INSTRUCTION OF CENTRAL BANK OF THE RUSSIAN FEDERATION

of June 19, 2017 No. 4418-U

About modification of the Provision of the Bank of Russia of February 24, 2016 No. 534-P "About the admission of securities to the organized biddings"

1. Based on Item 3 of Article 14 and item 4 of article 42 of the Federal Law of April 22, 1996 No. 39-FZ "About the security market" (The Russian Federation Code, 1996, No. 17, Art. 1918; 2001, No. 33, Art. 3424; 2002, No. 52, Art. 5141; 2004, No. 27, Art. 2711; No. 31, Art. 3225; 2005, No. 11, Art. 900; No. 25, Art. 2426; 2006, No. 1, Art. 5; No. 2, Art. 172; No. 17, Art. 1780; No. 31, Art. 3437; No. 43, Art. 4412; 2007, No. 1, Art. 45; No. 18, Art. 2117; No. 22, Art. 2563; No. 41, Art. 4845; No. 50, Art. 6247; 2008, No. 52, Art. 6221; 2009, No. 1, Art. 28; No. 18, Art. 2154; No. 23, Art. 2770; No. 29, Art. 3642; No. 48, Art. 5731; No. 52, Art. 6428; 2010, No. 17, Art. 1988; No. 31, Art. 4193; No. 41, Art. 5193; 2011, No. 7, Art. 905; No. 23, Art. 3262; No. 29, Art. 4291; No. 48, Art. 6728; No. 49, Art. 7040; No. 50, Art. 7357; 2012, No. 25, Art. 3269; No. 31, Art. 4334; No. 53, Art. 7607; 2013, No. 26, Art. 3207; No. 30, Art. 4043, Art. 4082, Art. 4084; No. 51, Art. 6699; No. 52, Art. 6985; 2014, No. 30, Art. 4219; 2015, No. 1, Art. 13; No. 14, Art. 2022; No. 27, Art. 4001; No. 29, Art. 4348, Art. 4357; 2016, No. 1, Art. 50, Art. 81; No. 27, the Art. 4225), Item 11 of part 1 of article 25 of the Federal Law of November 21, 2011 No. 325-FZ "About the organized biddings" (The Russian Federation Code, 2011, No. 48, Art. 6726; 2012, No. 53, Art. 7607; 2013, No. 30, Art. 4084; No. 51, Art. 6699; 2015, No. 27, Art. 4001; No. 29, Art. 4357; 2016, No. 1, Art. 47, Art. 48; No. 27, of the Art. 4225) to bring in the Provision of the Bank of Russia of February 24, 2016 No. 534-P "About the admission of securities to the organized biddings", registered by the Ministry of Justice of the Russian Federation on April 28, 2016 No. 41964, on January 24, 2017 No. 45369, the following changes.

1.1. In appendix 1:

declare Item 10 invalid;

in Item 12 of the word "the terms specified in Items 10 and 11" shall be replaced with words "the term specified in Item 11".

1.2. To state Item 1 of appendix 3 in the following edition:

"1. Total market value of the shares of the issuer which are in free circulation makes:

on ordinary shares - at least three billion rubles;

according to preferred shares (preferred shares of certain type) - at least one billion rubles.

1.1. For issuers whose market capitalization exceeds 60 billion rubles the number of shares of the issuer in free circulation shall make:

for ordinary shares - at least 10 percent from total quantity of ordinary shares of the issuer;

for preferred shares - at least 10 percent from total quantity of preferred shares of the issuer (preferred shares of the issuer of certain type).

1.2. For issuers whose market capitalization is less or it is equal to 60 billion rubles, the number of shares of the issuer in free circulation shall make:

for ordinary shares - at least the size of indicator of FF from total quantity of ordinary shares of the issuer;

for preferred shares (preferred shares of certain type) - at least the size of indicator of FF from total quantity of preferred shares of the issuer (preferred shares of the issuer of certain type).

The indicator of FF is calculated by the following formula:

                                                                                                                                     FF = (0,25789 - 0,00263 x the Cap) x 100%,

where:

FF - share fraction of the issuer of certain category (type), being in free circulation;

Cap - market capitalization of the issuer (in billions of rubles).".

1.3. To state line 1 of appendix 5 in the following edition:

".

1.4. In appendix 6:

to recognize line 8 of the table invalid;

in explanations to the table:

state paragraph two in the following edition:

"to issuers - the credit institutions entering the list of the credit institutions meeting the requirements provided by subitems 2.1. 1, 2.1.2 and 2.1.4 Items 2.1 of the Provision of the Bank of Russia of March 1, 2017 No. 580-P "About establishment of additional restrictions for investment of means of pension accruals of the non-state pension fund performing mandatory pension insurance, cases when managing company, being effective as the trustee with means of the pension accruals having the right to sign repurchase agreements, the requirements directed to restriction of risks on condition of which respect such managing company has the right to sign the agreements which are derivative financial instruments, additional requirements to credit institutions in which means of pension accruals and accumulating for housing providing the military personnel, and also the additional requirement which the managing company shall observe during validity of trust management of means of pension accruals for financing of funded pension" are placed No. registered by the Ministry of Justice of the Russian Federation on June 23, 2017 47127, and also article 24 of the Federal Law of July 24, 2002 No. 111-FZ "About investment of means for financing of funded pension in the Russian Federation" (The Russian Federation Code, 2002, No. 30, Art. 3028; 2003, No. 1, Art. 13; No. 46, Art. 4431; 2004, No. 31, Art. 3217; 2005, No. 1, Art. 9; No. 19, Art. 1755; 2006, No. 6, Art. 636; 2008, No. 18, Art. 1942; No. 30, Art. 3616; 2009, No. 29, Art. 3619; No. 52, Art. 6454; 2010, No. 31, Art. 4196; 2011, No. 29, Art. 4291; No. 48, Art. 6728; No. 49, Art. 7036, Art. 7037, Art. 7040; 2012, No. 50, Art. 6965, Art. 6966; 2013, No. 30, Art. 4044, Art. 4084; No. 49, Art. 6352; No. 52, Art. 6961, Art. 6975; 2014, No. 30, Art. 4219; No. 49, Art. 6912; 2015, No. 27, Art. 4001; 2016, No. 1, Art. 41, Art. 47; 2017, No. 1, the Art. 52) and article 23 of the Federal Law of August 20, 2004 No. 117-FZ "About accumulative and mortgage system of housing providing the military personnel" (The Russian Federation Code, 2004, No. 34, Art. 3532; 2006, No. 6, Art. 636; 2007, No. 50, Art. 6237; 2008, No. 30, Art. 3616; 2009, No. 48, Art. 5731; 2011, No. 27, Art. 3879; No. 48, Art. 6728; 2012, No. 26, Art. 3443; 2013, No. 27, Art. 3477; No. 30, Art. 4084; No. 52, Art. 6961; 2014, No. 23, Art. 2930; 2015, No. 27, Art. 4001; 2016, No. 18, Art. 2494; 2017, No. 11, Art. 1541);";

the fourth to state the paragraph in the following edition:

"to issuers and (or) the bonds having the level of credit rating is not lower established by the exchange as the additional requirement to the securities included in quoted lists.".

1.5. Line 3 tables of appendix 8 to recognize invalid.

1.6. To recognize line 5 of the table of appendix 11 invalid.

1.7. Line 2 tables of appendix 12 to recognize invalid.

1.8. To recognize line 5 of the table of appendix 15 invalid.

1.9. Line 2 tables of appendix 16 to recognize invalid.

1.10. To recognize line 5 of the table of appendix 17 invalid.

1.11. Line 2 tables of appendix 18 to recognize invalid.

1.12. To recognize line 6 of the table of appendix 24 invalid.

1.13. Line 2 tables of appendix 25 to recognize invalid.

1.14. Line 4 tables of appendix 26 to recognize invalid.

1.15. Line 2 tables of appendix 27 to recognize invalid.

1.16. To recognize line 5 of the table of appendix 28 invalid.

1.17. Line 2 tables of appendix 29 to recognize invalid.

2. This Instruction becomes effective after 10 days after day of its official publication.

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