PROVISION OF CENTRAL BANK OF THE RUSSIAN FEDERATION

of July 20, 2016 No. 550-P

About procedure for bringing to data of credit institutions and not credit financial credit institutions of information on refusal cases in accomplishment of the order of the client about making of transaction, refusal of the conclusion of bank account agreement (contribution) and (or) agreement cancelation of the bank account (contribution) with the client

Based on Item 13.3 of article 7 of the Federal Law of August 7, 2001 No. 115-FZ "About counteraction of legalization (washing) of income gained in the criminal way and to terrorism financing" (The Russian Federation Code, 2001, No. 33, Art. 3418; 2002, No. 30, Art. 3029; No. 44, Art. 4296; 2004, No. 31, Art. 3224; 2005, No. 47, Art. 4828; 2006, No. 31, Art. 3446, Art. 3452; 2007, No. 16, Art. 1831; No. 31, Art. 3993, Art. 4011; No. 49, Art. 6036; 2009, No. 23, Art. 2776; No. 29, Art. 3600; 2010, No. 28, Art. 3553; No. 30, Art. 4007; No. 31, Art. 4166; 2011, No. 27, Art. 3873; No. 46, Art. 6406; 2012, No. 30, Art. 4172; No. 50, Art. 6954; 2013, No. 19, Art. 2329; No. 26, Art. 3207; No. 44, Art. 5641; No. 52, Art. 6968; 2014, No. 19, Art. 2311, Art. 2315, Art. 2335; No. 23, Art. 2934; No. 30, Art. 4214, Art. 4219; 2015, No. 1, Art. 14, Art. 37, Art. 58; No. 18, Art. 2614; No. 24, Art. 3367; No. 27, Art. 3945, Art. 3950, Art. 4001; 2016, No. 1, Art. 23, Art. 43, Art. 44; No. 27, Art. 4196, Art. 4221; No. 28, the Art. 4558) (further - the Federal Law No. 115-FZ) and the Federal Law of July 10, 2002 No. 86-FZ "About the Central bank the Russian Federation (Bank of Russia)" (The Russian Federation Code, 2002, No. 28, Art. 2790; 2003, No. 2, Art. 157; No. 52, Art. 5032; 2004, No. 27, Art. 2711; No. 31, Art. 3233; 2005, No. 25, Art. 2426; No. 30, Art. 3101; 2006, No. 19, Art. 2061; No. 25, Art. 2648; 2007, No. 1, Art. 9, Art. 10; No. 10, Art. 1151; No. 18, Art. 2117; 2008, No. 42, Art. 4696, Art. 4699; No. 44, Art. 4982; No. 52, Art. 6229, Art. 6231; 2009, No. 1, Art. 25; No. 29, Art. 3629; No. 48, Art. 5731; 2010, No. 45, Art. 5756; 2011, No. 7, Art. 907; No. 27, Art. 3873; No. 43, Art. 5973; No. 48, Art. 6728; 2012, No. 50, Art. 6954; No. 53, Art. 7591, Art. 7607; 2013, No. 11, Art. 1076; No. 14, Art. 1649; No. 19, Art. 2329; No. 27, Art. 3438, Art. 3476, Art. 3477; No. 30, Art. 4084; No. 49, Art. 6336; No. 51, Art. 6695, Art. 6699; No. 52, Art. 6975; 2014, No. 19, Art. 2311, Art. 2317; No. 27, Art. 3634; No. 30, Art. 4219; No. 40, Art. 5318; No. 45, Art. 6154; No. 52, Art. 7543; 2015, No. 1, Art. 4, Art. 37; No. 27, Art. 3958, Art. 4001; No. 29, Art. 4348, Art. 4357; No. 41, Art. 5639; No. 48, Art. 6699; 2016, No. 1, Art. 23, Art. 46, Art. 50; No. 27, of the Art. 4225, of the Art. 4273, of the Art. 4295) the Bank of Russia establishes procedure for bringing to data of credit institutions, and also professional participants of the security market, insurance companies (except for the medical insurance companies performing activities only in the sphere of compulsory medical insurance), insurance brokers, managing companies of investment funds, mutual investment funds and non-state pension funds, credit consumer cooperatives, including agricultural credit consumer cooperatives, the microfinancial organizations, societies of mutual insurance, non-state pension funds, pawnshops (further - not credit financial credit institutions) received from the federal executive body performing functions on counteraction of legalization (washing) of income gained in the criminal way and to terrorism financing (further - authorized body), information:

about cases of refusal of the organizations performing transactions with money or other property from accomplishment of the order of the client about transaction making, except for transactions on transfer of the money which arrived into the account of physical person, the legal entity, foreign structure without formation of legal entity on which the documents necessary for fixation of information according to provisions of the Federal Law No. 115-FZ are not submitted and also if as a result of implementation of rules of internal control for the purpose of counteraction of legalization (washing) of income gained in the criminal way, and to financing of terrorism employees of the organization performing transactions with money or other property have suspicions that transaction is made for the purpose of legalization (washing) of income gained in the criminal way or terrorism financings (further - refusal cases in accomplishment of the order of the client about transaction making);

about cases of refusal of credit institutions of the conclusion of bank account agreement (contribution) with physical person or legal entity, foreign structure without formation of legal entity according to rules of internal control of credit institution in case of availability of suspicions that the purpose of the conclusion of such agreement is making of transactions for the purpose of legalization (washing) of income gained in the criminal way or terrorism financings (further - cases of refusal of the conclusion of bank account agreements (contribution);

about cases of termination of bank account agreements (contribution) by credit institutions with the client in case of acceptance within calendar year of two and more decisions on refusal in accomplishment of the order of the client about transaction making, except for transactions on transfer of the money which arrived into the account of physical person, the legal entity, foreign structure without formation of legal entity on which the documents necessary for fixation of information according to provisions of the Federal Law No. 115-FZ are not submitted and also if as a result of implementation of rules of internal control for the purpose of counteraction of legalization (washing) of income gained in the criminal way, and to financing of terrorism employees of credit institution have suspicions that transaction is made for the purpose of legalization (washing) of income gained in the criminal way or terrorism financings (further - cases of agreement cancelation of the bank account (contribution) with the client).

Chapter 1. Procedure for bringing to data of credit institutions of information obtained from authorized body

1.1. The Bank of Russia when obtaining from authorized body of information on refusal cases in accomplishment of the order of the client about transaction making, cases of refusal of the conclusion of bank account agreements (contribution), cases of agreement cancelation of the bank account (contribution) with the client (further in case of joint mentioning - information) creates the message in electronic form which for establishment of its authenticity and integrity, and also for identification of his sender is supplied with code of authentication of the Bank of Russia (further - the electronic message), and also is ciphered using the means of cryptographic information security used in the Bank of Russia.

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