INSTRUCTION OF CENTRAL BANK OF THE RUSSIAN FEDERATION

of July 4, 2016 No. 4061-U

About modification of the Provision of the Bank of Russia of July 27, 2015 No. 481-P "About licensed requirements and conditions of implementation of professional activity in the security market, restrictions for combination of separate types of professional activity in the security market, and also about procedure and terms of submission to the Bank of Russia of the reports on discharge connected with implementation of professional activity in the security market in case of cancellation of the license of the professional participant of the security market"

1. Bring in the Provision of the Bank of Russia of July 27, 2015 No. 481-P "About licensed requirements and conditions of implementation of professional activity in the security market, restrictions for combination of separate types of professional activity in the security market, and also about procedure and terms of submission to the Bank of Russia of the reports on discharge connected with implementation of professional activity in the security market, in case of cancellation of the license of the professional participant of the security market", registered by the Ministry of Justice of the Russian Federation on August 25, 2015 No. 38673 ("the Bulletin of the Bank of Russia" of September 4, 2015 No. 75), the following changes.

1.1. In paragraph one of Item 1.4 of the word "in Articles 3-5, 7" shall be replaced with words "in Articles 3, of 4, 5 and 7".

1.2. Declare Item 1.5 invalid.

1.3. In Item 2.1:

state subitem 2.1.1 in the following edition:

"2.1.1. Compliance of own means of the license applicant and licensee which are not credit institution, to requirements to their size calculated according to the procedure, established by regulations of the Bank of Russia.";

add with subitem 2.1.9 of the following content:

Disclaimer! This text was translated by AI translator and is not a valid juridical document. No warranty. No claim. More info