INSTRUCTION OF CENTRAL BANK OF THE RUSSIAN FEDERATION

of December 19, 2018 No. 5029-U

About modification of the Instruction of the Bank of Russia of February 25, 2014 No. 149-I "About the organization of inspection activities of the Central bank of the Russian Federation (Bank of Russia)"

1. According to article 73 of the Federal Law of July 10, 2002 No. 86-FZ "About the Central bank the Russian Federation (Bank of Russia)" (The Russian Federation Code, 2002, No. 28, Art. 2790; 2003, No. 2, Art. 157; No. 52, Art. 5032; 2004, No. 27, Art. 2711; No. 31, Art. 3233; 2005, No. 25, Art. 2426; No. 30, Art. 3101; 2006, No. 19, Art. 2061; No. 25, Art. 2648; 2007, No. 1, Art. 9, Art. 10; No. 10, Art. 1151; No. 18, Art. 2117; 2008, No. 42, Art. 4696, Art. 4699; No. 44, Art. 4982; No. 52, Art. 6229, Art. 6231; 2009, No. 1, Art. 25; No. 29, Art. 3629; No. 48, Art. 5731; 2010, No. 45, Art. 5756; 2011, No. 7, Art. 907; No. 27, Art. 3873; No. 43, Art. 5973; No. 48, Art. 6728; 2012, No. 50, Art. 6954; No. 53, Art. 7591, Art. 7607; 2013, No. 11, Art. 1076; No. 14, Art. 1649; No. 19, Art. 2329; No. 27, Art. 3438, Art. 3476, Art. 3477; No. 30, Art. 4084; No. 49, Art. 6336; No. 51, Art. 6695, Art. 6699; No. 52, Art. 6975; 2014, No. 19, Art. 2311, Art. 2317; No. 27, Art. 3634; No. 30, Art. 4219; No. 40, Art. 5318; No. 45, Art. 6154; No. 52, Art. 7543; 2015, No. 1, Art. 4, Art. 37; No. 27, Art. 3958, Art. 4001; No. 29, Art. 4348, Art. 4357; No. 41, Art. 5639; No. 48, Art. 6699; 2016, No. 1, Art. 23, Art. 46, Art. 50; No. 26, Art. 3891; No. 27, Art. 4225, Art. 4273, Art. 4295; 2017, No. 1, Art. 46; No. 14, Art. 1997; No. 18, Art. 2661, Art. 2669; No. 27, Art. 3950; No. 30, Art. 4456; No. 31, Art. 4830; No. 50, Art. 7562; 2018, No. 1, Art. 66; No. 9, Art. 1286; No. 11, Art. 1584, Art. 1588; No. 18, Art. 2557; No. 24, Art. 3400; No. 27, Art. 3950; No. 31, the Art. 4852) and based on the solution of the Board of directors of the Bank of Russia (the minutes of the Board of directors of the Bank of Russia of December 14, 2018 No. 38) to bring in the Instruction of the Bank of Russia of February 25, 2014 No. 149-I "About the organization of inspection activities of the Central bank of the Russian Federation (Bank of Russia)" ("the Bulletin of the Bank of Russia" of March 13, 2014 No. 23 - 24, of December 23, 2015 No. 117, of February 22, 2017 No. 22, of May 4, 2017 No. 43, of September 27, 2017 No. 83, of October 6, 2017 No. 86, of September 28, 2018 No. 75) the following changes.

1.1. Third Item 1.2 to state the paragraph in the following edition:

"employees of inspection divisions of the Bank of Russia (The main inspection of the Bank of Russia (further - the Main inspection), including interregional inspections and (or) the interregional centers of inspection, and also being their part of inspectorates for subjects of the Russian Federation (further - regional inspections) or the centers of inspection which are located in subjects of the Russian Federation (further - the centers of inspection) (further in case of joint mentioning - inspection divisions of the Bank of Russia);".

1.2. In Item 1.3:

in the paragraph the second ambassador of words "interregional inspections" to add with the words "and interregional centers of inspection", words", except for direct mentioning in this Instruction of the general inspector of interregional inspection" to exclude;

third to add the paragraph with words ", and the centers of inspection which are headed by heads of the centers of inspection, deputy managers of the centers of inspection (further - the head of the center of inspection)";

subitem 1.3.2 after words "the head of regional inspection," to add with words "the head of the center of inspection,", after the words "and regional inspections" to add with words ", the interregional centers of inspection and the centers of inspection";

in subitem 1.3.4:

the paragraph one after the words "interregional inspections" in the corresponding case to add with the words "or interregional centers of inspection" in the corresponding case, after the words "regional inspections" to add with the words "or centers of inspection";

to add paragraph two after words of "interregional inspections" with the words "or interregional centers of inspection".

1.3. In Item 1.5:

the paragraph one of subitem 1.5.1 after words "regional inspection" to add with the words "or center of inspection", after words" (in case of its absence)" to add with words ", or the interregional center of inspection performing functions of the center of inspection (in case of its absence)";

to add paragraph two of subitem 1.5.2 with the words "or interregional center of inspection".

1.4. Item 2. 12, Item 2 paragraph two. The paragraph of the eighth of Item 3.8 after the words "interregional inspections" in the corresponding case to add 14, with the words "and interregional centers of inspection" in the corresponding case.

1.5. In subitem 3.6.1 of Item 3.6 of the word "the decision on change of interregional inspection which shall perform" shall be replaced with words "the decision on change of interregional inspection (the interregional center of inspection) which (which) shall (shall) perform".

1.6. Item 4 in paragraph seven. 2, paragraph one of item 4. 11, paragraph one of Item 6. The paragraph the second subitem 10.6.1 of Item 10.6 of the word "interregional inspection" in the corresponding number and case shall be replaced with words 1, "The main inspection" in the corresponding case.

1.7. To add subitem 4.3.3 of Item 4.3 after the words "head of regional inspection" with the words "or head of the center of inspection".

1.8. In Item 4.9 of the word" (except for notifications on the decision made according to Item 4.13 of this Instruction in the presence of the bases for conducting testing of the calculating and sorting machines used by credit institutions when processing the banknotes of the Bank of Russia intended for issue to clients)" to exclude, shall be replaced with words words of "interregional inspection" "The main inspection".

1.9. To add paragraph two of Item 4.15 with the words "or the interregional center of inspection and the centers of inspection which are its part".

1.10. In paragraph one of Item 6.2 of the word "in the interregional inspection which directed" shall be replaced with words "in the interregional inspection (the interregional center of inspection) which directed (directed)".

1.11. To add Item 6.3 after words of "interregional inspections" with words ", the interregional centers of inspection".

1.12. State Item 6.5 in the following edition:

"6.5. The main inspectorate makes the decision on inclusion in structure of the working group of employees of structural division of the Bank of Russia and informs on the made decision no later than two working days following behind day of decision making:

the general inspector of the Main inspection who directed the petition for employees engagement of other structural divisions of the Bank of Russia;

the structural division of the Bank of Russia which directed the offer on the candidate for the employee (candidates for workers) of structural division of the Bank of Russia for inclusion in structure of the working group.".

1.13. To state the paragraph of the sixth of Item 6.6 in the following edition:

"informs on the made decision of the general inspector of the Main inspection who directed the petition for employees engagement of other structural divisions of the Bank of Russia, and also the head of the structural unit of the Bank of Russia which workers are involved in conducting check of credit institution (its branch);".

1.14. In Item 7.1:

the paragraph one to state in the following edition:

"7.1. Interregional inspection and the interregional center of inspection coordinate the organization and conducting interregional checks, participate in coordination of checks of credit institutions according to the procedure, determined by administrative documents of the Main inspection.";

the fourth to state the paragraph in the following edition:

"with the structural division (structural divisions) of the Main inspection performing (performing) monitoring of checks of credit institutions (their branches), with inspection divisions of the Bank of Russia, including with structural division (structural divisions) of the Main inspection participating in coordination according to the order of the head of the Main inspection (person, it replacing) or the authorized deputy manager of the Main inspection (further - participants of coordination of the Main inspection).";

to add the paragraph of the seventh after words of "interregional inspections" with the words "and (or) interregional centers of inspection";

in paragraph eight "interregional" to exclude the word.

1.15. The paragraph one of Item 7.5 after words" (including regional inspection)" to add with the words "or the interregional center of inspection (including the center of inspection)".

1.16. In Item 8.1:

to add the paragraph of the sixth after the words "Head of Regional Inspection" with the words "and head of the center of inspection";

in paragraphs five, the eighth, tenth subitem 8.1.8 of the word of "interregional inspection" shall be replaced with words "The main inspection".

1.17. The paragraph the fourth Item 8.5 after words "regional inspection," to add with words "the interregional center of inspection, the center of inspection,".

1.18. In paragraph three of Item 9.1 of the word "about the course and results of check" shall be replaced with words "and also participants of coordination of the Main inspection (in the presence) about the course and results of check".

1.19. In Item 9.8:

word in paragraph one of "interregional inspection" shall be replaced with words "The main inspection";

the paragraph one of subitem 9.8.1 to state in the following edition:

"9.8.1. The head of working group (in case of conducting check by interregional inspectorate or interregional center of inspection) or the head of regional inspection, the head of the center of inspection (in case of conducting check by regional inspectorate or center of inspection) has the right to send to the general inspector of the Main inspection:";

in paragraphs one and the fourth subitem 9.8. Subitem 9.8.3 of the word of "interregional inspection" shall be replaced with words 2, "The main inspection".

1.20. In Item 10.1:

the paragraph one after words "the head of regional inspection" to add with the words "or head of the center of inspection";

in subitem 10.1.2 of the word" (with the head of regional inspection, the general inspector of interregional inspection)" shall be replaced with words "(with the head of regional inspection, the head of the center of inspection, the general inspector of the Main inspection)".

1.21. The fourth subitem 10.4.1 of Item 10.4 after words of "regional inspection" to add the paragraph with the words "or interregional center of inspection and center of inspection".

1.22. To add appendix 2 after the words "Interregional Inspection of the Main Inspection of the Bank of Russia" in the corresponding case with words "(The interregional center of inspection of the Main inspection of the Bank of Russia)" in the corresponding case.

1.23. Paragraph two of footnote of the 6th appendix 5 after words" (to the head of regional inspection" to add with the words "or to the head of the center of inspection".

1.24. In appendix 10:

in the column 8 of line 7 of the table "Preparation for Conducting Check of Credit Institution (Its Branch)" to replace the word "GIMI" with the word "GIGI";

paragraph two of the list of the reducings accepted to state in this annex in the following edition:

"GIGABYTES - the general inspector of the Main inspection.".

2. This Instruction becomes effective after 10 days after day of its official publication.

 

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