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ORDER OF THE MINISTER OF INVESTMENTS AND DEVELOPMENT OF THE REPUBLIC OF KAZAKHSTAN

of March 31, 2015 No. 400

About approval of Rules of carrying out energy audit

(as amended on 14-07-2017)

According to subitem 6-10) of article 5 of the Law of the Republic of Kazakhstan of January 13, 2012 "About energy saving and increase in energy efficiency" PRIKAZYVAYU:

1. Approve the enclosed Rules of carrying out energy audit.

2. To committee of industrial development and industrial safety of the Ministry for Investments and Development of the Republic of Kazakhstan (Erzhanov A. K.) provide:

1) in the procedure established by the legislation state registration of this order in the Ministry of Justice of the Republic of Kazakhstan;

2) within ten calendar days after state registration of this order in the Ministry of Justice of the Republic of Kazakhstan, the direction it the copy on official publication in periodic printing editions and information system of law of Ad_let;

3) placement of this order on Internet resource of the Ministry for Investments and Development of the Republic of Kazakhstan and on the intranet portal of state bodies;

4) within ten working days after state registration of this order in the Ministry of Justice of the Republic of Kazakhstan submission to Legal department of the Ministry for Investments and Development of the Republic of Kazakhstan of data on execution of the actions provided by subitems 1), 2) and 3) of Item 2 of this order.

3. To impose control of execution of this order on the supervising vice-minister of investments and development of the Republic of Kazakhstan.

4. This order becomes effective after ten calendar days after day of its first official publication.

Minister of investments and development of the Republic of Kazakhstan

A. Isekeshev

It is approved

Minister of national economy of the Republic of Kazakhstan

June 13, 2015

 

________________ E.Dosayev

Approved by the Order of the Minister of investments and development of the Republic of Kazakhstan of March 31, 2015 No. 400

Rules of carrying out energy audit

1. These rules of carrying out energy audit (further - Rules) are developed according to subitem 6-10) of article 5 of the Law of the Republic of Kazakhstan of January 13, 2012 "About energy saving and increase in energy efficiency" (further - the Law) and determine procedure for carrying out energy audit.

2. In these rules management in the field of energy saving and increase in energy efficiency (power management) is understood as the complex of the administrative actions aimed at providing rational consumption of energy resources and increase in energy efficiency of object of management, including development and realization of policy of energy saving and the increase in energy efficiency, actions plans, procedures and techniques of monitoring, assessment of energy consumption and other actions directed to increase in energy efficiency.

3. The energy audit is performed at the expense of means of the addressed person (customer) based on the agreement signed according to the Civil code of the Republic of Kazakhstan of December 27, 1994 and the Law. To the conclusion of the agreement the addressed person (customer) issues the specification on carrying out energy audit. The addressed person (customer) accepts works on energy audit as the relevant act.

4.  No. 1132 is excluded according to the Order of the Minister of investments and development of the Republic of Kazakhstan of 30.11.2015

5. Aggregate term of carrying out energy audit constitutes at least two months, but no more than twelve months from the date of the conclusion of the agreement.

6. The energy audit is carried out taking into account seasonal characteristics of the surveyed object (objects). At the same time the measuring (test) stage, stipulated in Item 7 these rules, is carried out both in winter, and in summer the periods concerning the industrial enterprises having buildings, structures and constructions.

7. The energy audit is carried out on the following stages:

1) preparatory;

2) measuring (test);

3) analytical;

4) final.

8. On preparatory stage the power auditing organization constitutes the program of carrying out energy audit (further - the Program) with indication of terms of performance of works and responsible persons. The corresponding regulations of instrument measurements, the list of the information and measuring complexes and technical means necessary for implementation of activities in the field of energy saving and the increase in energy efficiency approved by the order of the Minister of investments and development of the Republic of Kazakhstan of May 31, 2016 No. 455 (registered in the Register of state registration of regulatory legal acts for No. 13902), the documents confirming availability of their checking are attached to the Program. The power auditing organization creates the list of necessary information and documents (basic data) which are provided (in case of their availability) by the addressed person (customer) within accomplishment of this stage, including:

1) the actions plan on energy saving and increase in energy efficiency developed following the results of the previous energy audit and results of its execution (in case of carrying out repeated energy audit);

2) amounts of production, production, consumption, transfer of energy resources and water in five consecutive years preceding energy audit;

3) structure of the main buildings, structures, constructions and their characteristic (purpose of object and its constituting (extensions), engineering systems, energy efficiency class, date of construction, number of storeys of the building, material of walls and roofs, the area of glazing and type of glazing, cubic capacity, total area);

4) data on sources of power supply and parameters of energy carriers;

5) the actual energy consumption per unit of products and (or) expense of energy resources on heating per unit area or the heated amount of buildings, structures, constructions;

6) data on energy and processing equipment;

7) class of energy efficiency of the electric energy-requiring device;

8) data on metering devices and control;

9) data on utility power systems, heat supplies, ventilation, cold supply, water supply, airsupply, sewerage, gas supply;

10) increase or reduction of numerical list of employees of the addressed person (customer);

11) the copy of the previous conclusion on energy audit;

12) data on the organization of system operation of power management.

Terms of provision of data and documents shall be reflected in the Program. Data shall be identical to information entered in the State energy register according to Rules of forming and maintaining the State energy register, approved by the order of the Minister of investments and development of the Republic of Kazakhstan of March 31, 2015 No. 387 (registered in the Register of state registration of regulatory legal acts for No. 11728). Is result of preparatory stage approved with the addressed person (customer) and the Program approved by power auditing organization, and also the list of data and documents which is drawn up in the corresponding delivery-acceptance certificate.

9. The measuring stage of energy audit includes use of attorneys according to the Law of the Republic of Kazakhstan of June 7, 2000 "About ensuring unity of measurements" information and measuring complexes and technical means. At measuring stage the power auditing organization holds the following events:

1) instrument measurements of parameters of operation of the equipment according to adopted agenda;

2) tool inspection of the building, structure, construction and its engineering systems with use of devices of measurement according to adopted agenda;

3) removal of data from regular devices of the company (attorneys).

10. At analytical stage the power auditing organization holds the following events:

1) the analysis received at measuring stage of information and results of measurements (testing);

2) the analysis of the basic data obtained on preparatory stage;

3) calculation of the actual indicators of energy efficiency of buildings, separate types of the equipment and engineering procedures;

4) comparison of the actual indicators to the normative (normalized) values (in case of their availability);

5) identification and the analysis of the reasons of discrepancy of the actual indicators of energy efficiency and the normative (normalized) values (in case of their availability);

6) calculation of values of energy saving potential for each separate indicator, for buildings and types of energy resources;

7) the analysis of the best world practices applicable to activities of the addressed person (customer).

11. At the final stage the power auditing organization generalizes analysis results of use of energy resources by engineering procedures, the building, structure, construction, on groups of the equipment and types of energy carriers.

12. By results of energy audit the conclusion on energy saving and increase in energy efficiency is constituted (further - the conclusion of energy audit).

The conclusion of energy audit is drawn up according to these rules, issued on the letterhead of the legal entity performing energy audit affirms his head, is certified by seal of power auditing organization, and also signatures of the certified power accountants.

In case of availability of objections from the addressed person (customer) to the Conclusion of energy audit, the power auditing organization submits the developed explanation in writing.

13. The conclusion of energy audit consists of three main parts:

1) the prolog in which it is specified data of the addressed person (customer), power auditing organization, number of the signed agreement and object of energy audit (the characteristic of productive activity and the description of engineering procedure);

2) the main part in which the analysis on consumption of energy resources, by determination of specific expenses of energy resources per unit of products with calculation, on utility power systems, heat supplies, airsupplies, water supply, on buildings, structures and constructions is provided;

3) final part which includes recommendations and conclusions. In recommendations actions for energy saving and increase in energy efficiency of object taking into account decrease in consumption of energy resources per unit of products and (or) decrease in energy resources on heating per unit area of buildings, structures, constructions, the international practice applicable to activities of the addressed person (customer), and with indication of terms of their accomplishment, and also technical and economic calculation and reasons for the offered actions, are given in conclusions - overall assessment of activities of the addressed person (customer) in the field of energy saving and increase in energy efficiency according to appendix 4 to these rules, possible energy saving potential of object in natural and percentage expression. At the same time the offered actions shall be divided on recommended (potentially possible) and economically reasonable (which present value for the fifth year of the project is positive, and the internal profitability rate exceeds the used discount rate on two and more than a percent).

13-1. The reporting information completed by power auditing organization is attached to the conclusion of energy audit:

for industrial enterprises in form, according to appendix 1 to these rules;

for buildings, structures, constructions in form, according to appendix 2 to these rules;

for the industrial enterprises having buildings, structures and constructions in form according to appendix 3 to these rules.

13-2. In case of development of economically reasonable actions generalization, approximate assessment or use of conditional percent of economy is not allowed. Technical reasons for actions for energy saving shall be executed in physical units of measurement, based on actual data with the minimum use of value judgment of experts.

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