RESOLUTION OF BOARD OF NATIONAL BANK OF THE REPUBLIC OF KAZAKHSTAN

of September 24, 2014 No. 178

About approval of the list, forms, terms and Rules of submission of the reporting by the organizations performing separate types of banking activities

According to subitem 65-2) of part two of article 15 of the Law of the Republic of Kazakhstan "About National Bank of the Republic of Kazakhstan", Item 1-1 of article 5-3 of the Law of the Republic of Kazakhstan "About mortgage of real estate" and the subitem 2) of Item 3 of article 16 of the Law of the Republic of Kazakhstan "About the state statistics" the Board of National Bank of the Republic of Kazakhstan DECIDES:

1. Approve:

1) the list of the reporting of the organizations performing separate types of banking activities according to appendix 1 to this resolution;

2) report form about disaggregation of deposits, the correspondent and current accounts placed in banks of the second level according to appendix 2 to this resolution;

3) report form about structure of securities portfolio according to appendix 3 to this resolution;

4) report form about investments into the capital of other legal entities according to appendix 4 to this resolution;

5) report form about the other classified assets and large debtors according to appendix 5 to this resolution;

6) report form about the issued loans and rates of remuneration on them according to appendix 6 to this resolution;

7) report form about deposits, the current and correspondent accounts according to appendix 7 to this resolution;

8) report form about the main sources of the attracted money according to appendix 8 to this resolution;

9) report form about the faces tied with the organization performing separate types of banking activities, the special relations and transactions with them according to appendix 9 to this resolution;

10) report form about structure of assets, obligations and the capital, the income and expenses of the legal entity performing activities only through exchange points based on the license of National Bank of the Republic of Kazakhstan for exchange transactions with cash foreign currency according to appendix 10 to this resolution;

11) report form of legal entities whose exclusive activities is collection of banknotes, coins and values, according to appendix 11 to this resolution;

12) report form about transactions with cash according to appendix 12 to this resolution;

13) Rules of submission of the reporting by the organizations performing separate types of banking activities according to appendix 13 to this resolution.

2. The mortgage organizations represent to National Bank of the Republic of Kazakhstan in electronic format the reporting provided:

1) subitems 2), 3), 4), 6), 8) and 9) Item 1 of this resolution – monthly, no later than the tenth working day of the month following month under report;

2) subitem 5) Item 1 of this resolution:

regarding data on the other classified assets – monthly, no later than the tenth working day of the month following month under report;

regarding the information about large debtors – quarterly, no later than the fifteenth following reporting quarter.

3. The national operator of mail represents to National Bank of the Republic of Kazakhstan in electronic format the reporting provided:

1) subitems 2) and 7) Item 1 of this resolution – monthly, no later than the twenty fifth following month under report;

2) subitems 3), 4), 8) and 9) Item 1 of this resolution – quarterly, no later than the twenty fifth following reporting quarter;

3) the subitem 5) Item 1 of this resolution – quarterly, no later than the twenty fifth following reporting quarter;

4) the subitem 12) Item 1 of this resolution – monthly, no later than the thirtieth following month under report.

4. The organizations performing separate types of banking activities, having the license for carrying out the banking activities provided by subitems 1), 2) and 3) of Item 2 of article 30 of the Law of the Republic of Kazakhstan "About banks and banking activity in the Republic of Kazakhstan", except for the National operator of mail represent to National Bank of the Republic of Kazakhstan quarterly in electronic format the reporting provided by subitems 7) and 9) of Item 1 of this resolution no later than the eighteenth following reporting quarter.

4-1. The organizations performing crediting of subjects of agro-industrial complex which hundred percent of voting shares directly or indirectly belong to national managing holding represent to National Bank of the Republic of Kazakhstan monthly in electronic format the reporting provided:

1) subitems 2), 3), 4), 6), 8) and 9) Item 1 of this resolution – monthly, no later than the tenth working day of the month following month under report;

2) subitem 5) Item 1 of this resolution:

regarding data on the other classified assets – monthly, no later than the tenth working day of the month following month under report;

regarding the information about large debtors – quarterly, no later than the fifteenth following reporting quarter.

4-2. The legal entities performing activities only through exchange points based on the license of National Bank of the Republic of Kazakhstan for exchange transactions with cash foreign currency represent to territorial branch of National Bank of the Republic of Kazakhstan quarterly in electronic format the reporting provided by the subitem 10) of Item 1 of this resolution no later than the twentieth following reporting quarter.

4-3. Legal entities whose exclusive activities is collection of banknotes, coins and values represent to National Bank of the Republic of Kazakhstan quarterly in electronic format the reporting provided by the subitem 11) of Item 1 of this resolution no later than the twentieth following reporting quarter.

4-4. The additional reports for December (taking into account final turnovers) provided:

1) subitems 2), 3), 4) and 6) of Item 1 of this resolution, are represented by the mortgage organizations (in the presence in month under report of turnovers) no later than January thirty first of the year following complete financial year;

2) subitem 5) Item 1 of this resolution

regarding data on the other classified assets – (in the presence in month under report of turnovers) no later than January thirty first of the year following complete financial year.

The additional report for the December (taking into account final turnovers) provided by the subitem 2) of Item 1 of this resolution is submitted the National operator of mail (including in case of absence in month under report of final turnovers) no later than January thirty first of the year following complete financial year.

The additional reports for the fourth quarter (taking into account final turnovers) provided by subitems 3) and 4) of Item 1 of this resolution are represented by the National operator of mail (in the presence in month under report of turnovers) no later than January thirty first of the year following complete financial year.

5. This resolution does not extend to "National Payment Corporation of National Bank of the Republic of Kazakhstan" joint-stock company, "Central Securities Depository" joint-stock company and the organizer of the biddings.

6. Recognize invalid resolutions of Board of National Bank of the Republic of Kazakhstan according to appendix 14 to this resolution.

7. This resolution becomes effective since July 1, 2015 and is subject to official publication.

It is approved Minister of national economy of the Republic of Kazakhstan December 8, 2014

E.Dosayev _________________

Appendix 1

to the Resolution of Board of National Bank of the Republic of Kazakhstan of September 24, 2014 No. 178

The list of the reporting of the organizations performing separate types of banking activities

The reporting of the organizations performing separate types of banking activities includes:

1) the report on disaggregation of the deposits, correspondent and current accounts placed in banks of the second level;

2) report on structure of securities portfolio;

3) report on investments into the capital of other legal entities;

4) the report on the other classified assets and large debtors;

5) the report on the issued loans and rates of remuneration on them;

6) report on deposits, current and correspondent accounts;

7) the report on the main sources of the attracted money;

8) the report on the faces tied with the organization performing separate types of banking activities, the special relations and transactions with them;

9) the report on structure of assets, obligations and the capital, the income and expenses of the legal entity performing activities only through exchange points based on the license of National Bank of the Republic of Kazakhstan for exchange transactions with cash foreign currency;

10) the report of legal entities whose exclusive activities is collection of banknotes, coins and values;

11) the operations statement with cash.

Appendix 2

to the Resolution of Board of National Bank of the Republic of Kazakhstan of September 24, 2014 No. 178

The form intended for collection of administrative data on a grant basis

It is represented: in National Bank of the Republic of Kazakhstan

The form intended for collection of administrative data on a grant basis is placed on Internet resource: www.nationalbank.kz

Name of administrative form:

The report on disaggregation of the deposits, correspondent and current accounts placed in banks of the second level

Index of the form intended for collection of administrative data on a grant basis: 1-RV

Frequency: monthly

Accounting period: as of "____" ____________ 20 __ years

The group of people, representing the form intended for collection of administrative data on a grant basis: the organizations performing separate types of banking activities.

Terms of representation of the form intended for collection of administrative data on a grant basis:

the mortgage organizations and the organizations performing crediting of subjects of agro-industrial complex which hundred percent of voting shares directly or indirectly belong to national managing holding – monthly, no later than the tenth working day of the month following month under report;

The national operator of mail – monthly, no later than the twenty fifth following month under report;

the additional report for December (taking into account final turnovers) the mortgage organizations and the National operator of mail – no later than January thirty first of the year following complete financial year.

BIN:

Collection method: in electronic form.

№	The bank name of the second level in which the contribution is placed and (or) the correspondent and (or) current account is opened	Country	Amount	Reserves (provisions)
1	2	3	4	5
1	Correspondent accounts
1.1.
…
2	Current accounts
2.1.
…
3	On-demand deposits
3.1.
…
4	Term deposits
4.1.
…
5	Conditional deposits
5.1.
…
	In total

Name _______________________________________________________

Адрес_______________________________________________________________

________________________________________ phone

E-mail address _________________________

Contractor of ____________________________________ __________________
                   surname, name and middle name (in case of its availability) the signature, phone

The head or person to who function on signing of the report is assigned

________________________________________________ __________________
                 surname, name and middle name (in case of its availability) the signature

Date "______" ______________ 20 __ years

Note: the form is filled according to the explanation on filling of the form intended for collection of administrative data on a grant basis "The report on disaggregation of the deposits, correspondent and current accounts placed in banks of the second level".

Appendix

to the form intended for collection of administrative data on a grant basis "The report on disaggregation of the deposits, correspondent and current accounts placed in banks of the second level"

The explanation on filling of the form intended for collection of administrative data on a grant basis
The report on disaggregation of the deposits, correspondent and current accounts placed in banks of the second level (index of form of administrative data – 1-RV, frequency – monthly)

Chapter 1. General provisions

1. This explanation determines single requirements for filling of the form intended for collection of administrative data on a grant basis "The report on disaggregation of the deposits, correspondent and current accounts placed in banks of the second level" (further – the Form).

2. The form is constituted as of the end of the accounting period.

Unit of measure for cost indicators of the Form is the tenge. Cost indicators are specified in thousands of tenges.

3. The form is signed by the head or person to who function on signing of the report, and the contractor is assigned.

Chapter 2. The explanation on filling of the Form

4. In column 3 the country according to the national qualifier of the Republic of Kazakhstan is specified to RK ISO 3166-1 Oil Company "Codes for representation of country names and units of their administrative-territorial divisions".

5. In column 4 the amount of principal debt taking into account the added remuneration and discount (award) is specified.

6. The amount of reserves (provisions) is specified in absolute value and with plus.

7. In the absence of data the Form is represented with zero balances.

Appendix 3

to the Resolution of Board of National Bank of the Republic of Kazakhstan of September 24, 2014 No. 178

The form intended for collection of administrative data on a grant basis

It is represented: in National Bank of the Republic of Kazakhstan

The form intended for collection of administrative data on a grant basis is placed on Internet resource: www.nationalbank.kz

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