THE RESOLUTION OF BOARD OF THE AGENCY OF THE REPUBLIC OF KAZAKHSTAN ON REGULATION AND DEVELOPMENT OF THE FINANCIAL MARKET

of March 31, 2026 No. 39

About modification and amendments in some regulatory legal acts of the Republic of Kazakhstan concerning regulation of microfinancial and collection activities in the field of rendering the state services

Board of the Agency of the Republic of Kazakhstan on regulation and development of the DECIDES: financial market

1. Bring in the resolution of Board of the Agency of the Republic of Kazakhstan on regulation and development of the financial market of March 30, 2020 No. 49 "About approval of Rules of passing of accounting registration and maintaining the register of the collection agencies" (it is registered in the Register of state registration of regulatory legal acts at No. 20269) the following changes:

state preamble in the following edition:

"According to the laws of the Republic of Kazakhstan "About state regulation, control and supervision of the financial market and the financial organizations", "About the state and socially responsible services", "About permissions and notifications" and "About collection activities" Board of the Agency of the Republic of Kazakhstan on regulation and development of the DECIDES: financial market";

in Rules of passing of accounting registration and maintaining the register of the collection agencies approved by the specified resolution:

to state part one of Item 1 in the following edition:

"1. Rules of passing of accounting registration and maintaining the register of the collection agencies (further – Rules) also 5-1) Items 2 of article 17 of the Law of the Republic of Kazakhstan "About collection activities" are developed according to subitem 3-2) of Item 1 of article 9 of the Law of the Republic of Kazakhstan "About state regulation, control and supervision of the financial market and the financial organizations", the subitem 1) of article 10 of the Law of the Republic of Kazakhstan "About the state and socially responsible services", Item 2 of article 12 of the Law of the Republic of Kazakhstan "About permissions and notifications", subitems 1) (further – the Law) and determine procedure for accounting registration and maintaining the register of the collection agencies.";

the fifth Item 9 to state part in the following edition:

"The claim of uslugopoluchatel which arrived to the service provider in compliance Item 2 of article 25 of the Law of the Republic of Kazakhstan "About the state and socially responsible services" is subject to consideration within 5 (five) working days from the date of its registration.";

in appendix 1:

in the Statement:

10) of Item 2 to state the subitem in the following edition:

"10) data on whether the founder (the shareholder, the participant) or the leading employee of the founder (participant) was the first head or the founder (participant) of the collection agency during the period no more than in one year prior to adoption by authorized body of the decision on exception of the register of this collection agency on the bases provided in subitems 1), 4), 5), 6), 7), 9) and 10) of part one of Item 1 of article 9 of the Law of the Republic of Kazakhstan "About collection activities" earlier

__________________________________________________________________;";

to state column 6 of the Table 1 "Information about the Participant (Owner)" in the following edition:

";

7) and 9) of Item 5 of the Table 2 "The List of Persons Exercising Control over the Collection Agency" to state subitems in the following edition:

"7) data on whether earlier leading employee was the leading employee or person owning ten or more percent of shares in the authorized capital of the collection agency during the period no more than in one year prior to adoption by authorized body of the decision on exception of the register of this collection agency on the bases provided by subitems 1), 4), 5), 6), 7), 9) and 10) of part one of Item 1 of article 9 of the Law of the Republic of Kazakhstan "About collection activities"

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      (yes (is not present), the name of the organization, position, the work period)";

"9) data on whether earlier leading employee was the head, the member of governing body, the head, the member of executive body, the chief accountant of the financial organization, the large participant - physical person, the head of the large participant, bank and (or) insurance holding - the legal entity of the financial organization during the period no more than in one year prior to acceptance by authorized body or body of financial supervision of the state which resident is the financial organization – the nonresident of the Republic of Kazakhstan, decisions on application to bank of the mode of settlement, the decision on deprivation of the license of the financial organization which entailed its liquidation and (or) the termination of implementation of activities in the financial market or introductions in legal force of court resolution about involuntary liquidation of the financial organization or recognition by her bankrupt in the procedure established by the legislation of the Republic of Kazakhstan

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                                      (yes (is not present))

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