of August 27, 2013 No. 239
About modification and amendments in some regulatory legal acts of National Bank of the Republic of Kazakhstan concerning regulation of the financial market
For the purpose of enhancement of regulatory legal acts of the Republic of Kazakhstan the Board of National Bank of the Republic of Kazakhstan DECIDES:
1. Bring in the resolution of Board of National Bank of the Republic of Kazakhstan of February 24, 2012 No. 60 "About approval of Rules of investment of financial instruments and other property which is part of assets of investment fund, and the list of financial instruments which can be part joint-stock and mutual investment funds" (registered in the Register of state registration of regulatory legal acts at No. 7540, the following change published on July 4, 2012 in the Kazakhstanskaya Pravda newspaper No. 211-212 (27030-27031)):
in Rules of investment of financial instruments and other property which is part of the assets of investment fund approved by the specified resolution:
state Item 3 in the following edition:
"3. The managing company concludes bargains for the asset account of the investment funds accepted in investment management, independently in the presence of the license for implementation of broker and (or) dealer activities or with use of services of the legal entities having rights to conclude bargains with financial instruments according to the legislation of the Republic of Kazakhstan or foreign state (in case of the conclusion of transactions for the asset account of investment fund outside the Republic of Kazakhstan).
Transactions for the asset account of investment fund, accepted by managing company in investment management, with non-state securities in primary unorganized market (in case of their placement), and also with the securities which are not allowed to the address in the organized market of securities, and shares in the authorized capital of legal entities are made by managing company independently.".
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