RESOLUTION OF BOARD OF NATIONAL BANK OF THE REPUBLIC OF KAZAKHSTAN

of June 10, 2026 No. 58

About modification and amendments in the resolution of Board of National Bank of the Republic of Kazakhstan of February 28, 2022 No. 11 "About approval of Requirements to Rules of internal control for the purpose of counteraction of legalization (washing) of income gained in the criminal way, to financing of terrorism and financing of distribution of weapons of mass destruction for payment institutes" and the resolution of Board of National Bank of the Republic of Kazakhstan of August 25, 2025 No. 54 "About approval of Rules of the organization of activities of the center of data exchange for payment transactions with fraud signs (the antifrod-center of National Bank of the Republic of Kazakhstan)"

The board of National Bank of the Republic of Kazakhstan DECIDES:

1. Bring in the resolution of Board of National Bank of the Republic of Kazakhstan of February 28, 2022 No. 11 "About approval of Requirements to Rules of internal control for the purpose of counteraction of legalization (washing) of income gained in the criminal way, to financing of terrorism and financing of distribution of weapons of mass destruction for payment institutes" (it is registered in the Register of state registration of regulatory legal acts at No. 27075) the following changes and amendment:

in Requirements to Rules of internal control for the purpose of counteraction of legalization (washing) of income gained in the criminal way, to financing of terrorism and financing of distribution of weapons of mass destruction for the payment institutes approved by the specified resolution:

state Item 2 in the following edition:

"2. The concepts applied in Requirements:

1) the beneficial owner - physical person:

which directly or indirectly possesses more than twenty five percent of shares in the authorized capital or placed (less exclusive and redeemed by society) shares of the client - the legal entity or foreign structure without formation of legal entity;

exercising control over the client otherwise;

for the benefit of which the client makes transactions with money and (or) other property;

2) faultless goodwill - availability of the facts confirming professionalism, conscientiousness including lack of the facts of committing by person of illegal actions (failure to act) which resulted in the insolvency which entailed involuntary liquidation of the financial organization, or to reference of bank to category of insolvent banks, lack of not removed or unspent conviction, including lack of the court resolution which took legal effect about application of criminal penalty in the form of deprivation of the right to hold leading employee position of the financial organization, bank and (or) insurance holding and to be the large member (large shareholder) of the financial organization for life, and also lack of the relations with the third parties (control and influence of the third parties) whose actions promoted legalization (washing) of income gained in the criminal way to financing of terrorism and financing of distribution of weapons of mass destruction, based on data of authorized body on financial monitoring.";

2) of Item 7 to state the subitem in the following edition:

"2) data on the automated digital systems and the software used for implementation of internal control for the purpose of POD/FT/FROMU and transmission of messages in authorized body on financial monitoring including the information about their developers;";

in Item 8:

1) and 2) to state subitems in the following edition:

"1) ensuring availability of the rules of internal control and (or) changes (amendments) to them developed and approved with executive body of the organization, and also monitoring of their observance in the organization;

2) ensuring compliance with the legislation of the Republic of Kazakhstan on POD/FT and about gaming;";

7) to exclude the subitem;

1) of Item 9 to state the subitem in the following edition:

"1) receipt of access to all premises of the organization, to digital systems, means of telecommunications, documents and files, in the limits allowing to perform the functions in full, and according to the procedure, provided by internal documents of the organization;";

in Item 12:

the paragraph one to state in the following edition:

"12. The organization for automation of processes for internal control for the purpose of POD/FT/FROMU uses the automated digital systems conforming to the following requirements:";

3) to state the subitem in the following edition:

"3) ensuring identifications and taking measures according to internal procedures of the organization, including taking into account the characteristics corresponding to tipologiya, schemes and methods of legalization (washing) of income gained in the criminal way, to financing of terrorism and financing of distribution of weapons of mass destruction of authorized body on financial monitoring, connected with:

OD/FT/FROMU;

illegal production, turnover and (or) transit of drugs;

organization of activities of financial pyramids;

implementation of payments and money transfers for benefit of the providers of services of digital assets who are not members of the International financial center "Astana", licensed or undergone accounting registration in National Bank of the Republic of Kazakhstan (further - National Bank) providers of services digital asset and participants of specific mode of regulation of National Bank whose activities are connected with digital assets;

implementation of payments and (or) money transfers for benefit of electronic casino and Internet casino, and also the foreign bookmaker offices and (or) totalizators which do not have licenses for the occupation right activities in the field of gaming in the Republic of Kazakhstan;

risks of age category of persons;

corruption;

with transactions of the states (territories) which are not implementing or not enough financial measures of anti-money laundering (FATF) implementing recommendations of Group of development, constituted by authorized body on financial monitoring;

and to other criteria approved by internal documents of the Organization;";

in Item 15:

1) to state the subitem in the following edition:

"1) nonresidents of the Republic of Kazakhstan;";

6) to state the subitem in the following edition:

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