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RESOLUTION OF BOARD OF NATIONAL BANK OF THE REPUBLIC OF KAZAKHSTAN

of February 29, 2016 No. 65

About approval of forms, terms and frequency of provision by liquidation commissions voluntarily and compulsorily liquidated insurance (reinsurance) organizations, voluntarily and the branches of the insurance (reinsurance) nonresident organizations of the Republic of Kazakhstan of reports which are compulsorily stopping activities and the additional information

(as amended on 24-02-2021)

According to the laws of the Republic of Kazakhstan of December 18, 2000 "About insurance activity" and of March 19, 2010 "About the state statistics" the Board of National Bank of the Republic of Kazakhstan DECIDES:

1. Approve the following report forms and the additional information, the insurance (reinsurance) organizations represented by liquidation commissions voluntarily and compulsorily liquidated (further - the liquidated insurance (reinsurance) organization), voluntarily and the branches of the insurance (reinsurance) nonresident organizations of the Republic of Kazakhstan which are compulsorily stopping activities (further - the branch stopping activities insurance (reinsurance) Republic of Kazakhstan of the nonresident organizations):

1) report form on off-balance accounts of the liquidated insurance (reinsurance) organization, the branch of the insurance (reinsurance) nonresident organization of the Republic of Kazakhstan stopping activities according to appendix 1 to this resolution;

2) report form about condition of assets of the liquidated insurance (reinsurance) organization, the branch of the insurance (reinsurance) nonresident organization of the Republic of Kazakhstan stopping activities according to appendix 2 to this resolution;

3) report form about condition of obligations of the liquidated insurance company, the branch of the insurance nonresident organization of the Republic of Kazakhstan stopping activities according to appendix 3 to this resolution;

4) report form about condition of obligations of the liquidated reinsurance organization, the branch of the reinsurance nonresident organization of the Republic of Kazakhstan stopping activities according to appendix 4 to this resolution;

5) report form about movement of money of the liquidated insurance (reinsurance) organization, the branch of the insurance (reinsurance) nonresident organization of the Republic of Kazakhstan for the current account stopping activities in tenge according to appendix 5 to this resolution;

6) report form about movement of money of the liquidated insurance (reinsurance) organization, the branch of the insurance (reinsurance) nonresident organization of the Republic of Kazakhstan for the current account stopping activities in foreign currency according to appendix 6 to this resolution;

7) report form about movement of money of the liquidated insurance (reinsurance) organization, the branch of the insurance (reinsurance) nonresident organization of the Republic of Kazakhstan for cash desk stopping activities in tenge according to appendix 7 to this resolution;

8) report form about collection of receivables of the liquidated insurance (reinsurance) organization, the branch of the insurance (reinsurance) nonresident organization of the Republic of Kazakhstan stopping activities according to appendix 8 to this resolution;

9) report form about condition of own property of the liquidated insurance (reinsurance) organization stopping activities of branch of the insurance (reinsurance) nonresident organization of the Republic of Kazakhstan according to appendix 9 to this resolution;

10) report form about the expenses made by liquidation commission of the liquidated insurance (reinsurance) organization, the branch of the insurance (reinsurance) nonresident organization of the Republic of Kazakhstan stopping activities according to appendix 10 to this resolution;

11) report form about the property which is handed over by liquidation commission of the liquidated insurance (reinsurance) organization, the branch of the insurance (reinsurance) nonresident organization of the Republic of Kazakhstan stopping activities in lease according to appendix 11 to this resolution;

12) report form about the number of employees of liquidation commission of the liquidated insurance (reinsurance) organization, the branch of the insurance (reinsurance) nonresident organization of the Republic of Kazakhstan stopping activities according to appendix 12 to this resolution;

13) form of the register of requirements of creditors of the liquidated insurance (reinsurance) organization stopping activities of branch of the insurance (reinsurance) nonresident organization of the Republic of Kazakhstan of the claims (statements) which are not included in the register of requirements of creditors declared after the expiration of fixed term for presentation according to appendix 13 to this resolution;

14) report form about the brought criminal cases concerning leading employees, debtors of the liquidated insurance (reinsurance) organization, the branch of the insurance (reinsurance) nonresident organization of the Republic of Kazakhstan, the chairman, members or employees of liquidation commission of the liquidated insurance (reinsurance) organization stopping activities of branch of the insurance (reinsurance) nonresident organization of the Republic of Kazakhstan according to appendix 14 to this resolution stopping activities;

15) form of the interim liquidation balance sheet of the insurance (reinsurance) organization according to appendix 15 to this resolution;

16) form of the interim liquidation balance sheet of branch of the insurance (reinsurance) nonresident organization of the Republic of Kazakhstan according to appendix 16 to this resolution;

17) form of the list of creditors of the liquidated insurance (reinsurance) organization stopping activities of branch of the insurance (reinsurance) nonresident organization of the Republic of Kazakhstan for the beginning of liquidating process according to appendix 17 to this resolution;

18) form of register of the liquidated insurance (reinsurance) organization, the branch of the insurance (reinsurance) nonresident organization of the Republic of Kazakhstan of claims (statements) stopping activities declared by creditors according to appendix 18 to this resolution;

19) form of the register of unclaimed accounts payable of the liquidated insurance (reinsurance) organization stopping activities of branch of the insurance (reinsurance) nonresident organization of the Republic of Kazakhstan according to appendix 19 to this resolution;

20) form of register of own property of the liquidated insurance (reinsurance) organization stopping activities of branch of the insurance (reinsurance) nonresident organization of the Republic of Kazakhstan according to appendix 20 to this resolution;

21) form of the register of receivables of the liquidated insurance (reinsurance) organization stopping activities of branch of the insurance (reinsurance) nonresident organization of the Republic of Kazakhstan according to appendix 21 to this resolution;

22) report form on off-balance accounts of the liquidated insurance (reinsurance) organization, the branch of the insurance (reinsurance) nonresident organization of the Republic of Kazakhstan stopping activities for form according to appendix 22 to this resolution;

23) form of the register of requirements of the creditors included in the interim liquidation balance sheet of the liquidated insurance company, the branch of the insurance nonresident organization of the Republic of Kazakhstan stopping activities according to appendix 23 to this resolution;

24) form of the register of requirements of the creditors included in the interim liquidation balance sheet of the reinsurance organization, the branch of the reinsurance nonresident organization of the Republic of Kazakhstan stopping activities according to appendix 24 to this resolution;

25) form of data on the available variations of data of the interim liquidation balance sheet of the liquidated insurance (reinsurance) organization stopping activities of branch of the insurance (reinsurance) nonresident organization of the Republic of Kazakhstan in comparison with balance for the beginning of liquidating process according to appendix 25 to this resolution;

26) form of changes and (or) amendments in the register of requirements of the creditors included in the interim liquidation balance sheet of the liquidated insurance company, the branch of the insurance nonresident organization of the Republic of Kazakhstan stopping activities according to appendix 26 to this resolution;

27) form of changes and (or) amendments in the register of requirements of the creditors included in the interim liquidation balance sheet of the liquidated reinsurance organization, the branch of the reinsurance nonresident organization of the Republic of Kazakhstan stopping activities according to appendix 27 to this resolution;

28) form of the liquidation balance sheet of the liquidated insurance (reinsurance) organization according to appendix 28 to this resolution;

29) form of the liquidating report on assets and liabilities of the branch of the insurance (reinsurance) nonresident organization of the Republic of Kazakhstan stopping activities according to appendix 29 to this resolution.

Provisions of this resolution extend to liquidation commissions voluntarily and the branches of the insurance (reinsurance) nonresident organizations of the Republic of Kazakhstan which are compulsorily stopping activities if other is not provided by this resolution.

2. (Further - liquidation commission) are understood as reports of liquidation commissions of the liquidated insurance (reinsurance) organizations stopping activities of branches of the insurance (reinsurance) nonresident organizations of the Republic of Kazakhstan:

1) the report on the done work in day (the daily report) constituted in any form;

2) the report on the done work in month (the monthly report);

3) the report on the done work for year (annual statement);

4) interim liquidation balance sheet;

5) report on liquidation;

6) liquidation balance sheet;

7) liquidating report on assets and liabilities.

3. The daily report is submitted in authorized body on regulation, control and supervision of the financial market and financial institutions (further - authorized body) within one year after receipt of permission to voluntary liquidation of the insurance (reinsurance) organization, the voluntary termination of activities of branch of the insurance (reinsurance) nonresident organization of the Republic of Kazakhstan or the introduction in legal force of the judgment about involuntary liquidation of the insurance (reinsurance) organization, or adoption by authorized body of the decision on deprivation of the license of branch of the insurance (reinsurance) nonresident organization of the Republic of Kazakhstan by means of fax or electronic communication in the following terms:

1) in case of absence at liquidation commission of divisions - no later than 11:00 hours of time of the city of Nour-Sultan of the working day following behind reporting day;

2) in the presence at liquidation commission of divisions - no later than 16:00 hours of time of the city of Nour-Sultan of the working day following behind reporting day.

The monthly report is submitted in authorized body:

in case of absence at liquidation commission of divisions - no later than 6 (sixth) following for reporting;

in the presence at liquidation commission of divisions - no later than 8 (eighth) following for reporting.

The annual statement is submitted in authorized body:

in case of absence at liquidation commission of divisions - not later 25 on the (twenty fifth) of January the year following for reporting;

in the presence at liquidation commission of divisions - not later 30 on the (thirtieth) of January the year following for reporting.

4. The daily report is presented in type of information about condition of liquidating process in the liquidated insurance (reinsurance) organization containing data about:

1) to work within the preliminary pre-judicial dispute resolution and (or) legal proceedings;

2) realization of property of the liquidated insurance (reinsurance) organization;

3) revenues to the current account and in cash desk;

4) acceptance, dismissal and transfer into other position of employees of liquidation commission;

5) settlings with creditors, and also the additional information connected with activities of liquidation commission for the main directions it activities.

5. The monthly report includes:

1) balance of the liquidated insurance (reinsurance) organization as of reporting date;

2) the reports and the additional information provided by subitems 1), 2), 3) (for the liquidated insurance company), 4) (for the liquidated reinsurance organization), 5), 6), 7), 8), 9), 10), 11), 12), 13) and 14) Item 1 of this resolution;

3) the explanatory note about condition of liquidating process in the liquidated insurance (reinsurance) organization for the accounting period (further - the explanatory note), the containing information specified in Item 7 of this resolution.

6. The annual statement includes:

1) balance of the liquidated insurance (reinsurance) organization on reporting date;

2) the reports and the additional information provided by subitems 1), 2), 3) (for the liquidated insurance company), 4) (for the liquidated reinsurance organization), 5), 6), 7), 8), 9), 10), 11), 12), 13) and 14) Item 1 of this resolution;

3) the explanatory note containing information specified in Item 7 of this resolution.

7. The explanatory note for the accounting period (monthly, annual reports) contains information about (about):

1) changes on assets and liabilities of the liquidated insurance (reinsurance) organization with indication of the change reasons;

2) to the characteristic of work within the preliminary pre-judicial dispute resolution and (or) legal proceedings;

3) to work of liquidation commission with property of the liquidated insurance (reinsurance) organization;

4) to the characteristic of work of liquidation commission with creditors and on current debt of the liquidated insurance (reinsurance) organization;

5) expenses on liquidating production;

6) the main problems and perspectives of completion of liquidating production of the liquidated insurance (reinsurance) organization.

8. The interim liquidation balance sheet provided by the subitem 15) of Item 1 of this resolution is constituted based on the following documents:

1) personal accounts to balance sheet accounts, registers of analytical and synthetic accounting of the liquidated insurance (reinsurance) organization;

2) inventory reports of accounting and legal documents, assets and liabilities of the liquidated insurance (reinsurance) organization;

3) balance of the liquidated insurance (reinsurance) organization for the beginning of liquidating process;

4) disaggregations of all balance sheet accounts for the beginning of liquidating process;

5) data on off-balance accounts for the beginning of liquidating process of the liquidated insurance (reinsurance) organization;

6) the additional information provided by subitems 16), 17), 18), 19) and 20) of Item 1 of this resolution.

9. The following reports and documents are attached to the interim liquidation balance sheet:

1) copies of inventory reports of accounting and legal documents, assets and liabilities of the liquidated insurance (reinsurance) organization in one copy;

2) the original of balance of the liquidated insurance (reinsurance) organization, the report on assets and liabilities of the branch of the insurance (reinsurance) nonresident organization of the Republic of Kazakhstan stopping activities for the beginning of liquidating process;

3) originals of disaggregations of all balance sheet accounts for the beginning of liquidating process;

4) originals of data on off-balance accounts for the beginning of liquidating process of the liquidated insurance (reinsurance) organization;

5) the additional information provided by subitems 16), 17), 18), 19) and 20) of Item 1 of this resolution in the original and in the copy in one copy;

6) the turnover balance sheet to the interim liquidation balance sheet of the liquidated insurance (reinsurance) organization from the beginning of liquidation before date of creation of the interim liquidation balance sheet inclusive;

7) reports and the additional information provided by subitems 21), 22) (for the liquidated insurance company), 23) (for the liquidated reinsurance organization) and 24) Item 1 of this resolution;

8) the explanatory note containing information about (about):

the events held by liquidation commission;

changes on assets and liabilities since the beginning of liquidation as of date of creation of the interim liquidation balance sheet with indication of the reasons of changes;

condition of receivables and payables;

own property of the liquidated insurance (reinsurance) organization;

the main problems interfering carrying out liquidating production.

Originals of documents within 5 (five) working days are subject to return to liquidation commission in case of involuntary liquidation of the insurance (reinsurance) organization, the forced termination of activities of branch of the insurance (reinsurance) nonresident organization of the Republic of Kazakhstan after approval, and in case of voluntary liquidation of the insurance (reinsurance) organization, the voluntary termination of branch of the insurance (reinsurance) nonresident organization of the Republic of Kazakhstan - after consideration of the interim liquidation balance sheet by authorized body.

10. The liquidation commission within 5 (five) working days from expiry date of creation of the interim liquidation balance sheet represents it with forms of the reporting and documents in duplicate to authorized body in case of involuntary liquidation of the insurance (reinsurance) organization for its approval, and in case of voluntary liquidation before approval of the insurance (reinsurance) organization by general shareholder meeting - for consideration.

The liquidation commission within 5 (five) working days from expiry date of creation of the interim liquidation balance sheet represents it with forms of the reporting and documents in duplicate to authorized body in case of the forced termination of activities of branch of the insurance (reinsurance) nonresident organization of the Republic of Kazakhstan for its approval, and in case of the voluntary termination of activities of branch of the insurance (reinsurance) nonresident organization of the Republic of Kazakhstan before approval by its authorized body - for consideration.

11. Changes and (or) amendments in the register of requirements of the creditors included in the interim liquidation balance sheet of the liquidated insurance (reinsurance) organization (further - changes and (or) amendments in the register of requirements of creditors) provided by subitems 25) (for the liquidated insurance company) and 26) (for the liquidated reinsurance organization) Item 1 of this resolution, are drawn up within 10 (ten) working days from the date of adoption of the decision by liquidation commission.

If changes and (or) amendments in the register of requirements of creditors involve change of the obligations of the liquidated insurance (reinsurance) organization to his creditors reflected in the approved interim liquidation balance sheet, the liquidation commission at the same time constitutes the balance sheet of the liquidated insurance (reinsurance) organization as of date of modification and (or) amendments in the register of requirements of creditors.

12. The liquidation commission represents to authorized body for approval (in case of involuntary liquidation) or considerations before approval by general shareholder meeting of the liquidated insurance (reinsurance) organization (in case of voluntary liquidation) changes and (or) amendments in the register of requirements of creditors created in duplicate and the balance sheet with appendix:

1) the explanatory note about the reasons of modification and (or) amendments in the register of requirements of creditors and copies of the documents certifying their justification;

2) disaggregations of balance sheet items of the liquidated insurance (reinsurance) organization with indication of accounts.

The authorized body within 15 (fifteen) calendar days claims (in case of involuntary liquidation) or considers (in case of voluntary liquidation) changes and (or) amendments in the register of requirements of creditors.

After approval (in case of involuntary liquidation) or considerations (in case of voluntary liquidation) changes and (or) amendments in the register of requirements of creditors one copy of this document is subject to return to liquidation commission, and the second remains in authorized body.

The copy of approved changes and (or) amendments in the register of requirements of creditors of voluntarily liquidated insurance (reinsurance) organization is submitted in authorized body for data within 2 (two) working days after date of their approval by general shareholder meeting of the liquidated insurance (reinsurance) organization.

13. The report on liquidation and the liquidation balance sheet of the insurance (reinsurance) organization is constituted after carrying out by liquidation commission in full of actions for completion of cases of the liquidated insurance (reinsurance) organization and contains information about (about):

1) date and the body which made the decision on liquidation of the insurance (reinsurance) organization;

2) appointment of temporary administration (in case of involuntary liquidation of the insurance (reinsurance) organization) and liquidation commission, change of structure of liquidation commission;

3) accomplishment of priority actions, creation and approval of the interim liquidation balance sheet;

4) forming, approval and functioning of creditor committee of the liquidated insurance (reinsurance) organization;

5) condition of assets of the liquidated insurance (reinsurance) organization for the beginning of process of liquidation;

6) the held events for collection of receivables from debtors of the liquidated insurance (reinsurance) organization;

7) the held events for realization of property of the liquidated insurance (reinsurance) organization;

8) movement of money according to the current account and cash desk, lack of money on the current account of the liquidated insurance (reinsurance) organization;

9) obligations of the liquidated insurance (reinsurance) organization as of start date of process of liquidation;

10) accomplishment of obligations to creditors of the liquidated insurance (reinsurance) organization.

Copies of the documents confirming holding by liquidation commission actions for completion of cases of the liquidated insurance (reinsurance) organization in one copy are attached to the report on liquidation of the insurance (reinsurance) organization.

14. The report on liquidation and the liquidation balance sheet of the liquidated insurance (reinsurance) organization, the report on liquidation and the liquidating report on assets and liabilities of the branch of the insurance (reinsurance) nonresident organization of the Republic of Kazakhstan stopping activities provided by subitems 28) and 29) of Item 1 of this resolution are represented in one copy to authorized body for:

approvals (in case of involuntary liquidation) or considerations before approval by general shareholder meeting of the liquidated insurance (reinsurance) organization (in case of voluntary liquidation);

approvals (in case of the forced termination of activities) or considerations before approval by authorized body of the branch of the insurance (reinsurance) nonresident organization of the Republic of Kazakhstan stopping activities (in case of the voluntary termination of activities).

The authorized body approves (in case of involuntary liquidation), considers (in case of voluntary liquidation, the voluntary termination of activities) and approves (in case of the forced termination of activities) the report on liquidation and the liquidation balance sheet of the liquidated insurance (reinsurance) organization, the report on liquidation and the liquidating report on assets and liabilities of the branch of the insurance (reinsurance) nonresident organization of the Republic of Kazakhstan stopping activities within 30 (thirty) calendar days from the date of their receipt.

The report on liquidation and the liquidation balance sheet of the liquidated insurance (reinsurance) organization, the report on liquidation and the liquidating report on assets and liabilities of the branch of the insurance (reinsurance) nonresident organization of the Republic of Kazakhstan stopping activities after approval (in case of involuntary liquidation), considerations (in case of voluntary liquidation, the voluntary termination of activities) and approvals (in case of the forced termination of activities) return to liquidation commission, in authorized body there is their copy.

15. Liquidation commission:

1) compulsorily liquidated insurance (reinsurance) organization within 5 (five) working days after approval of authorized body submits the report on liquidation and the liquidation balance sheet of the insurance (reinsurance) organization in court for approval;

2) voluntarily liquidated insurance (reinsurance) organization within 10 (ten) working days after consideration by authorized body is submitted by the report on liquidation and the liquidation balance sheet of the liquidated insurance (reinsurance) organization for approval of general shareholder meeting.

The liquidation commission of compulsorily liquidated insurance (reinsurance) organization after submission of the report on liquidation into court monthly brings into authorized body information on the course of its consideration in court.

The liquidation commission represents to the copy approved the report on liquidation and the liquidation balance sheet of the liquidated insurance (reinsurance) organization to authorized body in the terms established by the Law of the Republic of Kazakhstan of December 18, 2000 "About insurance activity".

15-1. The liquidation commission of the branch of the insurance (reinsurance) nonresident organization of the Republic of Kazakhstan which is voluntarily stopping activities within 10 (ten) working days after consideration by authorized body submits the report on liquidation and the liquidating report on assets and liabilities of the branch of the insurance (reinsurance) nonresident organization of the Republic of Kazakhstan stopping activities for approval of authorized body of the insurance (reinsurance) nonresident organization of the Republic of Kazakhstan.

The liquidation commission of the branch of the insurance (reinsurance) nonresident organization which is voluntarily stopping activities represents the copy of the approved report on liquidation, and also the liquidating report on assets obligations of the branch of the insurance (reinsurance) nonresident organization of the Republic of Kazakhstan stopping activities to authorized body in the terms established by the Law of the Republic of Kazakhstan of December 18, 2000 "About insurance activity.

16. Declare invalid the resolution of Board of National Bank of December 24, 2012 No. 376 "About approval of forms, terms and frequency of submission by liquidation commissions of reports and the additional information of the liquidated insurance (reinsurance) organizations in the Republic of Kazakhstan and the Instruction for their filling" (registered in the Register of state registration of regulatory legal acts at No. 8321, published on June 19, 2013 in the Kazakhstanskaya Pravda newspaper No. 207-208 (27481-27482)).

17. To department of methodology of the financial market (Abdrakhmanov N. A.) in the procedure established by the legislation of the Republic of Kazakhstan to provide:

1) together with Legal department (Sarsenov N. V.) state registration of this resolution in the Ministry of Justice of the Republic of Kazakhstan;

2) the direction of this resolution in the republican state company on the right of economic maintaining "The republican center of legal information of the Ministry of Justice of the Republic of Kazakhstan":

on official publication in information system of law of Ad_let within ten calendar days after its state registration in the Ministry of Justice of the Republic of Kazakhstan;

for inclusion in the State register of regulatory legal acts of the Republic of Kazakhstan, Reference control bank of regulatory legal acts of the Republic of Kazakhstan within five working days from the date of its obtaining by National Bank of the Republic of Kazakhstan after state registration in the Ministry of Justice of the Republic of Kazakhstan;

3) placement of this resolution on official Internet resource of National Bank of the Republic of Kazakhstan after its official publication.

18. To management on consumer protection of financial services and external communications (Terentyev A. L.) provide the direction of this resolution on official publication in periodic printing editions within ten calendar days after its state registration in the Ministry of Justice of the Republic of Kazakhstan.

19. To impose control of execution of this resolution on the vice-chairman of National Bank Smolyakov O. A.

20. This resolution becomes effective after ten calendar days after day of its first official publication.

Chairman of National Bank

D. Akishev

It is approved

Committee according to the statistics Ministries of national economy of the Republic of Kazakhstan

March 29, 2016

 

Acting Chairman ______________________ B. Imanaliyev

Appendix 1

to the Resolution of Board of National Bank of the Republic of Kazakhstan of February 29, 2016 No. 65

The form intended for collection of administrative data

     It is represented: in authorized body on regulation, control and supervision of the financial market and financial institutions

     The form of administrative data is placed on Internet resource: www.gov.kz/memleket/entities/ardfm

The report on off-balance accounts of the liquidated insurance (reinsurance) organization, the branch of the insurance (reinsurance) nonresident organization of the Republic of Kazakhstan stopping activities

Index of form of administrative data: F1-LKSO

Frequency: monthly, annual

Accounting period: for _________________ 20 __ years

Group of people of representing: liquidation commissions voluntarily and compulsorily liquidated insurance (reinsurance) organizations, voluntarily and the branches of the insurance (reinsurance) nonresident organizations of the Republic of Kazakhstan which are compulsorily stopping activities

Representation term:

monthly report:

in case of absence at liquidation commission of divisions – no later than 6 (sixth) following for reporting;

in the presence at liquidation commission of divisions – not late 8 (eighth), following for reporting;

annual statement:

in case of absence at liquidation commission of divisions – not later 25 on the (twenty fifth) of January the year following for reporting;

in the presence at liquidation commission of divisions – not later 30 on the (thirtieth) of January the year following for reporting.

 

Form

     _______________________________________________________________________________________
(the name of the liquidated insurance (reinsurance) organization, stopping
activities of branch of the insurance (reinsurance) nonresident organization of the Republic of Kazakhstan)

 

(in thousands of tenges)

Account number

Account name

Amount

Changes (column 4 - the column 3)


On the previous reporting date

On reporting date


1

2

3

4

5




Conditional and possible requirements








8120

Possible requirements for the accepted guarantees








8130

Conditional extraordinary fees according to the legislation of the Republic of Kazakhstan on guaranteeing insurance payments








8210

Conditional requirements for the granted loans








8220

Conditional requirements for receipt of loans in the future








8300 01

Conditional requirements for purchase of financial assets








8300 02

Conditional requirements for purchase of financial futures








8300 03

Conditional requirements for sale of financial futures








8300 04

The fixed interest rate swap








8300 05

Floating interest rate swap








8300 06

The acquired transactions the option - "call"








8300 07

The acquired transactions the option - "put"








8300 08

The sold transactions the option - "put" - the contra account








8300 09

The sold transactions the option - "call" - the contra account










Contingent and possible obligations








8420

Possible reduction of requirements for the accepted guarantees








8430

Contingent obligations by the legislation of the Republic of Kazakhstan on guaranteeing insurance payments








8600 01

Contingent obligations selling financial assets








8600 02

Contingent obligations on purchase of financial futures








8600 03

Contingent obligations selling financial futures








8600 04

Floating interest rate swap








8600 05

The fixed interest rate swap








8600 06

The acquired transactions the option - "call" - the contra account








8600 07

The acquired transactions the option - "put" - the contra account








8600 08

The sold transactions the option - "put"








8600 09

The sold transactions the option - "call"








8600 12

Contingent obligations on other derivative financial instruments










Accounts of the memorandum








8710

The machines, the equipment, transport and other means leased








8750

The property transferred to providing (pledge) obligations








8810

The machines, the equipment, transport and other means accepted in lease








8930

Different values and documents








8940

The different values and documents sent and issued in the subreport








8900

Accounts of the memorandum - other








     Name ______________________ Address ___________________________
____________________________________________________________ phone
E-mail address _____________________________________________
Исполнитель________________________________________ ________________
surname, name and middle name (in case of its availability) the signature, phone
The chief accountant or person authorized by it on signing of the report
___________________________________________________ ________________
surname, name and middle name (in case of its availability) the signature, phone
Chairman of liquidation commission or person, authorized
on signing of the report
___________________________________________________ _________________
surname, name and middle name (in case of its availability) the signature, phone
Date "____" ______________ 20 __ years

Appendix

to report form on off-balance accounts of the liquidated insurance (reinsurance) organization, the branch of the insurance (reinsurance) nonresident organization of the Republic of Kazakhstan stopping activities

The explanation on filling of form of administrative data

The report on off-balance accounts of the liquidated insurance (reinsurance) organization, the branch of the insurance (reinsurance) nonresident organization of the Republic of Kazakhstan stopping activities (index – F1-LKSO, frequency – monthly, annual)

Chapter 1. General provisions

1. This explanation determines single requirements for filling of the "Report on Off-balance Accounts of the Liquidated Insurance (Reinsurance) Organization, the Branch of the Insurance (Reinsurance) Nonresident Organization of the Republic of Kazakhstan Stopping Activities" form (further – the Form).

2. The form is developed according to the subitem 2) of Item 1 of article 73 of the Law of the Republic of Kazakhstan of December 18, 2000 "About insurance activity".

Collection, processing and personal data protection when filling the Form are performed according to the Law of the Republic of Kazakhstan of May 21, 2013 "About personal data and their protection".

3. The form is filled monthly for January, February, March, April, May, June, July, August, September, October, November. Reporting date of the monthly report is first 1 (number) of month, following for reporting. The previous reporting date for the monthly report is the reporting date of the previous report.

Reporting date of the annual statement is on the (first) of January 1 the year following for reporting. The previous reporting date for the annual statement is the reporting date of the previous annual statement.

4. Data in shape are specified in thousands of tenges. The amount less than 500 (five hundred) tenges is rounded to 0 (zero), and the amount equal of 500 (five hundred) tenges and above, is rounded to 1000 (thousand) tenges.

5. The form is signed by the chairman of liquidation commission, the chief accountant or persons authorized by them on signing of the report and the contractor.

Chapter 2. The explanation on filling of the Form

6. In case of creation of the annual statement the report on this form is constituted for December, without leading of total in year.

7. In columns 1 and 2 numbers and account names provided by the resolution of Board of National Bank of the Republic of Kazakhstan of December 22, 2017 No. 251 "About approval of the Standard chart of accounts of financial accounting for the insurance (reinsurance) organizations, the Islamic insurance (reinsurance) organizations, societies of mutual insurance and branches of the insurance (reinsurance) organizations - nonresidents of the Republic of Kazakhstan, the Instruction for conducting financial accounting by the insurance (reinsurance) organizations, the Islamic insurance (reinsurance) organizations, societies of mutual insurance and branches of the insurance (reinsurance) organizations - nonresidents of the Republic of Kazakhstan and modification and amendments in some regulatory legal acts of the Republic of Kazakhstan concerning conducting financial accounting are specified", registered in the Register of state registration of regulatory legal acts at No. 16390 (further – the Standard chart of accounts).

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In this section, we’ve tried to describe in detail the features and capabilities of the system, as well as the most effective techniques for working with the database.

You also may open the section Frequently asked questions. This section provides answers to questions set by users.

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