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Ministry of Justice of Ukraine

April 8, 2019

No. 373/33344

DECISION OF THE NATIONAL COMMISSION ON SECURITIES AND STOCK MARKET OF UKRAINE

of March 14, 2019 No. 157

About modification of some regulatory legal acts of the National commission on securities and the stock market (for the purpose of reduction in compliance with requirements of the legislation)

According to Item 13 of article 8 of the Law of Ukraine "About state regulation of the security market in Ukraine", for the purpose of reduction of the regulatory legal act of the National commission on securities and the stock market in compliance with the Laws of Ukraine "About electronic confidential services", "About financial records audit and auditor activities", the Law of Ukraine of November 16, 2017 "About modification of some legal acts of Ukraine concerning simplification of business and investment attraction by issuers of securities" the National commission on securities and the stock market SOLVED No. 2210-VIII:

1. Bring in Rules (conditions) of implementation of activities for the securities trading: broker activities, dealer activities, underwriting, the managements of securities approved by the decision of State commission on securities and the stock market of December 12, 2006 No. 1449, registered in the Ministry of Justice of Ukraine on January 23, 2007 for No. 52/13319 (in edition of the decision of State commission on securities and the stock market of November 15, 2011 No. 1638) (with changes), such changes:

The second Item 1 of the Section III of the word "and client/partner" to exclude 1) in the paragraph;

Shall be replaced with words 2) in Item 7 of the Section VI of the word "digital signature" "the qualified digital signature";

3) subitem in paragraph five "є" Item 2 of the Section IX of the word "public", "publicly" to exclude.

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