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THE RESOLUTION OF THE NATIONAL COMMISSION PERFORMING STATE REGULATION IN THE FIELD OF POWER AND UTILITIES OF UKRAINE

of May 25, 2017 No. 706

About approval of the Procedure for forming, approval of investing programs and/or investment plans of subjects of managing in the field of burial of household waste

According to the laws of Ukraine "About natural monopolies", "About state regulation in the field of utilities", "About the National commission performing state regulation in the field of power and utilities" the National commission performing state regulation in spheres of power and utilities decides:

1. Approve the Procedure for forming, approval of investing programs and/or investment plans of subjects of managing in the field of burial of household waste which is applied.

2. This resolution becomes effective from the date of, its publication following behind day in the official printing publication - the Pravitelstvenny Kuryer newspaper.

Chairman of NKREKP

D. Vovk

Approved by the Resolution of the National commission performing state regulation in the field of power and utilities of Ukraine of May 25, 2017 No. 706

Procedure for forming, approval of investing programs and/or investment plans of subjects of managing in the field of burial of household waste

1. General provisions

1.1. This Procedure establishes the mechanism of development, approval, approval, representation, consideration, approval and accomplishment of investing programs and/or investment plans of subjects of managing in the field of burial of household waste for the purpose of determination of justification of the capital investments and/or expenses planned by them in structure of investment component of rate for service in burial of household waste on rate on the principles of economic feasibility, and also target use of means by these subjects.

1.2. Action of this Procedure extends to subjects of natural monopolies who in the procedure established by the legislation obtained the license for implementation of economic activity on burial of household waste (further - licensees).

1.3. In this Procedure terms are used in the following values:

production investments from profit - certain profit share, formed from economic activity of the licensee also goes for financing of actions of investing program and/or the investment plan aimed at the production development;

financing sources of investing program and/or the investment plan (further - financing sources) - the means received by the licensee from implementation of licensed activity on rendering service in burial of household waste due to which financing of actions of investing program and/or the investment plan, in particular the depreciation charges, expenses on implementation of actions for recultivation of polygon/dump and/or queue of polygon/dump, production investments from profit (means in the amount provided in the established rates for accomplishment of investing program and/or the investment plan) and other receipts received from implementation of the economic activity connected and not connected with licensed type of activity (own means), borrowed funds (bonded loans, bank loans) the raised funds is performed (the means received from sale of shares the attracted under agreements of financial leasing, share and other fees of citizens and legal entities, investors, grants), budgetary funds and so forth;

actions - acquisition of the works, goods and services directed to updating of fixed assets, increase in production efficiency, ensuring accounting of natural and energy resources, sales amounts of services, optimization of technology costs and losses, improvement of quality of provision of services, level of production organization, recultivation and content of polygon/dump after closing and other transactions which realization will have influence on change of components of rate;

the accounting period - quarterly and following the results of year during action of investing program and/or the investment plan for which the licensee reports on accomplishment of investing program and/or the investment plan;

the investment plan - the annual plan of receipt and use of means for implementation of actions as a part of investing program or separately according to which the investment component of rate for the planned period is created;

investing program - the plan of implementation of actions and their target financing for forecast period for increase in level of reliability and economic work of fixed assets which contains complex of obligations of the licensee for accomplishment on development of the licensee, construction, increase in level of ecological safety of objects in this sphere, service quality improvements, with the corresponding calculations and reasons, and also specifying of financing sources and the schedule of accomplishment;

transition period - the period determined by Licensed conditions of implementation of economic activity on burial of household waste on obligatory equipment of polygon/dump the corresponding equipment and the equipment;

the planned period - the period lasting 12 months for which forming of rate in which structure appropriate sources of financing for accomplishment of investing program and/or the investment plan are provided is performed;

forecast period - the term for which the investing program and equal to the planned period is developed or exceeds it, but no more deadline of realization of investing program;

productive indicators - the indicators determined following the results of the analysis (commercial, technical, financial, economic risk analysis, etc.), the characterizing results of accomplishment of investing program and/or the investment plan and based on which the efficiency evaluation and feasibility of use of the means provided by the financial plan for achievement of its purpose and realization of tasks is performed.

Other terms in this Procedure are used in the values given in the Law of Ukraine "About state regulation in the field of utilities".

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