RESOLUTION OF BOARD OF NATIONAL BANK OF THE REPUBLIC OF KAZAKHSTAN

of September 26, 2016 No. 239

About approval of Rules of release, placement, the address and repayment of short-term notes of National Bank of the Republic of Kazakhstan

According to the laws of the Republic of Kazakhstan of March 30, 1995 "About National Bank of the Republic of Kazakhstan" and of July 2, 2003 "About the security market", for the purpose of establishment of procedure and conditions of release, placement, addresses and repayments of short-term notes of National Bank of the Republic of Kazakhstan the Board of National Bank of the Republic of Kazakhstan DECIDES:

1. Approve the enclosed Rules of release, placement, the address and repayment of short-term notes of National Bank of the Republic of Kazakhstan.

2. To department of the security market (Hadzhiyeva M. Zh.) in the procedure established by the legislation of the Republic of Kazakhstan to provide:

1) together with Legal department (Sarsenov N. V.) state registration of this resolution in the Ministry of Justice of the Republic of Kazakhstan;

2) the direction of this resolution in the republican state company on the right of economic maintaining "The republican center of legal information of the Ministry of Justice of the Republic of Kazakhstan":

on official publication in information system of law of Ad_let within ten calendar days after its state registration in the Ministry of Justice of the Republic of Kazakhstan;

for inclusion in the State register of regulatory legal acts of the Republic of Kazakhstan, Reference control bank of regulatory legal acts of the Republic of Kazakhstan within ten calendar days from the date of its state registration in the Ministry of Justice of the Republic of Kazakhstan;

3) placement of this resolution on official Internet resource of National Bank of the Republic of Kazakhstan after its official publication.

3. To management on consumer protection of financial services and external communications (Terentyev A. L.) provide the direction of this resolution on official publication in periodic printing editions within ten calendar days after its state registration in the Ministry of Justice of the Republic of Kazakhstan.

4. To impose control of execution of this resolution on the vice-chairman of National Bank of the Republic of Kazakhstan Smolyakov O. A.

5. This resolution becomes effective after ten calendar days after day of its first official publication.

Approved by the Resolution of Board of National Bank of the Republic of Kazakhstan of September 26, 2016 No. 239

Rules of release, placement, address and repayment of short-term notes of National Bank of the Republic of Kazakhstan

Chapter 1. General provisions

1. These rules of release, placement, the address and repayment of short-term notes of National Bank of the Republic of Kazakhstan (further - Rules) are developed according to the laws of the Republic of Kazakhstan of March 30, 1995 "About National Bank of the Republic of Kazakhstan", of July 2, 2003 "About the security market" (further - the Law on the security market) and determine procedure and conditions of release, placement, the address and repayment of the short-term notes of National Bank of the Republic of Kazakhstan (further - National Bank) placed among physical persons within realization of the state monetary policy of the Republic of Kazakhstan (further - monetary policy).

2. In Rules the concepts provided by the Law on the security market, the laws of the Republic of Kazakhstan of August 28, 2009 "About counteraction of legalization (washing) of income gained in the criminal way and to terrorism financing" (further - the Law on PODFT), of May 21, 2013 "About personal data and their protection", of July 26, 2016 "About payments and payment systems", and also the following concepts are used:

1) disposable code - the unique sequence of electronic digital symbols created by software and hardware at the request of physical person and intended for access to physical person to purchase or sale of short-term notes of National Bank, disposable by provision;

2) the web portal - the information system providing to physical person point of access to purchase or sale of short-term notes of National Bank;

3) identification of physical person - the procedure of establishment of authenticity of physical person for the purpose of unambiguous confirmation of its rights to opening of the account and (or) e-wallet and implementation of transactions with short-term notes of National Bank;

4) reusable code - the unique sequence of electronic digital symbols created by software and hardware at the request of physical person and intended for reusable use during the certain period of time by provision of access to physical person to purchase or sale of short-term notes of National Bank;

5) return rate - the parameter of the concluded bargains of sale or the redemption of short-term notes of National Bank from physical persons used for calculation of the price of placement or the redemption of short-term notes of National Bank;

6) No. 188 is excluded according to the Resolution of Board of National Bank of the Republic of Kazakhstan of 27.08.2018;

7) the Center - the republican state company on the right of economic maintaining "The Kazakhstan center of interbank calculations of National Bank of the Republic of Kazakhstan";

8) authorized division - the division of National Bank responsible for release and placement of short-term notes of National Bank;

9) the redemption of short-term notes of National Bank - purchase of short-term notes of National Bank by National Bank from the physical person which is their holder with possibility of further sale of short-term notes of National Bank in the secondary security market before the expiration of their address;

10) repayment of short-term notes of National Bank - action of the issuer for retirement of the placed short-term notes by payment of nominal value (without the purpose of the subsequent sale) short-term notes of National Bank electronic money;

11) the account - the account for accounting of short-term notes of National Bank opened by the central depositary for National Bank and (or) physical person in system of registers of holders of government securities;

12) e-wallet - the microprocessor (chip), the software of the personal computer, other program technical tool in which the electronic money used in electronic payment system as which operator the Center acts is stored, and (or) providing to them access;

13) the digital application - the special software on mobile phones and other devices or web portals intended for provision to physical persons of services in purchase or sale of short-term notes of National Bank.

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