It is registered
Ministry of Justice
Russian Federation
On July 4, 2016 No. 42745
of June 1, 2016 No. 546-P
About the list of the information connected with implementation of the rights on securities, provided by issuers to the central depositary, procedure and terms of its provision and also about requirements to procedure for provision by the central depositary of access to such information
This Provision based on Items 1 and 3 of article 30.3 of the Federal Law of April 22, 1996 No. 39-FZ "About the security market" (The Russian Federation Code, 1996, No. 17, Art. 1918; 2001, No. 33, Art. 3424; 2002, No. 52, Art. 5141; 2004, No. 27, Art. 2711; No. 31, Art. 3225; 2005, No. 11, Art. 900; No. 25, Art. 2426; 2006, No. 1, Art. 5; No. 2, Art. 172; No. 17, Art. 1780; No. 31, Art. 3437; No. 43, Art. 4412; 2007, No. 1, Art. 45; No. 18, Art. 2117; No. 22, Art. 2563; No. 41, Art. 4845; No. 50, Art. 6247; 2008, No. 52, Art. 6221; 2009, No. 1, Art. 28; No. 18, Art. 2154; No. 23, Art. 2770; No. 29, Art. 3642; No. 48, Art. 5731; No. 52, Art. 6428; 2010, No. 17, Art. 1988; No. 31, Art. 4193; No. 41, Art. 5193; 2011, No. 7, Art. 905; No. 23, Art. 3262; No. 27, Art. 3880; No. 29, Art. 4291; No. 48, Art. 6728; No. 49, Art. 7040; No. 50, Art. 7357; 2012, No. 25, Art. 3269; No. 31, Art. 4334; No. 53, Art. 7607; 2013, No. 26, Art. 3207; No. 30, Art. 4043, Art. 4082, Art. 4084; No. 51, Art. 6699; No. 52, Art. 6985; 2014, No. 30, Art. 4219; 2015, No. 1, Art. 13; No. 14, Art. 2022; No. 27, Art. 4001; No. 29, Art. 4348, Art. 4349, Art. 4357; 2016, No. 1, the Art. 81) (further - the Federal Law "About the Security Market"), establishes:
the list of the information connected with implementation of the rights on securities, provided by issuers to the central depositary and also procedure and terms of provision of such information;
requirements to procedure for provision by the central depositary of access to the information provided to it by issuers connected with implementation of the rights on securities.
1.1. Information provided by this Provision, provide to the central depositary:
issuers in whose register of owners of securities the personal account of the nominee holder of the central depositary is opened for the central depositary;
bond issuing institutions to bearer with obligatory centralized storage if the face performing obligatory centralized storage of such bonds is the central depositary;
the issuers who are not specified in paragraphs second and third this Item based on the agreement signed with the central depositary.
1.2. The issuer in whose register of owners of securities the personal account of the nominee holder of the central depositary is opened for the central depositary shall provide according to this Provision to the central depositary information connected with implementation of the rights according to shares of this issuer and if on personal account of the nominee holder of the central depositary the rights to registered bonds are considered, - also information connected with implementation of the rights on such bonds of this issuer.
1.3. If obligatory centralized storage of bonds of the issuer to bearer performs the central depositary, but in the register of owners of securities of this issuer the personal account of the nominee holder of the central depositary is not opened for the central depositary, such issuer shall provide according to this Provision to the central depositary only information connected with implementation of the rights according to bonds to bearer which obligatory centralized storage performs the central depositary.
2.1. Information connected with implementation of the rights on securities shall be provided to the central depositary in Russian and can be provided in addition to the central depositary in one or several foreign languages.
2.2. If as a part of information connected with implementation of the rights on securities which according to this Provision the issuer provides to the central depositary it is required to specify identification signs of the corresponding securities of the issuer, for the purpose of this provision such signs are understood as type, category (type), form, series of securities, the state registration number of release (additional release) of securities and date of its state registration (identification number of release (additional release) of securities and date of its assignment) or the international code (number) of identification of securities (ISIN) (in the presence).
2.3. The issuer, providing according to this Provision to the central depositary information connected with implementation of the rights on securities which is subject to disclosure by such issuer in accordance with the legislation of the Russian Federation, thereby confirms that concerning such information the actions for its disclosure established by the legislation of the Russian Federation are carried out.
2.4. In case of detection (identification) of inexact, incomplete and (or) false information in information which is earlier provided to the central depositary, the issuer to the central depositary according to the procedure, established by Chapter 16 of this provision, the changed information which also shall contain is provided:
specifying on the fact that she is presented in connection with change of earlier provided information;
the reference to earlier provided information which changes;
the short description of the made changes in earlier provided information.
2.5. To the central depositary the issuer provides information on acceptance by governing body of the issuer of the decision changing the decision which is earlier made by it, information on which was provided to the central depositary according to this Provision (further - information on change of the decision).
2.6. Information on change of the decision provided to the central depositary shall contain:
decision date;
the name of governing body of the issuer who made the decision;
date of creation and number of the minutes (meeting) of governing body of the issuer if the decision is made by collegiate organ of management of the issuer;
the formulation of the made decision, and also the short description of changes in contents of earlier made decision;
the reference to provided information about earlier made decision.
2.7. Information on change of the decision is submitted by the issuer to the central depositary in time no later than one day from the date of the decision making changing the decision which is earlier made by it and if such decision is made by collegiate organ of management of the issuer - from the date of creation of the protocol (day of the expiration established for creation of the protocol) of meeting (meeting) of collegiate organ of management of the issuer on which it is accepted.
If information on change of the decision reveals the issuer in the form of the Material Fact Statement, the specified information is submitted by the issuer to the central depositary in time no later than one day from the moment of approach of essential fact about holding general meeting of participants (shareholders) of the issuer and about the decisions or on the separate decisions made by the board of directors (supervisory board) of the issuer made by it which are provided by Items 14.4 and 15.4 of the Provision of the Bank of Russia of December 30, 2014 No. 454-P "About disclosure of information by issuers of issued securities", No. registered by the Ministry of Justice of the Russian Federation on February 12, 2015 35989, on February 26, 2016 No. 41227, on June 6, 2016 No. 42431, on December 6, 2017 No. 49122, 08.08.2018 No. 51818 (further - the Provision of the Bank of Russia of December 30, 2014 No. 454-P), depending on that, by what of governing bodies of the issuer the relevant decision is made.
3.1. The issuer provides to the central depositary information connected with implementation of the following rights according to shares of the issuer:
the participation rights in general meeting of shareholders of the issuer;
the privilege of acquisition of the placed additional shares of the issuer and issued securities of the issuer converted into its shares;
the rights to shares of the issuer in case of their placement by means of converting or distribution among shareholders;
the rights to sell shares to the issuer, the decision on which acquisition is made by the issuer according to article 72 of the Federal Law of December 26, 1995 No. 208-FZ "On joint-stock companies" (The Russian Federation Code, 1996, No. 1, Art. 1; No. 25, Art. 2956; 1999, No. 22, Art. 2672; 2001, No. 33, Art. 3423; 2002, No. 12, Art. 1093; No. 45, Art. 4436; 2003, No. 9, Art. 805; 2004, No. 11, Art. 913; No. 15, Art. 1343; No. 49, Art. 4852; 2005, No. 1, Art. 18; 2006, No. 1, Art. 5, Art. 19; No. 2, Art. 172; No. 31, Art. 3437, Art. 3445, Art. 3454; No. 52, Art. 5497; 2007, No. 7, Art. 834; No. 31, Art. 4016; No. 49, Art. 6079; 2008, No. 18, Art. 1941; 2009, No. 1, Art. 23; No. 19, Art. 2279; No. 23, Art. 2770; No. 29, Art. 3642; No. 52, Art. 6428; 2010, No. 41, Art. 5193; No. 45, Art. 5757; 2011, No. 1, Art. 13, Art. 21; No. 30, Art. 4576; No. 48, Art. 6728; No. 49, Art. 7024, Art. 7040; No. 50, Art. 7357; 2012, No. 25, Art. 3267; No. 31, Art. 4334; No. 53, Art. 7607; 2013, No. 14, Art. 1655; No. 30, Art. 4043, Art. 4084; No. 45, Art. 5797; No. 51, Art. 6699; No. 52, Art. 6975; 2014, No. 19, Art. 2304; No. 30, Art. 4219; No. 52, Art. 7543; 2015, No. 14, Art. 2022; No. 27, the Art. 4001) (further - the Federal Law "About Joint-stock Companies");
the rights to require share repurchase the issuer according to article 75 of the Federal law "About Joint-stock Companies";
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The document ceased to be valid since October 1, 2021 according to Item 23.2 of the Provision of the Central bank of the Russian Federation of January 11, 2021 No. 751-P