INSTRUCTION OF CENTRAL BANK OF THE RUSSIAN FEDERATION

of July 25, 2016 No. 4083-U

About forms, terms and procedure for creation and submission to the Bank of Russia of the documents containing the activities report and the report on staff of bodies of credit consumer cooperative

Based on part 3 of Article 28 and Item 8 of part 6 of article 35 of the Federal Law of July 18, 2009 No. 190-FZ "About credit cooperation" (The Russian Federation Code, 2009, No. 29, Art. 3627; 2011, No. 48, Art. 6728; No. 49, Art. 7040; 2013, No. 23, Art. 2871; No. 30, Art. 4084; No. 44, Art. 5640; No. 51, Art. 6683, Art. 6695; 2014, No. 26, Art. 3395; 2015, No. 27, Art. 4001; No. 29, Art. 4357; 2016, No. 27, the Art. 4225) and article 76.6 of the Federal Law of July 10, 2002 No. 86-FZ "About the Central bank the Russian Federation (Bank of Russia)" (The Russian Federation Code, 2002, No. 28, Art. 2790; 2003, No. 2, Art. 157; No. 52, Art. 5032; 2004, No. 27, Art. 2711; No. 31, Art. 3233; 2005, No. 25, Art. 2426; No. 30, Art. 3101; 2006, No. 19, Art. 2061; No. 25, Art. 2648; 2007, No. 1, Art. 9, Art. 10; No. 10, Art. 1151; No. 18, Art. 2117; 2008, No. 42, Art. 4696, Art. 4699; No. 44, Art. 4982; No. 52, Art. 6229, Art. 6231; 2009, No. 1, Art. 25; No. 29, Art. 3629; No. 48, Art. 5731; 2010, No. 45, Art. 5756; 2011, No. 7, Art. 907; No. 27, Art. 3873; No. 43, Art. 5973; No. 48, Art. 6728; 2012, No. 50, Art. 6954; No. 53, Art. 7591, Art. 7607; 2013, No. 11, Art. 1076; No. 14, Art. 1649; No. 19, Art. 2329; No. 27, Art. 3438, Art. 3476, Art. 3477; No. 30, Art. 4084; No. 49, Art. 6336; No. 51, Art. 6695, Art. 6699; No. 52, Art. 6975; 2014, No. 19, Art. 2311, Art. 2317; No. 27, Art. 3634; No. 30, Art. 4219; No. 40, Art. 5318; No. 45, Art. 6154; 52, Art. 7543; 2015, 1, Art. 4, Art. 37; 27, Art. 3958, Art. 4001; 29, Art. 4348, Art. 4357; 41, Art. 5639; 48, Art. 6699; 2016, 1, Art. 23, Art. 46, Art. 50; 27, the Art. 4225, of the Art. 4273, of the Art. 4295) the Bank of Russia establishes forms, terms and procedure for creation and submission to the Bank of Russia of the documents containing the activities report and the report on staff of bodies of credit consumer cooperative (further in case of joint mentioning - the reporting).

1. The activities report of credit consumer cooperative (further - the activities report) is constituted by credit consumer cooperatives in form and according to the procedure which are established in appendix 1 to this Instruction, since that accounting period in which this Instruction becomes effective.

The report on staff of bodies of credit consumer cooperative (further - the report on members) is constituted by credit consumer cooperatives in form and according to the procedure which are established in appendix 2 to this Instruction, since that accounting period in which this Instruction becomes effective.

2. The activities report is submitted in the Bank of Russia by credit consumer cooperatives which number of members exceeds three thousand physical and (or) legal entities, the credit consumer cooperatives of the second level, credit consumer cooperatives which did not enter in members of self-regulatory organization in the sphere of the financial market uniting credit consumer cooperatives (further in case of joint mentioning - the CPC), and also the self-regulatory organizations in the sphere of the financial market uniting credit consumer cooperatives (further - SRO), concerning the members:

for the first quarter, half-year, nine months of calendar year no later than 30 calendar days after the reporting period;

for calendar year twice - no later than 30 calendar days after the termination of calendar year and no later than 90 calendar days after the termination of calendar year.

In case of creation of the activities report for calendar year submitted no later than 30 calendar days after the termination of calendar year only Sections I and VI are filled in.

In case of creation of the activities report for calendar year submitted no later than 90 calendar days after the termination of calendar year the Sections I-V and the VII-XI are filled in.

The file containing the annual accounting (financial) accounts of credit consumer cooperative constituted according to requirements of the legislation of the Russian Federation is also attached to the activities report submitted no later than 90 calendar days after the termination of calendar year.

3. The report on members is submitted in the Bank of Russia of the CPC, and also SRO concerning the members after the termination of calendar year, and also in case of change of the data containing in the report on members no later than 30 calendar days after the termination of calendar year or after date of change of data.

4. The reporting is submitted in the Bank of Russia of the PDA and SRO concerning the members in electronic form signed by the strengthened qualified digital signature (further - UKEP), according to requirements of the Instruction of the Bank of Russia of November 3, 2017 to No. 4600-U "About order of interaction of the Bank of Russia with credit institutions, not credit financial credit institutions and other participants of information exchange when using of information resources of the Bank of Russia, including private office by them", No. 49605 registered by the Ministry of Justice of the Russian Federation on January 11, 2018.

5. In case of identification of the CPC or SRO concerning the members of the facts of submission to the Bank of Russia of the reporting containing incorrect and (or) irrelevant measure values for any accounting period within the last 3 years, the corrected reporting shall be sent to the CPC to the Bank of Russia according to the procedure, the stipulated in Item 2 presents of the Instruction, within 10 working days following behind day of emergence of the bases for introduction of corrections. When forming the electronic document with the corrected reporting the reporting for other accounting periods does not join in it. In case of need entering of corrections into the reporting provided for several accounting periods, each corrected reporting goes to the Bank of Russia for each accounting period the separate electronic document to which the file containing list of incorrect and (or) irrelevant measure values with the description of the reasons of their reflection is attached.

6. The electronic documents containing the reporting and represented to the CPC to the Bank of Russia are signed by UKEP of the head (person performing functions of sole executive body) of the CPC.

7. The electronic documents containing the reporting and represented to SRO to the Bank of Russia are created before sending to one packet and UKEP of the head (person performing functions of sole executive body) of SRO are once signed.

8. If the documents containing the reporting are signed by UKEP of person, the acting as the head (person performing functions of sole executive body) of the CPC or SRO, the electronic document containing the copy of the document on appointment of the acting as is attached to the reporting.

9. This Instruction becomes effective after 10 days after day of its official publication.

10. From the date of entry into force of this Instruction to declare invalid the Instruction of the Bank of Russia of August 5, 2014 No. 3356-U "About forms, terms and procedure for creation and submission to the Bank of Russia of the documents containing the activities report and the report on staff of bodies of credit consumer cooperative which number of members exceeds 5 thousand physical and (or) legal entities, credit consumer cooperative of the second level, and also the credit consumer cooperative which did not enter in members of self-regulatory organization of credit consumer cooperatives registered by the Ministry of Justice of the Russian Federation on August 18, 2014 33624 (The bulletin of the Bank of Russia of September 12, 2014 of 82).

Appendix 1

to the Instruction of the Bank of Russia of July 25, 2016 No. 4083-U "About forms, terms and procedure for creation and submission to the Bank of Russia of the documents containing the activities report and the report on staff of bodies of credit consumer cooperative"

Report
about activities of credit consumer cooperative
as of "__" ______ ____.

                                                 Form code on OKUD 0420820

                                                               Quarter

Section I. General information

Subsection 1. Details of credit consumer cooperative

Subsection 2. Data on separate divisions of credit consumer cooperative

Subsection 3. Data on self-regulatory organization in the sphere of the financial market uniting credit consumer cooperatives which member is the credit consumer cooperative

Subsection 4. Data on credit consumer cooperative of the second level which member is the credit consumer cooperative

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