entrepreneurs (for residents), physical persons) (lines 9.4, 10. 4, 12.5, 13.5, 16.2 and 17.2 of the reporting under form 0420011).

The transactions reflected in data on transactions with indication of code like the client of "PFL" are reflected in Sections 1 and 2 of the Report proceeding from implementation of transaction with residents - physical persons.

Data on the lines "Remaining Balance for the Beginning of the Accounting Period", "Remaining Balance by the End of the Reporting Period" of subsection 1.1 of Section 1 of the reporting under form 0420001 and on indicator "Balances in cash on bank accounts of not credit financial credit institution for the beginning (end) of the accounting period" (line 11 of Section 1 of the reporting under form 0420011) are reflected totally according to all bank accounts of the Organization opened in one credit institution (one branch of credit institution) by currency types.

Data on the lines "Balances in Cash in Cash Desk for the Beginning of the Accounting Period", "Balances in Cash in Cash Desk by the End of the Reporting Period" of subsection 2.1 of Section 2 of the reporting under form 0420001 and on indicator "Balances in cash in cash desk of not credit financial credit institution for the beginning (end) of the accounting period" (line 18 of Section 2 of the reporting under form 0420011) are reflected totally on the Qassam of all divisions of the Organization.

If for date of creation of the Report by the Organization the customer information necessary for forming of Section 1 of the Report, namely data on the status of the client (the resident, the nonresident) is not obtained, the client's type (the legal entity, the individual entrepreneur, physical person) and the country of place of registration of the client, data on transaction join in Section 1 of the Report proceeding from implementation of transaction with unidentified person.

If taking into account requirements of article 7 of the Federal Law of August 7, 2001 No. 115-FZ "About counteraction of legalization (washing) of income gained in the criminal way and to terrorism financing" (The Russian Federation Code, 2001, No. 33, Art. 3418; 2002, No. 30, Art. 3029; No. 44, Art. 4296; 2004, No. 31, Art. 3224; 2005, No. 47, Art. 4828; 2006, No. 31, Art. 3446, Art. 3452; 2007, No. 16, Art. 1831; No. 31, Art. 3993, Art. 4011; No. 49, Art. 6036; 2009, No. 23, Art. 2776; No. 29, Art. 3600; 2010, No. 28, Art. 3553; No. 30, Art. 4007; No. 31, Art. 4166; 2011, No. 27, Art. 3873; No. 46, Art. 6406; 2012, No. 30, Art. 4172; No. 50, Art. 6954; 2013, No. 19, Art. 2329; No. 26, Art. 3207; No. 44, Art. 5641; No. 52, Art. 6968; 2014, No. 19, Art. 2311, Art. 2315, Art. 2335; No. 23, Art. 2934; No. 30, Art. 4214, Art. 4219; 2015, No. 1, Art. 14, Art. 37, Art. 58; No. 18, Art. 2614; No. 24, Art. 3367; No. 27, Art. 3945, Art. 3950, Art. 4001; 2016, No. 1, Art. 11, Art. 23, Art. 27, Art. 43, Art. 44; No. 26, Art. 3860, Art. 3884; No. 27, Art. 4196, Art. 4221; No. 28, Art. 4558; 2017, No. 1, Art. 12, Art. 46; No. 31, Art. 4816, Art. 4830; 2018, No. 1, Art. 54, Art. 66; No. 17, Art. 2418; No. 18, of the Art. 2560, of the Art. 2576, of the Art. 2582) (further - the Federal Law of August 7, 2001 No. 115-FZ) the Organization has no customer information - physical person, necessary for forming of Section 2 of the Report, namely data on the status of the client (the resident, the nonresident) and the country of place of registration of the client, data on transaction join in Section 2 of the Report proceeding from implementation of transaction with resident - physical person.

Data are specified in thousands of units of the corresponding currency with five signs after comma.

Digital currency codes are specified according to the All-Russian Classification of Currencies (ARCC), digital codes and names of the countries are specified according to the All-Russian Qualifier of the Countries of the World (ARQCW).";

in footnote 1 to Item 5 to replace the word "Procedure" with the word "Method";

in Item 6:

in paragraph one of the word "Section 1 Is Constituted" shall be replaced with words "Section 1 of the reporting under form 0420001, General information of the reporting under form 0420011 (lines 7 and 8) and Section 1 of the reporting under form 0420011 are constituted";

third after the words "in column 1" to add the paragraph with words "the reporting under form 0420001, to line 7 General information of the reporting under form 0420011";

the fourth after the words "in column 2" to add the paragraph with words "the reporting under form 0420001, to line 8 General information of the reporting under form 0420011";

to add subitem 6.1 after the words "In Subsection 1.1" with the word of "Report";

the paragraph one of subitem 6.1.1 to state in the following edition:

"6.1.1. In the column 1 "Transaction Type Code" of the reporting under form 0420001 and on analytical signs of group of analytical signs "Transaction type code (code of type of currency transaction)" (lines 9.3 and 10.3 of Section 1 of the reporting under form 0420011) are specified codes of transaction types according to appendix 2 to this Instruction or codes of types of the currency transactions according to appendix 1 to the Instruction of the Bank of Russia No. 181-I performed in the accounting period according to all bank accounts of the Organization opened in credit institution (branch of credit institution).";

subitems 6.1.2 - 6.1.4 to state in the following edition:

"6.1.2. In the reporting under form 0420001 under each transaction type which code is specified in the column 1, starting with the column 2, on currency types transaction amounts, carried out according to bank accounts during the accounting period are reflected.

On indicators "Transaction amount on cash write-off, made according to bank accounts of not credit financial credit institution, including all turnovers on the account (accounts) - write-off" and "Transaction amount on transfer of the money made according to bank accounts of not credit financial credit institution, including all turnovers on the account (accounts) - transfer" (lines 9 and 10 of Section 1 of the reporting under form 0420011) on currency types are reflected transaction amounts, carried out according to bank accounts during the accounting period, by transaction types which codes are specified on analytical signs of group of analytical signs "Transaction type code (code of type of currency transaction)" (lines 9.3 and 10.3 of Section 1 of the reporting under form 0420011), and the statuses and types of the clients specified on analytical signs of group of analytical signs "The statuses and types of clients on transactions with money" (lines 9.4 and 10.4 of Section 1 of the reporting under form 0420011), and also all turnovers according to bank accounts during the accounting period.

6.1.3. On the line "In total Turnovers on the Account (Accounts)" of the reporting under form 0420001 the total amount of the means on currency types charged off bank accounts (enlisted on bank accounts) the microfinancial organizations, credit consumer cooperatives, including agricultural credit consumer cooperatives, pawnshops for the accounting period is specified.

6.1.4. On the lines "Remaining Balance for the Beginning of the Accounting Period" and "Remaining Balance by the End of the Reporting Period" of the reporting under form 0420001 and on indicator "Balances in cash on bank accounts of not credit financial credit institution for the beginning (end) of the accounting period" (line 11 of Section 1 of the reporting under form 0420011) total remaining balance on currency types according to bank accounts of the Organization for the beginning and the end of the accounting period according to the statements from personal accounts according to bank accounts of the Organization received from credit institutions is specified.";

to add subitem 6.2 after the words "In Subsection 1.2" with the word of "Report";

the paragraph one of subitem 6.2.1 after the words "In Column 1" to add with words "the reporting under form 0420001, in lines 12.2 and 13.2 of the reporting under form 0420011";

state subitem 6.2.2 in the following edition:

"6.2.2. On each country code of the nonresident, by each code of transaction type (code of type of currency transaction) and on each currency code in columns 4 and 5 of the reporting under form 0420001, lines 12 and 13 of Section 1 of the reporting under form 0420011 transaction amounts of the Organization with nonresidents - clients of the Organization for bank accounts of the Organization during the accounting period are specified.";

in subitem 6.3.1:

the paragraph one to state in the following edition:

"6.3.1. In column 1 of the reporting under form 0420001, lines 14.2 and 15.2 of Section 1 of the reporting under form 0420011 the digital country code of place of registration (location) of nonresident bank of the receiver of transfer in case of cash write-off or nonresident bank of the payer is specified in case of transfer of money on the specified transactions of the Organization.";

in the paragraph the second to exclude the words "in column 1";

state subitem 6.3.2 in the following edition:

"6.3.2. On each country code of nonresident bank of the receiver (payer), by each code of transaction type (code of type of currency transaction) and each currency code in columns 4 and 5 of the reporting under form 0420001, lines 14 and 15 of Section 1 of the reporting under form 0420011 transaction amounts according to bank accounts of the Organization during the accounting period are specified.";

in Item 7:

the paragraph one after the word "Section 2" to add with the word of "Report";

subitem 7.1.1 after the words "In Column 1" to add with words of "the reporting under form 0420001 and under analytical signs of group of analytical signs "Transaction type code (code of type of currency transaction)" (lines 16.1 and 17.1 of Section 2 of the reporting under form 0420011)";

state subitem 7.1.2 in the following edition:

"7.1.2. In the reporting under form 0420001 under each transaction type which code is specified in the column 1, the transaction amount, carried out through cash desk during the accounting period is specified.

On indicators "Transaction amount on issue of the money which is carried out through cash desk of not credit financial credit institution including all it is issued from cash desk" and "Transaction amount on introduction of the money which is carried out through cash desk of not credit financial credit institution including all it is brought in cash desk" (lines 16 and 17 of Section 2 of the reporting under form 0420011) the transaction amount, carried out through cash desk during the accounting period, by transaction types which codes are specified on analytical signs of group of analytical signs "Transaction type code (code of type of currency transaction)" (lines 16.1 and 17.1 of Section 2 of the reporting under form 0420011), and the statuses and types of the clients specified on analytical signs of group of analytical signs "The statuses and types of clients on transactions with money" (lines 16.2 and 17.2 of Section 2 of the reporting under form 0420011) is specified, and also all transaction amount on issue of money from cash desk (entering of money into cash desk) during the accounting period.";

to add subitem 7.1.3 after words of "All" with words of "the reporting under form 0420001";

state subitem 7.1.4 in the following edition:

"7.1.4. On the lines "Balances in Cash in Cash Desk for the Beginning of the Accounting Period" and "Balances in Cash in Cash Desk by the End of the Reporting Period" of the reporting under form 0420001 and on indicator "Balances in cash in cash desk of not credit financial credit institution for the beginning (end) of the accounting period" (line 18 of Section 2 of the reporting under form 0420011) total balances in cash in cash desk of the Organization are specified the beginning and the end of the accounting period.";

to add subitem 7.2 after the words "In Subsection 2.2" with the word of "Report";

the paragraph one of subitem 7.2.1 after the words "In Column 1" to add with words "the reporting under form 0420001, in lines 19.1 and 20.1 of Section 2 of the reporting under form 0420011";

"columns 3 and 4" to add subitem 7.2.2 after words with words "the reporting under form 0420001, in lines 19 and 20 of Section 2 of the reporting under form 0420011".

1.4. In Item 5 of appendix 2:

05110 to state line of code of transaction type in the following edition:

"

05110

The calculations connected with issue of cash advances, provision (return) of loans to members (members) of credit consumer cooperative (unitholders, associated members of cooperative) (unitholders, associated members of cooperative), except for code of transaction type 05115

";

05120 to state line to code of transaction type in the following edition:

"

05120

The calculations connected with receipt (return) of loans from members (members) of credit consumer cooperative (unitholders, associated members of cooperative) (unitholders, associated members of cooperative), transfer (return) of personal savings by members (members) of credit consumer cooperative (unitholders, associated members of cooperative) (unitholders, associated members of cooperative)

".

1.5. In appendix 3:

in subitem 2.5 of Item 2 of the word "2 to the Instruction of the Bank of Russia No. 138-I" shall be replaced with words "1 to the Instruction of the Bank of Russia No. 181-I";

in subitem 4.6 of item 4:

in paragraph one "state" to exclude the word;

to add paragraph two after the word "places" with the word "state".

2. This Instruction becomes effective after 10 days after day of its official publication.

The reporting under form 0420011 is constituted and it is represented in the Bank of Russia according to this Instruction starting with the reporting for the accounting period in which this Instruction becomes effective.

Appendix

to the Instruction of the Bank of Russia of January 15, 2019 No. 5059-U "About modification of the Instruction of the Bank of Russia of January 13, 2017 No. 4263-U

"About terms and procedure for creation and submission by not credit financial credit institutions to the Bank of Russia of the reporting on transactions with money"

Recommended sample

Reporting
about transactions with money of the not credit financial credit institutions which are managing companies of investment fund, mutual investment fund and non-state pension fund, insurance companies, societies of mutual insurance, insurance brokers, non-state pension funds

Form code on OKUD 0420011

Monthly

General information

 

Line number	Name of indicator	Name of group of analytical signs	Measure code, groups of analytical signs
1	2	3	4
1	Identification Taxpayer Number (ITN)		dic:INN_NFO
2	Primary State Registration Number (PSRN)		dic:OGRN_NFO
3	The full (reduced) name of the organization		dic:PolnNaim_SokrNaim_Org
4	Postal address		dic:Pocht_Adres
5	Code of core activity		dic:Kod_Osn_Vid_DeyatEnumerator
6	Codes of other types of activity		dic:Kod_Inye_Vid_DeyatEnumerator
7	Registration number (sequence number)		dic:Reg_Poryad_Nomer
7.1		Identifier of credit institution (branch of credit institution)	dim-int:ID_Kred_OrgTaxis
8	Abbreviated name		dic:SokrNaim
8.1		Identifier of credit institution (branch of credit institution)	dim-int:ID_Kred_OrgTaxis

 

Section 1. The transactions made with use of bank accounts of not credit financial credit institution

1.1. Types and transaction amounts made according to bank accounts of not credit financial credit institution

 

Line number	Name of indicator	Name of group of analytical signs	Measure code, groups of analytical signs
1	2	3	4
9	Transaction amount on cash write-off, made according to bank accounts of not credit financial credit institution, including all turnovers on the account (accounts) - write-off		dic:Spisanie_DenSredstva_Bank
9.1		Identifier of credit institution (branch of credit institution)	dim-int:ID_Kred_OrgTaxis
9.2		Currency code	dim-int:Kod_ValyutyAxis
9.3		Transaction type code (code of type of currency transaction)	dim-int:Kod_Vid_Operaczii_DenSredstvaAxis
9.4		The status and types of clients on transactions with money	dim-int:Tip_Kontragent_Operaczii_DenSredstvaAxis
10	Transaction amount on transfer of the money made according to bank accounts of not credit financial credit institution, including all turnovers on the account (accounts) - transfer		dic:Zachislenie_DenSredstva_Bank
10.1		Identifier of credit institution (branch of credit institution)	dim-int:ID_Kred_OrgTaxis
10.2		Currency code	dim-int:Kod_ValyutyAxis
10.3		Transaction type code (code of type of currency transaction)	dim-int:Kod_Vid_Operaczii_DenSredstvaAxis
10.4		The status and types of clients on transactions with money	dim-int:Tip_Kontragent_Operaczii_DenSredstvaAxis
11	Balances in cash on bank accounts of not credit financial credit institution for the beginning (end) of the accounting period		dic:Ostatok_DenSredstva_Bank_Data
11.1		Identifier of credit institution (branch of credit institution)	dim-int:ID_Kred_OrgTaxis
11.2		Currency code	dim-int:Kod_ValyutyAxis

 

1.2. Structure of the transactions with nonresidents made according to bank accounts of not credit financial credit institution over the countries of nonresidents - clients of not credit financial credit institution

 

Line number	Name of indicator	Name of group of analytical signs	Measure code, groups of analytical signs
1	2	3	4
12	Transaction amount with nonresidents on cash write-off, made according to bank accounts of not credit financial credit institution, over the countries of nonresident clients of not credit financial credit institution		dic:OperaciiSpisanie_DenSredstva_Nerezident_BankScheta
12.1		Identifier of credit institution (branch of credit institution)	dim-int:ID_Kred_OrgTaxis
12.2		Country code	dim-int:Kod_StranyAxis
12.3		Transaction type code (code of type of currency transaction)	dim-int:Kod_Vid_Operaczii_DenSredstvaAxis
12.4		Currency code	dim-int:Kod_ValyutyAxis
12.5		Types of nonresidents - clients on transactions with money	dim-int:YUL_FL_NeRezident_Klient_NFOAxis
13	Transaction amount with nonresidents on transfer of the money made according to bank accounts of not credit financial credit institution over the countries of nonresidents - clients of not credit financial credit institution		dic:OperaciiZachislenie_DenSredstva_Nerezident_BankScheta
13.1		Identifier of credit institution (branch of credit institution)	dim-int:ID_Kred_OrgTaxis
13.2		Country code	dim-int:Kod_StranyAxis
13.3		Transaction type code (code of type of currency transaction)	dim-int:Kod_Vid_Operaczii_DenSredstvaAxis
13.4		Currency code	dim-int:Kod_ValyutyAxis
13.5		Types of nonresidents - clients on transactions with money	dim-int:YUL_FL_NeRezident_Klient_NFOAxis

 

1.3. Structure of the cross-border transactions made according to bank accounts of not credit financial credit institution over the countries of nonresident banks

 

Line number	Name of indicator	Name of group of analytical signs	Measure code, groups of analytical signs
1	2	3	4
14	The amount of the cross-border transactions on cash write-off made according to bank accounts of not credit financial credit institution over the countries of nonresident banks		dic:Transgran_Spisanie_DenSredstva_Bank
14.1		Identifier of credit institution (branch of credit institution)	dim-int:ID_Kred_OrgTaxis
14.2		Country code	dim-int:Kod_StranyAxis
14.3		Transaction type code (code of type of currency transaction)	dim-int:Kod_Vid_Operaczii_DenSredstvaAxis
14.4		Currency code	dim-int:Kod_ValyutyAxis
15	The amount of cross-border transactions on transfer of the money made according to bank accounts of not credit financial credit institution over the countries of nonresident banks		dic:Transgran_Zachislenie_DenSredstva_Bank
15.1		Identifier of credit institution (branch of credit institution)	dim-int:ID_Kred_OrgTaxis
15.2		Country code	dim-int:Kod_StranyAxis
15.3		Transaction type code (code of type of currency transaction)	dim-int:Kod_Vid_Operaczii_DenSredstvaAxis
15.4		Currency code	dim-int:Kod_ValyutyAxis

 

Section 2. The operations performed through cash desk of not credit financial credit institution

2.1. Types and transaction amounts which are carried out through cash desk of not credit financial credit institution

 

Line number	Name of indicator	Name of group of analytical signs	Measure code, groups of analytical signs
1	2	3	4
16	Transaction amount on issue of the money which is carried out through cash desk of not credit financial credit institution including all it is issued from cash desk		dic:Vidacha_DenSredstva_Kassa
16.1		Transaction type code (code of type of currency transaction)	dim-int:Kod_Vid_Operaczii_DenSredstvaAxis
16.2		The status and types of clients on transactions with money	dim-int:Tip_Kontragent_Operaczii_DenSredstvaAxis
17	Transaction amount on introduction of the money which is carried out through cash desk of not credit financial credit institution including all it is brought in cash desk		dic:Vnesenie_DenSredstva_Kassa
17.1		Transaction type code (code of type of currency transaction)	dim-int:Kod_Vid_Operaczii_DenSredstvaAxis
17.2		The status and types of clients on transactions with money	dim-int:Tip_Kontragent_Operaczii_DenSredstvaAxis
18	Balances in cash in cash desk of not credit financial credit institution for the beginning (end) of the accounting period		dic:Ostatok_DenSredstva_Kassa_Data

 

2.2. Structure of the operations with nonresidents performed through cash desk of not credit financial credit institution over the countries of nonresidents - clients of not credit financial credit institution

 

Line number	Name of indicator	Name of group of analytical signs	Measure code, groups of analytical signs
1	2	3	4
19	Transaction amount with nonresidents on issue of the money which is carried out through cash desk of not credit financial credit institution		dic:Vidacha_DenSredstva_Nerezident_Kassa
19.1		Country code	dim-int:Kod_StranyAxis
19.2		Transaction type code (code of type of currency transaction)	dim-int:Kod_Vid_Operaczii_DenSredstvaAxis
20	Transaction amount with nonresidents on introduction of the money which is carried out through cash desk of not credit financial credit institution		dic:Vnesenie_DenSredstva_Nerezident_Kassa
20.1		Country code	dim-int:Kod_StranyAxis
20.2		Transaction type code (code of type of currency transaction)	dim-int:Kod_Vid_Operaczii_DenSredstvaAxis

 

Groups of analytical signs and analytical signs for forming of indicators of the reporting under form 0420011

 

Line number	Name of groups of analytical signs	Name of analytical signs	Code of groups of analytical signs, analytical signs	Note
1	2	3	4	5
1	Currency code		dim-int:Kod_ValyutyAxis	All-Russian Classification of Currencies (ARCC)
2	Country code		dim-int:Kod_StranyAxis	All-Russian Qualifier of the Countries of the World (ARQCW)
3	Transaction type code (code of type of currency transaction)		dim-int:Kod_Vid_Operaczii_DenSredstvaAxis	Appendix 2 to this Instruction, appendix 1 to the Instruction of the Bank of Russia No. 181-I
3.1		In total on transactions	mem-int:VseOperacziiMember
4	The status and types of clients on transactions with money		dim-int:Tip_Kontragent_Operaczii_DenSredstvaAxis
4.1		Transactions with nonresidents - physical persons	mem-int:Operaczii_NeRezident_FLMember
4.2		Transactions with nonresidents - legal entities	mem-int:Operaczii_NeRezident_YULMember
4.3		Transactions with unidentified persons	mem-int:Operaczii_NeustLiczaMember
4.4		Transactions with residents - physical persons	mem-int:Operaczii_Rezident_FLMember
4.5		Transactions with residents - individual entrepreneurs	mem-int:Operaczii_Rezident_IPMember
4.6		Transactions with residents - legal entities	mem-int:Operaczii_Rezident_YULMember
4.7		In total according to the statuses and types of clients	mem-int:Tip_Kontragent_Operaczii_DenSredstva_ItogoMember
5	Types of nonresidents - clients on transactions with money		dim-int:YUL_FL_NeRezident_Klient_NFOAxis
5.1		Physical persons	mem-int:FLMember
5.2		Legal entities	mem-int:YULMember
5.3		Total physical persons and legal entities	mem-int:ItogoYULFLMember

 

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