ORDER OF THE MINISTER OF NATIONAL ECONOMY OF THE REPUBLIC OF KAZAKHSTAN

of March 6, 2019 No. 17

About modification and amendments in orders of the Minister of national economy of the Republic of Kazakhstan of February 26, 2015 No. 139 "About approval of Rules of development and submission of reports on execution of development strategies and development plans for national managing holdings, national holdings, national companies which shareholder is the state" and of February 27, 2015 No. 149 "About approval of Rules of development, approval of development strategies and development plans for national managing holdings, national holdings, national companies which shareholder is the state, and also monitoring and assessment of their realization"

I ORDER:

1. Bring the following changes and amendments in some orders of the Minister of national economy of the Republic of Kazakhstan:

1) in the order of the Minister of national economy of the Republic of Kazakhstan of February 26, 2015 No. 139 "About approval of Rules of development and submission of reports on execution of development strategies and development plans for national managing holdings, national holdings, national companies which shareholder is the state" (it is registered in the Register of state registration of regulatory legal acts No. 10685, it is published on April 10, 2015 in information system of law of Ad_let):

in Rules of development and submission of reports on execution of development plans for national managing holdings, national holdings, national companies which shareholder is the state, approved by the specified order:

state item 4 in the following edition:

"4. Project development of the Report on execution of the development plan, except for joint-stock company "The national welfare fund "Samruk-Kazyna" (further - Fund), is performed according to structure of Sections of the report on execution of development plans for national managing holdings, national holdings, the national companies which shareholder is the state according to appendix 1 to these rules, and also according to forms and the list of indicators of the report on execution of development plans for national managing holdings, national holdings, the national companies which shareholder is the state according to appendix 2 to these rules.

Forms and the list of indicators of the report on execution of development plans for rather legal entities which shares (share) grant the right to the company to determine decisions, have exclusively informative character and are not subject of approval of the company by the board of directors.

The explanatory note to the report of the development plan contains explanations according to each Section of the report of the development plan and is its integral part.

Project development of the Report on execution of the development plan for Fund is performed within Rules of development, approval, monitoring, assessment of realization, submission of the reports on execution of the development plan for Fund approved by the solution of the Board of directors of Fund.";

to state structure of Sections of the report on execution of development plans for national managing holdings, national holdings, the national companies which shareholder is the state in edition according to appendix 1 to this order;

to be reworded as follows forms and the list of indicators of the report on execution of development plans for national managing holdings, national holdings, the national companies which shareholder is the state according to appendix 2 to this order;

2) in the order of the Minister of national economy of the Republic of Kazakhstan of February 27, 2015 No. 149 "About approval of Rules of development, approval of development strategies and development plans for national managing holdings, national holdings, national companies which shareholder is the state and also monitoring and assessment of their realization" (it is registered in the Register of state registration of regulatory legal acts No. 10663, it is published on April 9, 2015 in information system of law of Ad_let):

in Rules of development, approval of development strategies of national managing holdings, national holdings, national companies which shareholder is the state, and also monitoring and assessment of their realization approved by the specified order:

state Item 7 in the following edition:

"7. The development strategy of the company contains appendices which include necessary reasons to the development strategy, strategic map, schemes, tables, the calculations for target values to key indicators of activities of the company provided by the development strategy.

The strategic map of the company contains decomposition of indicators of documents of system of state planning with key indicators of activities of the company and is constituted in form according to appendix 1 to these rules.";

add with Item 7-1 of the following content:

"7-1. The authorized body on management of the corresponding industry (sphere) (further - authorized body of the corresponding industry) sends to the company quantitative and qualitative indexes which influence achievement of indicators and indicators of the results provided in documents of system of state planning no later than May first of the year preceding the planned ten-year period.";

state Item 8 in the following edition:

"8. The executive body of the company no later than June first of the year preceding the planned ten-year period performs project development of the development strategy and Fonda submits it for consideration and approval in authorized body of the corresponding industry, except for.

The authorized body of the corresponding industry considers the draft of the development strategy within ten working days from the date of its receipt.

In the presence of notes the executive body of the company within five working days finishes the draft of the development strategy and repeatedly submits it for approval to authorized body of the corresponding industry.

The authorized body of the corresponding industry within ten working days considers the modifed draft of the development strategy.";

state Item 12 in the following edition:

"12. The authorized body of the corresponding industry till November first of the year preceding the planned ten-year period provides entering into the Government of the Republic of Kazakhstan of the draft of the order of the Government of the Republic of Kazakhstan about approval of the development strategy of the company approved by the board of directors of the company, except for Fund.

The authorized body on state planning no later than December first of the year preceding the planned ten-year period provides entering into the Government of the Republic of Kazakhstan of the draft of the order of the Government of the Republic of Kazakhstan about approval of the development strategy of Fund approved by the board of directors and Council for management of National welfare fund.";

third of Item 20 to state part in the following edition:

"The report on monitoring of strategy implementation of development is constituted in form according to appendix 1-1 to these rules.";

state Item 21 in the following edition:

"21. Following the results of carrying out monitoring the authorized body of the corresponding industry prepares the conclusion on development strategy implementation.

The conclusion is constituted in any form and contains the following data:

1) the analysis and generalization of information provided in the report on execution of the development strategy of the company;

2) about extent of achievement of the planned key indicators of activities (in the presence of variations of the actual results from planned it is necessary to open the reasons and factors which exerted impact on resulting effects) and the carried out/planned actions for achievement of key indicators of activities;

3) in case of review of the separate purposes, tasks, actions, redistribution of resources, and developments of new approaches to the problem resolution information on them;

4) on increase in efficiency of activities of the company and the offer on adjustment of the development strategy of the company;

5) extent of influence of the company on development of industry and economy in general.

The report on monitoring of strategy implementation of development and the conclusion are results of monitoring of strategy implementation of development.";

appendix 1 to the specified Rules to state in edition according to appendix 3 to this order;

add with appendices 1-1 and 4 according to appendices 4 and 5 to this order;

in Rules of development, approval of development plans for national managing holdings, national holdings, national companies which shareholder is the state, and also monitoring and assessment of their realization approved by the specified order:

appendices 1, 2 and 3 to the specified Rules to state in edition according to appendices 6, 7 and 8 to this order;

appendix 4 to the specified Rules to exclude.

2. To provide to department of policy of management of the state assets in the procedure established by the legislation:

1) state registration of this order in the Ministry of Justice of the Republic of Kazakhstan;

2) within ten calendar days from the date of state registration of this order the direction it in the Kazakh and Russian languages in the Republican state company on the right of economic maintaining "The republican center of legal information" for official publication and inclusion in Reference control bank of regulatory legal acts of the Republic of Kazakhstan;

3) placement of this order on Internet resource of the Ministry of national economy of the Republic of Kazakhstan;

4) within ten working days after state registration of this order in the Ministry of Justice of the Republic of Kazakhstan submission to Legal department of data on execution of the actions provided by subitems 1), 2) and 3) of this Item.

3. To impose control of execution of this order on the supervising vice-minister of national economy of the Republic of Kazakhstan.

4. This order becomes effective after ten calendar days after day of its first official publication.

It is approved Ministry of Finance of the Republic of Kazakhstan

Appendix 1

to the Order of the Minister of national economy of the Republic of Kazakhstan of March 6, 2019 No. 17

Appendix 1

to Rules of development and submission of reports on execution of development plans for national managing holdings, national holdings, national companies which shareholder is the state

Structure of Sections of the report on execution of development plans for national managing holdings, national holdings, the national companies which shareholder is the state

№ of payment order	Name of the Section
1.	General information about national managing holding (national holding, the national company with participation of the state in the authorized capital) (further – the Company):
1.1.	information on creation of the Company
1.2.	corporate structure of group of the Company with indication of all organizations entering into its group including the being nonresidents of the Republic of Kazakhstan as of ________.
1.3.	organizational structure of the Company (with indication of the number of workers), the scheme and the description
2.	The purposes and tasks, including key performance indicators of activities of the Company and legal entities whose shares (share) grant the right to the Company to determine the decisions made by these legal entities for the accounting period:
3.	Actions for implementation of the Development plan for the accounting period, taking into account the strategic directions of activities specified in the Development strategy of the Company including on:
3.1.	to achievement of key indicators of activities
3.2.	restructurings of assets and their reasons
4	The relations with the budget for the accounting period:
4.1.	according to the budget legislation of the Republic of Kazakhstan of receipt from the republican budget
4.2.	payment of the taxes and other obligatory payments in the budget (except for indirect taxes) according to the tax legislation of the Republic of Kazakhstan specified in the list of indicators of the Development plan for the Company
4.3.	dividend payout on the state block of shares
5.	The total amount of capital investments and investments of the Company and legal entities whose shares (share) grant the right to the Company to determine the decisions made by these legal entities with breakdown by the following types: capital investments, including investment projects (capital investments in new projects, capital investments in the existing projects); construction and upgrade of objects; acquisition of fixed assets; acquisition of intangible assets and other investments; investments, including acquisition of blocks of shares (shares); deposits to the authorized capital and other investments:
6.	Financial stability of the Company and legal entities whose shares (share) grant the right to the Company to determine the decisions made by these legal entities:
6.1.	structure of borrowings and the repayment schedule by internal and external borrowing (including the affiliated organizations)
6.2.	the main indicators of financial stability of the Company and legal entities whose shares (share) grant the right to the Company to determine the decisions made by these legal entities including with obligatory specifying of the indicators characterizing level of debt (debt/EBITDA coefficient (Earnings before interest, taxes, depreciation and amortization): for the companies of real production sector, coefficient of financial leverage, interest coverage ratio, coefficient of current liquidity)
6.3.	debt load of the Company and its affiliated organizations for the accounting period
7.	The main indicators of financial and economic activities, the analysis with reasons for the reasons of growth or decrease, including:
7.1	management of temporarily free money, policy of their placement for the accounting period
7.2.	dividend policy and their reasons
7.3.	the consolidated personnel policy of the Company taking into account the organizations which controlling stock (shares) belongs to the Company (the planned annual average number of workers, the average monthly salary, the salary fund, staff turnover level) for the accounting period
7.4.	personnel policy of the Company and/or the organizations which controlling stock (shares) belongs to the Company (the planned annual average number of workers, the average monthly salary, the salary fund, staff turnover level)
7.5.	the consolidated administrative expenses for the accounting period taking into account the affiliated organizations, the forecast with reasons for growth or decrease
7.6.	administrative expenses for the accounting period, with reasons for growth or decrease
7.7.	expenses on lease of non-residential premises for the accounting period
7.8.	the main consolidated indicators of the Company and legal entities which shares (share) grant the right to the Company directly to determine the decisions made by these legal entities
7.9.	the main unconsolidated indicators of the Company and legal entities whose shares (share) grant the right to the Company directly to determine the decisions made by these legal entities
8.	Information on the actions aimed at the development and implementation of standards of corporate management in the Company and legal entities whose shares (share) grant the right to the Company to determine the decisions made by these legal entities

Note: The report can be added with other Items, subitems and appendices when such amendment is relevant to disclosure of results of activities of the Company for the accounting period.

In case of amendment of the Report Items, subitems and appendices, the corresponding names have each in addition represented Item, the subitem and appendix.

Appendix 2

to the Order of the Minister of national economy of the Republic of Kazakhstan of March 6, 2019 No. 17

Appendix 2

to Rules of development and submission of reports on execution of development plans for national managing holdings, national holdings, national companies which shareholder is the state

Forms and the list of indicators of the report on execution of development plans for national managing holdings, national holdings, the national companies which shareholder is the state

1. General information about national managing holding (national holding, the national company with participation of the state in the authorized capital) (further - the Company):

		form 1
№ of payment order	Name of indicators		Information
1	Full name of the Company
2	Complete legal address
3	Contact telephone numbers
4	E-mail address (e-mail), website
5	Business and Identification Number (BIN) (in the presence)
6	ID code (universal identification code)
7	Date and room of state registration (re-registration) in judicial authorities
8	Name of governing body (state body)
9	Short history of creation:
9.1	Date and number of the order of the Government of the Republic of Kazakhstan about creation (reorganization)
9.2	Creation purposes
9.3	Types of activity according to constituent documents
10	Whether the sphere of natural monopoly when the decision on inclusion of the organization in the state register of subjects of natural monopolies is made is subject of natural monopoly,
11	Whether is user of nature: whom and when the right of special environmental management is granted, to open the characteristic of environmental management (permanent or temporary, alienable or inaliennable, acquired on paid basis or it is non-paid, primary or secondary)
12	Whether is subsoil user: whom and when the right to subsurface use is granted, to open transactions on subsurface use
13	Authorized capital:
13.1	The size of the authorized capital according to constituent documents, thousands of tenges
13.2	When also who made decisions on increase in the authorized capital (the order of the Government of the Republic of Kazakhstan, the order of state body, the decision of general shareholder meeting (participants)
14	Number of shares, everything, including:		announced	placed	redeemed
14.1	Common shares
14.2	Preferred shares
15	Nominal value of one share, tenge
16	Information about the registrar
17	The shares which are in republican property, everything including:		quantity	%
17.1	Common shares
17.2	Preferred shares

1.2. corporate structure of group of the Company with indication of all organizations entering into its group including the being nonresidents of the Republic of Kazakhstan as of ________.

form 2

Company

Organizations of the first level

Organizations of the second level

form of business (FB)

BIN

name

% of shares (shares)

OPF

BIN

name

% of shares (shares)

OPF

BIN

name

% of shares (shares)

Organizations n of level

OPF

BIN

name

% of shares (shares)

Summary information on the number of subjects of the quasi-public sector

OPF	Organizations of the first level	Organizations of the second level	Organizations of the third level	Organizations n of level	Total
Joint-stock companies
Limited liability partnerships
Other OPF
Total

1.3. organizational structure of the Company (with indication of the number of workers), the scheme and the description.

2. The purposes and tasks, including key performance indicators of activities of the Company and legal entities whose shares (share) grant the right to the Company to determine the decisions made by these legal entities for the accounting period:

form 3

Document of the first level of System of state planning

Document of the second level of System of state planning

Purposes of the Development strategy of the Company

Tasks of the Development strategy of the Company

Key Indicators (KI) of the Development strategy of the Company (quantitative or high-quality)

Unit of measure

Calculation procedure

Name of the document

priority

task

initiative / target indicator

Name of the document

Purpose

Task

Target indicator

Indicator of results **

And

B

In

Д

Е

З

And

To

L

M

N

About

Direction 1

Purpose 1

Task 1

KP 1

N KP

N task

KP 1

N KP

Purpose n

Task 1

KP 1

N KP

N task

KP 1

N KP

Direction n

Purpose 1

Task 1

KP 1

N KP

N task

KP 1

N KP

Purpose n

Task 1

KP 1

N KP

N task

KP 1

N KP

continuation of the table

Value of key indicators *
20 __ year
plan	adjustment 1	adjustment of n	fact	Accomplishment %
1	2	3	4	5
Direction 1
Direction n

Note:

* value of key indicators of the Development plan is determined by providing agreement and comparison of financial, economic and production indicators of the Company and its affiliated organizations.

** in the report on execution of the plan the reasons of not achievement of indicators of results are reflected.

3. Actions for implementation of the Development plan for the accounting period, taking into account the strategic directions of activities specified in the Development strategy of the Company including on:

3.1. to achievement of key indicators of activities:

							form 4
№ of payment order	Name of key indicators of activities	Name of actions/indicators	Unit of measure	20 __ year
				plan	adjustment 1	adjustment of n		fact	Accomplishment %
And	B	In		1	2	3		4	5

3.2. restructurings of assets * and their reasons:

						form 5
№ of payment order	Structure of group of the Company (with indication of all organizations entering into group) for the beginning of the accounting period	Asset type (profile, non-core, other)	Restructuring of asset for the accounting period (separation, allocation, connection, liquidation, sale (alienation) creation new, share acquisition (shares) and so on)					Structure of group of the Company (with indication of all organizations entering into group) by the end of the reporting period
			20 __ year
			plan	adjustment 1	adjustment of n		fact
And	B	In	1	2	3		4	5
1.
n.

Note:

* assets are the legal entities entering into group of the Company.

4. The relations with the budget for the accounting period:

4.1. according to the budget legislation of the Republic of Kazakhstan of receipt from the republican budget:

form 6 thousands of tenges

№ of payment order

Document of the first level of System of state planning

Document of the second level of System of state planning

Name of the Company or its affiliated organization

Functional group

Administrator of the budget program

Name of the budget program

Purpose

Name of the document

priority

task

initiative / target indicator

Name of the document

Qie

Task

Target indicator

Indicator of results *

And

B

In

Д

Е

З

And

To

L

M

N

About

П

1.

n.

Total:

continuation of the table

20 __ year					Note
plan	adjustment 1	adjustment of n	fact	Accomplishment %
1	2	3	4	5	6

Note:

* in the report on execution of the plan the reasons of not achievement of indicators of results are reflected.

4.2. payment of taxes and other obligatory payments in the budget * (except for indirect taxes) according to the tax legislation of the Republic of Kazakhstan, the indicators of the Development plan for the Company specified in the list:

				form 7 thousands of tenges
№ of payment order	Name of indicators	20 __ year
		plan	adjustment 1		adjustment of n	fact	Accomplishment %
And	B	1	2		3	4	5
	Payment of taxes and payments, including:
1	Corporate income tax
2	Individual income tax
3	Rent tax on the exported crude oil, gas condensate
4	Special payments and taxes of subsoil users
5	Social tax
6	Tax on vehicles
7	Land tax
8	Property tax
9	Payment for issues to the environment
10	Payment for use of the parcels of land
11	Other taxes and payments
11.1
11.n

Note:

* the form is filled according to the consolidated data

4.3. dividend payout on the state block of shares:

				form 8
№ of payment order	Name of indicators	Unit of measure	20 __ year
			plan		adjustment 1	adjustment of n	fact	Accomplishment %
And	B	In	1		2	3	4	5
1	Net income (the loss is specified with minus sign), all	thousands of tenges
2	Net income allocation, including on:
2.1	share dividends:
2.1.1	simple	tenge
2.1.2	exclusive	tenge
2.2	dividends:	thousands of tenges
2.2.1	on the block of shares which is in state-owned property	thousands of tenges
2.2.2		% of net income
2.3	investment projects	thousands of tenges
2.3.1		thousands of tenges
2.3.n		thousands of tenges
2.4	innovative projects	thousands of tenges
2.4.1		thousands of tenges
2.4.n		thousands of tenges
2.5	covering of losses of last years	thousands of tenges

5. The total amount of capital investments and investments of the Company and legal entities whose shares (share) grant the right to the Company to determine the decisions made by these legal entities with breakdown by the following types:

capital investments, including investment projects (capital investments in new projects, capital investments in the existing projects); construction and upgrade of objects; acquisition of fixed assets; acquisition of intangible assets and other investments;

investments, including acquisition of blocks of shares (shares); deposits to the authorized capital and other investments:

form 9

№ of payment order

Document of the first level of System of state planning

Document of the second level of System of state planning

Name of projects

Start date of development of the project

The planned date of commissioning

Name of the document

priority

task

initiative / target indicator

Name of the document

Purpose

Task

Target indicator

Indicator of results **

And

B

In

Д

Е

З

And

To

L

M

N

1.

Capital investments of everything, including:

1.1

investment projects, all

1.1.1

capital investments in new projects

1.1.2

capital investments in the existing projects

1.1.n

1.2

acquisition of fixed assets

1.3

acquisition of intangible assets

1.n

2

Investments, all

2.1

acquisition of blocks of shares (shares)

2.2

deposits to the authorized capital

2.n

Total

continuation of the table

Project cost, thousands of tenges
in total	including:
	it is mastered for the accounting period
	plan					adjustment 1

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