INSTRUCTION OF CENTRAL BANK OF THE RUSSIAN FEDERATION

of September 17, 2025 No. 7169-U

About qualification requirements to persons performing separate functions in the financial organizations about procedure for the direction of notifications in the Bank of Russia on position assignment (temporary fulfillment of duties on position), about dismissal (the termination of temporary fulfillment of duties on position) specified persons, forms of the specified notifications and the list of the documents attached to them, and also about evaluation procedure the Bank of Russia of compliance of specified persons to qualification requirements and requirements to goodwill

This Instruction based on the subitem 7 of Item 1 of Article 4. 1, paragraph one of Item 3. 2, paragraph one of Item 6. 1, paragraph one of Item 7. 1, paragraphs two - the fifth Item 7.7 of article 32.1 of the Law of the Russian Federation of November 27, 1992 No. 4015-I "About the organization of insurance case in the Russian Federation", parts two - the fourth, sixth article 11.1-2 of the Federal law "About Banks and Banking Activity" (in edition of the Federal Law of February 3, 1996 No. 17-FZ), Item 2, paragraph one of Item 3. 1, paragraph one and the subitem 5 of Item 4, paragraphs two - the fifth Item 9 of article 6.2 of the Federal Law of May 7, 1998 No. 75-FZ "About non-state pension funds", Item 9, the subitem 4 of Item 9. 1, paragraph one of Item 9. 2, paragraphs two - the fifth Item 9.6 of article 38 of the Federal Law of November 29, 2001 No. 156-FZ "About investment funds", Items 2 and 3 of part one of article 60 of the Federal Law of July 10, 2002 No. 86-FZ "About the Central bank the Russian Federation (Bank of Russia)", paragraphs two - the seventh Item 15 of article 1 of the Federal Law of December 10, 2003 No. 172-FZ "About modification and amendments in the Law of the Russian Federation "About the organization of insurance case in the Russian Federation" and recognition voided some legal acts of the Russian Federation", parts 1, of 3, of the 8th article 4.1-1 of the Federal Law of July 2, 2010 No. 151-FZ "About microfinancial activities and the microfinancial organizations", the paragraph of the fifth subitem "an" of Item 5 of article 1 of the Federal Law of July 23, 2013 No. 234-FZ "About introduction of amendments to the Law of the Russian Federation "About the organization of insurance case in the Russian Federation", paragraph two of the subitem "v", paragraph two of the subitem "d", paragraphs two and the eighteenth subitem "zh" of Item 3 of article 2 of the Federal Law of July 29, 2017 No. 281-FZ "About modification of separate legal acts of the Russian Federation regarding enhancement of mandatory requirements to founders (participants), governing bodies and officials of the financial organizations", the paragraph of the third subitem "zh" of Item 3, paragraphs of third - the sixth subitem "o" of Item 6 of article 2 of the Federal Law of August 8, 2024 No. 256-FZ "About introduction of amendments to the Federal law "About Mutual Insurance" and separate legal acts of the Russian Federation", paragraphs two, the fourth - the sixth subitem "b" of Item 1 of article 47 of the Federal Law of December 28, 2024 No. 522-FZ "About introduction of amendments to the Federal Law "About counteraction of legalization (washing) of income gained in the criminal way and to terrorism financing" and separate legal acts of the Russian Federation" establishes:

qualification requirements to which there shall correspond person appointed to position (performing functions on position) of the head of service of risk management, the head of service of internal audit, the head of internal control of credit institution, the auditor (the head of audit committee) of insurance company, the controller (head of internal control), the official responsible for realization of risk management system (the head of the separate structural division responsible for realization of risk management system) of non-state pension fund, the controller (head of internal control) of managing company of investment funds, mutual investment funds and non-state pension funds;

procedure for the direction in the Bank of Russia of notifications on appointment of person to position, about temporary execution-faced obligations on position (about assignment on person of temporary fulfillment of duties on position), about release of person from position, about the termination of temporary execution by person of obligations on position of the head of service of risk management, the head of service of internal audit, the head of internal control of credit institution, the auditor (the head of audit committee) of insurance company, the official responsible for realization of risk management system (the head of the separate structural division responsible for realization of risk management system) of non-state pension fund, the employee of service of the internal control exercising internal control in managing company of investment funds, mutual investment funds and non-state pension funds, the special official internal control, responsible for implementation of rules, in credit institution (insurance company, non-state pension fund, managing company of investment funds, mutual investment funds and non-state pension funds, microfinance company) for the purpose of counteraction of legalization (washing) of income gained in the criminal way, to financing of terrorism, extremist activities and financing of distribution of weapons of mass destruction and also the list of documents which shall be attached to the specified notifications;

forms of notifications on appointment of person to position, about temporary execution-faced obligations on position (about assignment on person of temporary fulfillment of duties on position), about release of person from position, about the termination of temporary execution by person of obligations on position of the head of service of risk management, the head of service of internal audit, the head of internal control of credit institution, the auditor (the head of audit committee) of insurance company, the official responsible for realization of risk management system (the head of the separate structural division responsible for realization of risk management system) of non-state pension fund, the employee of service of the internal control exercising internal control in managing company of investment funds, mutual investment funds and non-state pension funds, the special official internal control, responsible for implementation of rules, in credit institution (insurance company, non-state pension fund, managing company of investment funds, mutual investment funds and non-state pension funds, microfinance company) for the purpose of counteraction of legalization (washing) of income gained in the criminal way, to financing of terrorism, extremist activities and financing of distribution of weapons of mass destruction;

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