of February 26, 2018 No. 33
About modification and amendments in some regulatory legal acts of the Republic of Kazakhstan concerning regulation of the financial market
For the purpose of enhancement of regulatory legal acts of the Republic of Kazakhstan, and also according to the Law of the Republic of Kazakhstan of March 19, 2010 "About the state statistics", the Board of National Bank of the Republic of Kazakhstan DECIDES:
1. Ceased to be valid according to the Resolution of Board of National Bank of the Republic of Kazakhstan of 29.11.2018 No. 294
2. Bring in the resolution of Board of National Bank of the Republic of Kazakhstan of February 3, 2014 No. 9 "About approval of Rules of implementation of broker and (or) dealer activities in the security market" (it is registered in the Register of state registration of regulatory legal acts at No. 9249, it is published on April 16, 2014 in information system of law of Ad_let) the following changes and amendment:
in the Rules of implementation of broker and (or) dealer activities in the security market approved by the specified resolution:
to state heading of Chapter 1 in the following edition:
"Chapter 1. General provisions";
to state heading of Chapter 2 in the following edition:
"Chapter 2. Organizational structure and qualification of workers of the broker and (or) dealer";
change in state language is made to part one of Item 17, the text in Russian does not change;
to state heading of Chapter 3 in the following edition:
"Chapter 3. Agreement on rendering broker services. Client order";
the fourth the subitem 2) of Item 26 to state the paragraph in the following edition:
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