of September 22, 2017 No. 4539-U
About modification of the Instruction of the Bank of Russia of February 25, 2014 No. 149-I "About the organization of inspection activities of the Central bank of the Russian Federation (Bank of Russia)"
1. According to article 73 of the Federal Law of July 10, 2002 No. 86-FZ "About the Central bank the Russian Federation (Bank of Russia)" (The Russian Federation Code, 2002, No. 28, Art. 2790; 2003, No. 2, Art. 157; No. 52, Art. 5032; 2004, No. 27, Art. 2711; No. 31, Art. 3233; 2005, No. 25, Art. 2426; No. 30, Art. 3101; 2006, No. 19, Art. 2061; No. 25, Art. 2648; 2007, No. 1, Art. 9, Art. 10; No. 10, Art. 1151; No. 18, Art. 2117; 2008, No. 42, Art. 4696, Art. 4699; No. 44, Art. 4982; No. 52, Art. 6229, Art. 6231; 2009, No. 1, Art. 25; No. 29, Art. 3629; No. 48, Art. 5731; 2010, No. 45, Art. 5756; 2011, No. 7, Art. 907; No. 27, Art. 3873; No. 43, Art. 5973; No. 48, Art. 6728; 2012, No. 50, Art. 6954; No. 53, Art. 7591, Art. 7607; 2013, No. 11, Art. 1076; No. 14, Art. 1649; No. 19, Art. 2329; No. 27, Art. 3438, Art. 3476, Art. 3477; No. 30, Art. 4084; No. 49, Art. 6336; No. 51, Art. 6695, Art. 6699; No. 52, Art. 6975; 2014, No. 19, Art. 2311, Art. 2317; No. 27, Art. 3634; No. 30, Art. 4219; No. 40, Art. 5318; No. 45, Art. 6154; No. 52, Art. 7543; 2015, No. 1, Art. 4, Art. 37; No. 27, Art. 3958, Art. 4001; No. 29, Art. 4348, Art. 4357; No. 41, Art. 5639; No. 48, Art. 6699; 2016, No. 1, Art. 23, Art. 46, Art. 50; No. 26, Art. 3891; No. 27, Art. 4225, Art. 4273, Art. 4295; 2017, No. 1, Art. 46; No. 14, Art. 1997; No. 18, Art. 2661, Art. 2669; No. 30, the Art. 4456) and based on the solution of the Board of directors of the Bank of Russia (the minutes of the Board of directors of the Bank of Russia of September 15, 2017 No. 23) to bring in the Instruction of the Bank of Russia of February 25, 2014 No. 149-I "About the organization of inspection activities of the Central bank of the Russian Federation (Bank of Russia)" ("the Bulletin of the Bank of Russia" of March 13, 2014 No. 23 - 24, of December 23, 2015 No. 117, of February 22, 2017 No. 22, of May 4, 2017 No. 43) the following changes.
1.1. To state subitem 1.8.3 of Item 1.8 in the following edition:
"1.8.3. Forming and submission of documents (their copies) constituted during the organization and conducting checks of credit institutions (their branches) is performed in electronic form (except for documents which execution and signing is on paper stipulated by the legislation the Russian Federation and regulations of the Bank of Russia) according to the procedure and the terms determined by the normative and other acts of the Bank of Russia regulating questions of documentary ensuring management and use of technologies of electronic document management in organizations of system of the Bank of Russia.".
1.2. In Item 2.5:
in subitem 2.5.1:
in paragraph one of the word "Department of Licensing of Activities and Financial Improvement of Credit Institutions of the Bank of Russia and" to exclude;
in the paragraph the second the words "Department of Licensing of Activities and Financial Improvement of Credit Institutions of the Bank of Russia" to exclude;
in paragraphs one and the second subitem 2.5.2 of the word "Department of Licensing of Activities and Financial Improvement of Credit Institutions of the Bank of Russia", in the corresponding case to exclude.
1.3. In Item 2.13:
the paragraph third to add with words ", and also the list of checks of banks (including included in the Consolidating plan according to offers of the Agency) according to the list of questions, stipulated in Item 2.1 Instructions of the Bank of Russia No. 1542-U, with indication of month of the beginning of check";
to state the paragraph of the sixth in the following edition:
"in Service of the current banking supervision of the Bank of Russia - the notification in statement form from the Consolidating plan or the information message regarding checks of credit institutions (their branches), supervision for which activities is exercised by Service of the current banking supervision of the Bank of Russia.".
1.4. In Item 3.4:
the fifth after the words "Department of Supervision of Systemically Significant Credit Institutions of the Bank of Russia" to add the paragraph with words ", Service of the current banking supervision of the Bank of Russia";
to declare paragraph two of subitem 3.4.3.1 invalid;
in subitem 3.4.3.2 of the word "Department of Licensing of Activities and Financial Improvement of Credit Institutions of the Bank of Russia" to exclude.
1.5. In Item 3.8:
in paragraph seven of the word "in Department of licensing of activities and financial improvement of credit institutions of the Bank of Russia and" to exclude;
add with the paragraph of the following content:
"in Service of the current banking supervision of the Bank of Russia - the notification in statement form from the Consolidating plan or information messages about the made changes in the Consolidating plan regarding checks of credit institutions (their branches), supervision for which activities is exercised by Service of the current banking supervision of the Bank of Russia.".
1.6. In Item 4.2:
in paragraph one of the word "according to the procedure determined by appendix 4 to this Instruction" to exclude;
third to declare the paragraph invalid;
the fourth to state the paragraph in the following edition:
"decisions of the First Deputy Chairman of the Bank of Russia who coordinates and controls work of the structural divisions of the Bank of Russia performing functions of banking supervision including on offers of the Agency on carrying out unscheduled inspections of banks according to Item 2.7 of the Instruction of the Bank of Russia No. 1542-U, and also in the cases specified in Item 4.3 of this Instruction;";
in paragraphs five and the seventh to exclude figures "4.3,";
to state the paragraph of the sixth in the following edition:
"decisions of the vice-chairman of the Bank of Russia supervising the structural divisions of the Bank of Russia performing functions of banking supervision in the cases specified in Item 4.3 of this Instruction;".
1.7. In Item 4.3:
the paragraph one to state in the following edition:
"4.3. The structural division of central office of the Bank of Russia including exercising supervision of activities of credit institution, and head department of the Bank of Russia send in accordance with the established procedure to Department of banking supervision of the Bank of Russia within the competence offers on carrying out unscheduled inspections of credit institutions (their branches) in cases when need (opportunity) of decision making about conducting check is provided by the Federal Laws and (or) regulations of the Bank of Russia, including in the following cases:";
in paragraphs three, the seventh - the tenth "territorial office of the Bank of Russia" to exclude words;
the eleventh to state the paragraph in the following edition:
"in case of violation of uninterruptedness of functioning of significant payment system in which the credit institution is operator of payment service provider and (or) operator of services of payment infrastructure.";
state subitem 4.3.1 in the following edition:
"4.3.1. The department of banking supervision of the Bank of Russia, including based on the offer on carrying out unscheduled inspection of credit institution (its branch) directed according to Item 4.3 of this Instruction represents the offer on carrying out unscheduled inspection of credit institution (its branch) for decision making to the vice-chairman of the Bank of Russia supervising the structural divisions of the Bank of Russia performing functions of banking supervision.
The information message about the made decision on carrying out (about refusal in carrying out) unscheduled inspection of credit institution (its branch) constituted in form 2 of appendix 4 to this Instruction including for preparation of the offer on forming risk - the oriented task for conducting check (further - the information message about the made decision on carrying out (about refusal in carrying out) unscheduled inspection), goes Department of banking supervision of the Bank of Russia in accordance with the established procedure to the structural division of the Bank of Russia which provided the offer on carrying out unscheduled inspection, and also to Department of supervision of systemically significant credit institutions of the Bank of Russia, Service of the current banking supervision of the Bank of Russia, to the head department of the Bank of Russia exercising supervision of activities of credit institution, with establishment of term for preparation of the offer on forming risk - the oriented task for conducting check.
The notification on the decision on carrying out unscheduled inspection of credit institution (its branch) made by management of the Bank of Russia constituted in form 3 of appendix 4 to this Instruction (further - the notification on the made decision on carrying out unscheduled inspection), goes Department of banking supervision of the Bank of Russia in accordance with the established procedure to the Main inspection, and also to territorial office of the Bank of Russia on the location of credit institution (its branch) for carrying out unscheduled inspection concerning compliance of assets of the credit institution (its branch) located in the territory of the location of other territorial office of the Bank of Russia, no later than one working day from decision date.
The main inspection no later than one working day from the date of receipt of the notification on the made decision on carrying out unscheduled inspection sends its copy to the general inspector of the Main inspection.".
1.8. State Item 4.5 in the following edition:
"4.5. Structural divisions of the Bank of Russia send in accordance with the established procedure to Department of banking supervision of the Bank of Russia of the offer on carrying out unscheduled inspections of credit institutions (their branches), and also offers on change of type of check, type of check and (or) on amendment of the list of codes of the questions which are subject to check.
Departments, departments - national banks of head department of the Bank of Russia send offers on carrying out unscheduled inspections of credit institutions (their branches) to head department of the Bank of Russia.
4.5.1. The department of banking supervision of the Bank of Russia prepares according to Item 4.4 of this Instruction of the offer on carrying out unscheduled inspection of credit institution (its branch), including taking into account the offers provided by structural divisions of the Bank of Russia according to this Item (further - the approved offers on carrying out unscheduled inspection of credit institution (its branch). By preparation of the approved offers on carrying out unscheduled inspection of credit institution (its branch) Department of banking supervision of the Bank of Russia:
prepares and directs in accordance with the established procedure offers on modification of the Consolidating plan for ensuring prioritization of checks;
includes offers on carrying out unscheduled inspection of credit institution (its branch) (taking into account results of their approval by structural divisions of the Bank of Russia according to Item 1.7 of this Instruction) in the approved offers on carrying out unscheduled inspection of credit institution (its branch);
informs structural divisions of the Bank of Russia on variation of offers on carrying out unscheduled inspection of credit institution (its branch).
4.5.2. The department of banking supervision of the Bank of Russia represents the approved offers on carrying out unscheduled inspection of credit institution (its branch), including in need of the offer on carrying out unscheduled inspection of credit institution (its branch) in the cases specified in Item 4.3 of this Instruction for decision making to the First Deputy Chairman of the Bank of Russia which coordinates and controls work of the structural divisions of the Bank of Russia performing functions of banking supervision.
The information message about the made decision on carrying out (about refusal in carrying out) unscheduled inspection goes Department of banking supervision of the Bank of Russia in accordance with the established procedure to the structural division of the Bank of Russia which prepared offers on carrying out unscheduled inspection of credit institution (its branch), and also to Department of supervision of systemically significant credit institutions of the Bank of Russia, Service of the current banking supervision of the Bank of Russia, to the head department of the Bank of Russia exercising supervision of activities of credit institution, with establishment of term for preparation of the offer on forming risk - the oriented task for conducting check.
The department of banking supervision of the Bank of Russia sends to the Main inspection the notification on the made decision on carrying out unscheduled inspection no later than one working day from decision date.
4.5.3. The main inspection no later than one working day from the date of receipt of the notification on the made decision on carrying out unscheduled inspection sends its copy to the general inspector of the Main inspection.
4.5.4. The department of banking supervision of the Bank of Russia represents the offer of the Agency on carrying out unscheduled inspection of credit institution (its branch) for decision making to the First Deputy Chairman of the Bank of Russia which coordinates and controls work of the structural divisions of the Bank of Russia performing functions of banking supervision.
The department of banking supervision of the Bank of Russia sends to the Agency and the Main inspectorate the notification on the made decision on carrying out unscheduled inspection of bank according to the offer of the Agency no later than one working day from decision date.".
1.9. State Item 4.9 in the following edition:
"4.9. The notification about accepted by the head of territorial office of the Bank of Russia according to Items 4.10 - 4.14 these Instructions the decision on carrying out unscheduled inspection of credit institution (its branch) (except for notifications on the decision made according to Item 4.13 of this Instruction in the presence of the bases for conducting testing of the calculating and sorting machines used by credit institutions when processing the banknotes of the Bank of Russia intended for issue to clients) no later than one working day from the date of its acceptance go according to the procedure of informing to the head of the Main inspection (his deputy) and the general inspector of interregional inspection.".
1.10. Add Item 4.15 with the paragraph of the following content:
"The head of territorial office of the Bank of Russia on the location of credit institution (its branch) provides participation of employees of structural divisions of these territorial offices of the Bank of Russia in carrying out unscheduled inspections of credit institutions (their branches) in the cases determined by subitem 6.2.2 of Item 6.2 of this Instruction according to the motivated petition of the head of the Main inspection (his deputy).".
1.11. In subitem 6.2.2 of Item 6.2 of the word "concerning fulfillment of requirements of the legislation of the Russian Federation on national payment system, including" shall be replaced with words "concerning use of information technologies in credit institution,".
1.12. Add Item 6.4 with subitems 6.4.1 and 6.4.2 of the following content:
"6.4.1. The department of national payment system of the Bank of Russia provides participation of the worker (workers) in conducting checks of the credit institutions which are operators of payment service providers and operators of services of payment infrastructure of significant payment service providers, operators of payment systems in which settlement center is the Bank of Russia, and also the credit institutions which are significant in the market of payment services concerning fulfillment of requirements of the legislation of the Russian Federation on national payment system (except for questions of observance of requirements to ensuring information security when implementing money transfers).
6.4.2. The head department of safety and information security of the Bank of Russia provides participation of the worker (workers) in conducting checks of credit institutions concerning observance of requirements to ensuring information security when implementing money transfers, to questions of use of information technologies in credit institutions, and also in implementation of actions for survey of subject of pledge and (or) to acquaintance with activities of the borrower (pledger).".
1.13. In Item 6.8:
in paragraph one of subitem 6.8.1 of the word "Department of licensing of activities and financial improvement of credit institutions of the Bank of Russia" to exclude;
in subitem 6.8.2.1:
in the paragraph the second the words "Department of Licensing of Activities and Financial Improvement of Credit Institutions of the Bank of Russia" shall be replaced with words "Department of banking supervision of the Bank of Russia";
in paragraph three of the word "in Department of banking supervision of the Bank of Russia and" shall be replaced with words "in Service of the current banking supervision of the Bank of Russia and";
state subitem 6.8.2.2 in the following edition:
"6.8.2.2. The department of banking supervision of the Bank of Russia (under approval of Service of the current banking supervision of the Bank of Russia, and in case of check of systemically significant credit institution - in coordination with Department of supervision of systemically significant credit institutions of the Bank of Russia) no later than three working days from the date of receipt of the petition of structural division of the Bank of Russia, the performing bank, prepares (if necessary) and represents to the Main inspection:
offers on the checked period, the list of the questions which are subject to check and also of presentation to bank of the requirement about forming of the register (in the presence);
information on results of approval of the petition of structural division of the Bank of Russia.";
declare subitem 6.8.2.3 invalid;
in subitem 6.8.2.4 of the word "subitems 6.8.2.2 and 6.8.2.3" shall be replaced with words "subitem 6.8.2.2";
in the paragraph the second subitem 6.8.2.5 of the word "Department of Licensing of Activities and Financial Improvement of Credit Institutions of the Bank of Russia" to exclude.
1.14. In Item 7.1:
third to state the paragraph in the following edition:
"with the structural division of the Bank of Russia exercising supervision of activities of credit institution, and if necessary - with the territorial office of the Bank of Russia participating in supervision;";
in subitem 7.1.5:
in the paragraph the second" (on paper and in electronic form)" and the words "on paper or in electronic form" to exclude words;
word in paragraph three" (on paper and in electronic form)" and words "(on paper)" to exclude.
1.15. In subitem 7.4.1 of Item 7.4:
in the paragraph the second the words "Department of Licensing of Activities and Financial Improvement of Credit Institutions of the Bank of Russia" shall be replaced with words "Department of banking supervision of the Bank of Russia";
in paragraph six of the word "Department of Banking Supervision of the Bank of Russia and" to exclude;
in paragraph seven of the word "Department of Licensing of Activities and Financial Improvement of Credit Institutions of the Bank of Russia" shall be replaced with words "Department of banking supervision of the Bank of Russia".
1.16. In paragraph six of subitem 8.1.7 of Item 8.1 of the word" (territorial office of the Bank of Russia, Department of licensing of activities and financial improvement of credit institutions of the Bank of Russia)" shall be replaced with words "(structural division of the Bank of Russia to which the register shall be provided)".
1.17. The paragraph one of Item 8.3 after the words "before start date of conducting check of credit institution (its branch)" to add with words ", and also during its carrying out".
1.18. To state the paragraph of the sixth of Item 9.6 in the following edition:
"representatives of structural division of the Bank of Russia exercising supervision of activities of credit institution and (or) representatives of department, department - national bank of head department of the Bank of Russia (in coordination with head department of the Bank of Russia), and also in need of representatives of territorial office of the Bank of Russia participating in supervision;".
1.19. In paragraph one of subitem 10.6.1 of Item 10.6 of the word "on paper and (or) in electronic form" to exclude.
1.20. The eleventh Item 10.7 to state the paragraph in the following edition:
"data on the objections of credit institution according to the inspection statement which arrived in the structural division of the Bank of Russia performing, or other structural division of the Bank of Russia determined in the protocol of reception-transmission of the inspection statement or in the cover letter, before the expiration of fixed term of acquaintance with the inspection statement and being its integral part, and also information on the course and (or) results of their consideration;".
1.21. The fourth Item 10.8 to state the paragraph in the following edition:
"the first copy of the inspection statement (its copy made according to subitem 1.8.3 of Item 1.8 of this Instruction) and the copy of the report about results of check, the copy of amendment to the report about results of check, the conclusion of the general inspector of the Main inspection about results of check (in case of their creation) (on paper and (or) in electronic form), and also in need of the offer on application to credit institution of measures - in the structural division of the Bank of Russia exercising supervision of activities of credit institution, and (or) other structural division of the Bank of Russia according to normative and other acts of the Bank of Russia for consideration and decision making about application to credit institution of measures. In the cases and procedure established by normative and other acts of the Bank of Russia, access to materials of inspection of the credit institution (its branch) which is carried out by employees of other structural divisions of the Bank of Russia can be provided to the structural division of the Bank of Russia exercising supervision of activities of credit institution;".
1.22. In appendix 3 in the table "Procedure for Modification of the Consolidating Plan of Checks of Credit Institutions (Their Branches)":
in column 11:
to state the name of the column in the following editorial office "Notes <1>";
in lines 1 and 8 of the word "On Paper and (or) in Electronic Form" to exclude;
in line 3 of the word "In electronic form". exclude.
to add lines 4 and 5 after the words "On paper" with the words "or in electronic form";
in line 9 of the word "In electronic form" to exclude;
add with footnote of 1 following content:
"<1> Forming and submission of documents (their copies) is performed in electronic form (except for documents which execution and signing is on paper stipulated by the legislation the Russian Federation and regulations of the Bank of Russia)".
1.23. In appendix 4:
exclude the table "Procedure for the Organization of Unscheduled Inspections of Credit Institutions (Their Branches)";
state forms 2 and 3 in edition of appendix 1 to this Instruction.
1.24. To add footnote of 1 appendix 8 after the words "before start date of conducting check of credit institution (its branch)" with words ", and also during its carrying out".
1.25. In paragraph four of footnote of 1 appendix 11 of the word of "single record" shall be replaced with words "(including single record)".
1.26. Footnote in paragraph one to exclude 2 appendices 12 of the word of "single record".
2. This Instruction becomes effective after 10 days after day of its official publication.
Chairman of the Central bank of the Russian Federation
E. S. Nabiullina
to the Instruction of the Bank of Russia of September 22, 2017 No. 4539-U "About modification of the Instruction of the Bank of Russia of February 25, 2014 No. 149-I "About the organization of inspection activities of the Central bank of the Russian Federation (Bank of Russia)"
"Form 2
The information message about carrying out (about refusal in carrying out) unscheduled inspection of credit institution (its branch)
CENTRAL BANK OF THE RUSSIAN FEDERATION (BANK OF RUSSIA)
For office use
No. copy ____________
To the head of structural
divisions of the Bank of Russia
______________________________
(Surname, name, patronymic)
In connection with the offer from _____________ 20 __ years No. ______ about carrying out
unplanned ____________________ checks _________________________________
(type and type of check) (full trade name
___________________________________________________________________________
credit institution, PSRN, registration number of credit institution
(full name and sequence number of its branch) <1>
with ___________________ 20 __ we report years that management of the Bank of Russia <2>
the decision on carrying out the specified unscheduled inspection is made.
We ask to prepare offers on forming risk - oriented
tasks and to provide them to the Main inspection of the Bank of Russia and Department
banking supervision of the Bank of Russia till _____________ 20 __ years <3>.
Or:
Based on the solution of management of the Bank of Russia <2> carrying out
unscheduled inspection ______________________________________________________
(full trade name of credit institution,
___________________________________________________________________________
PSRN, registration number of credit institution (full name and
sequence number of its branch) <1>
acknowledged inexpedient.
Director of the department of banking supervision
Bank of Russia ____________________________
(signature and its disaggregation)
--------------------------------
<1> Are specified the primary state registration number of credit institution; the registration number of credit institution assigned by the Bank of Russia (sequence number of branch of credit institution), containing in the Book of state registration of credit institutions; name of representative office of credit institution; the name and (or) number (in case of their availability) internal structural division of credit institution (its branch) which contain in the Book of state registration of credit institutions (the name is specified in the Nominative case).
<2> Item 3.2 of this Instruction.
<3> It is specified to the structural division of the Bank of Russia exercising supervision of activities of credit institution in case of the direction of the information message about carrying out unscheduled inspection of credit institution (its branch).
Form 3
The notification on the made decision on carrying out unscheduled inspection of credit institution (its branch)
CENTRAL BANK OF THE RUSSIAN FEDERATION (BANK OF RUSSIA)
For office use
No. copy ______
To the head of the Main inspection
Bank of Russia
or
To the head of territorial
organizations of the Bank of Russia on
to the location of credit institution
(its branch) <1>
_____________________________________
(Surname, name, patronymic)
About the made decision on carrying out
unscheduled inspection
According to the decision _____________________________________________
(the position and First name, middle initial, last name directors is specified
Department of banking supervision of the Bank of Russia
(persons, it replacing)
carrying out unscheduled inspection ________________________________ is necessary
(full trade name
__________________________________________________________________________.
credit institution, PSRN, registration number of credit institution
(full name and sequence number of its branch) <2>
1. Data on unscheduled inspection:
check type __________________________________________________________
check type __________________________________________________________
the general checked period with __ _________ 20 __ on __ _________ 20 __.
The offered (offered) month or start date of check ____________
__________________________________
2. Reasons for need of carrying out unscheduled inspection and term
beginnings of check ___________________________________________________________
(the main risks and problems in activities credit
the organizations causing need of carrying out
checks on unplanned basis, the bases for carrying out
unscheduled inspection according to Items 4.1 and 4.3
this Instruction)
3. Offers on forming risk - the oriented task on
conducting check <3>:
|
The question offered to check <4> |
The checked period on question |
Offers on selection |
Motivated reasons for inclusion of question |
|
Question 1 (name, code). During check of question to working group to consider... 1.1. 1.2. ... (subquestions, activities of credit institution which are subject to check are specified) |
With... on... (the checked period on question within the general checked check period is specified) |
The structure and amount of selection of documents (information) in absolute or relative value, information on the clients who are subject to check, partners or assets, the checked period and (or) specific dates which are subject to the analysis and assessment is specified. In case of need checks of activities of separate separate divisions of credit institution and (or) internal structural divisions of credit institution (its branch) their name and (or) number (is specified in case of their availability), and also the legal and actual address. |
Data on the problem directions (questions) of activities of credit institution offered to consideration during check and origins of problems (shortcomings) are reflected (with indication of dates (period) of their origin in interrelation with the questions (subquestions) offered to check. Data on availability and justification of claims and appeals of physical persons and legal entities, appeals of federal bodies on the questions connected with activities of credit institution and offered to check (with appendix of their copies are provided). |
|
Question 2 (name, code). During check of question to working group to consider... 2.1. 2.2. ... (subquestions, activities of credit institution which are subject to check are specified) | |||
|
... |
|
|
|
4. Offers on registration of separate results of check (for example,
registration of materials in tabular or graphical style):
_______________________________________________________________________
5. Contact information of the ranking officer (responsible
workers) structural division of the Bank of Russia exercising supervision
behind activities of credit institution (including the curator), and also (in case of
need) Department of banking supervision of the Bank of Russia ______________
___________________________________________________________________________
(position, First Name, Middle Initial, Last Name, phone number, e-mail address)
Appendices:
1. Materials for prechecking preparation: general urgent
information on credit institution, the main risks and problems in
activities, revealed during implementation of remote supervision,
information on the taken supervising or administrative measures
(with application of copies of directed instructions), other essential
information <5>.
2....
Director of the department of bank
supervision of the Bank of Russia ____________________________
(signature and its disaggregation)
--------------------------------
<1> In case of carrying out unscheduled inspection concerning compliance of assets of the credit institution (its branch) located in the territory of the location of territorial office of the Bank of Russia.
<2> Are specified the primary state registration number of credit institution; the registration number of credit institution assigned by the Bank of Russia (sequence number of branch of credit institution), containing in the Book of state registration of credit institutions; name of representative office of credit institution; the name and (or) number (in case of their availability) internal structural division of credit institution (its branch) which contain in the Book of state registration of credit institutions (the name is specified in the Nominative case).
<3> the Scope of information, included in risk in offers on forming - the oriented task for conducting check, is determined proceeding from the check purposes. In need of data, the disaggregated offers on forming of task for conducting check included in, can be drawn up with use of tabular and graphical acceptances of the data description (for example, schedules, schemes, charts).
<4> Questions (subquestions) which are difficult or impossible to consideration and assessment within remote supervision are specified.
<5> Availability of the specified appendix is obligatory, others - if necessary.".
Disclaimer! This text was translated by AI translator and is not a valid juridical document. No warranty. No claim. More info
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The document ceased to be valid since September 21, 2021 according to Item 1 of the Instruction of the Central bank of the Russian Federation of September 10, 2021 No. 5926-U