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Ministry of Justice

Russian Federation

On June 15, 2017 No. 47041

INSTRUCTION OF CENTRAL BANK OF THE RUSSIAN FEDERATION

of April 3, 2017 No. 4338-U

About requirements to procedure for the direction and form of notifications of persons which can be acknowledged interested in making of transactions by joint-stock company

This Instruction based on Item 3 of article 82 of the Federal Law of December 26, 1995 No. 208-FZ "About joint-stock companies" (The Russian Federation Code, 1996, No. 1, Art. 1; No. 25, Art. 2956; 1999, No. 22, Art. 2672; 2001, No. 33, Art. 3423; 2002, No. 12, Art. 1093; No. 45, Art. 4436; 2003, No. 9, Art. 805; 2004, No. 11, Art. 913; No. 15, Art. 1343; No. 49, Art. 4852; 2005, No. 1, Art. 18; 2006, No. 1, Art. 5, Art. 19; No. 2, Art. 172; No. 31, Art. 3437, Art. 3445, Art. 3454; No. 52, Art. 5497; 2007, No. 7, Art. 834; No. 31, Art. 4016; No. 49, Art. 6079; 2008, No. 18, Art. 1941; 2009, No. 1, Art. 23; No. 19, Art. 2279; No. 23, Art. 2770; No. 29, Art. 3642; No. 52, Art. 6428; 2010, No. 41, Art. 5193; No. 45, Art. 5757; 2011, No. 1, Art. 13, Art. 21; No. 30, Art. 4576; No. 48, Art. 6728; No. 49, Art. 7024, Art. 7040; No. 50, Art. 7357; 2012, No. 25, Art. 3267; No. 31, Art. 4334; No. 53, Art. 7607; 2013, No. 14, Art. 1655; No. 30, Art. 4043, Art. 4084; No. 45, Art. 5797; No. 51, Art. 6699; No. 52, Art. 6975; 2014, No. 19, Art. 2304; No. 30, Art. 4219; No. 52, Art. 7543; 2015, No. 14, Art. 2022; No. 27, Art. 4001; 2016, No. 1, Art. 29; No. 23, Art. 3296; No. 27, of the Art. 4271, of the Art. 4272, of the Art. 4273, of the Art. 4276) (further - the Federal Law "About Joint-stock Companies") establishes requirements to form of the notifications provided by Items 1 and 2 of article 82 of the Federal law "About Joint-stock Companies" and also to procedure for their direction persons specified in paragraph one of Item 1 of article 81 of the Federal law "About Joint-stock Companies" who can be acknowledged interested in making by joint-stock company (further - society) of transactions.

1. The form of the notification specified in Item 1 of article 82 of the Federal law "About Joint-stock Companies" (further - the Notification), shall provide the following data.

1.1. Date and reference number of the Notification.

1.2. The information about person directing the Notification (further - the Applicant):

for the Applicant who is the legal entity - full trade name (name), the primary state registration number (further - PSRN) (other identification number if the Applicant is foreign legal entity), identification taxpayer number (further - INN) (when applicable), the Applicant's address;

for the Applicant who is physical person - surname, name, middle name (the last in the presence), the residence of the Applicant;

the status of the Applicant according to paragraph one of Item 1 of article 81 of the Federal law "About Joint-stock Companies" (the board member (supervisory board) of society, sole executive body of society, the member of collegiate executive body of society, person which is the controlling person of society, person having the right to instruct society obligatory for it);

share of participation of the Applicant in the authorized capital of society, and also share of the voting shares of society owned by the Applicant.

1.3. The information about legal entities concerning which the Applicant, his spouse (spouse), parents, children, full and not full brothers and sisters, adoptive parents and persons (controlled organizations) adopted and (or) under control to them are the controlling persons or has the right to give obligatory instructions:

full trade name (name), PSRN (other identification number if the legal entity specified in this subitem is the foreign legal entity), INN (when applicable), the address of the under control legal entity or legal entity concerning which the right to give instructions, obligatory for it, is had;

information about person who is the controlling person or person having the right to give obligatory instructions:

the status of person which is the controlling person or person having the right to give obligatory instructions (The applicant, the other person from among persons specified in paragraph one of this subitem);

if the controlling person or person having the right to give obligatory instructions is the other person, - full trade name (name), PSRN (other identification number if other person is the foreign legal entity), INN (when applicable), the address of the other person who is the legal entity or surname, name, middle name (the last in the presence), the residence of the other person who is physical person;

the control bases according to the paragraph the sixth Item 1 of article 81 of the Federal law "About Joint-stock Companies";

the bases of emergence of the right to give instructions, obligatory for the legal entity, including details of the document based on which such right arose;

share of participation of the controlling person or person having the right to give obligatory instructions, in the authorized (share) capital of the legal entity (when applicable) and if such legal entity is society, also share of the voting shares of society belonging to the specified person.

1.4. The information about legal entities in which governing bodies the Applicant, his spouse (spouse), parents, children, full and not full brothers and sisters, adoptive parents and persons adopted and (or) under control to them hold positions:

full trade name (name), PSRN (other identification number if the legal entity specified in this subitem is the foreign legal entity), INN (when applicable), the address of the legal entity in which governing body the position is held;

information about person holding position in governing body of the legal entity:

the status of person holding position in governing body of the legal entity (The applicant, the other person from among persons specified in paragraph one of this subitem);

if person holding position in governing body of the legal entity is the other person, - full trade name (name), PSRN (other identification number if other person is the foreign legal entity), INN (when applicable), the address of the other person who is the legal entity or surname, name, middle name (the last in the presence), the residence of the other person who is physical person;

information on post in governing body of the legal entity (the name of governing body, post, date of holding the post);

share of participation of person holding position in governing body of the legal entity, in the authorized (share) capital of the legal entity (when applicable) and if such legal entity is society, also share of the voting shares of society belonging to the specified person.

1.5. Data on the known made or expected transactions in which the Applicant can be recognized as the interested person:

information on the transaction in which the Applicant can be recognized as the interested person:

type of the transaction (agreement) (if it is known);

the parties of the transaction (if are known);

date (the planned date) of the conclusion (making) of the transaction (if it is known);

subject of the transaction, the amount (size) of the transaction (if are known);

other information on the transaction allowing to identify it which the Applicant considers necessary to report;

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