INSTRUCTION OF CENTRAL BANK OF THE RUSSIAN FEDERATION

of December 8, 2015 No. 172-I

About order of registration of regulations of specialized depositary on control of activities for investment of means of pension accruals and the changes made to it

This Instruction according to article 11 of the Federal Law of July 24, 2002 No. 111-FZ "About investment of means for financing of funded pension in the Russian Federation" (The Russian Federation Code, 2002, No. 30, Art. 3028; 2003, No. 1, Art. 13; No. 46, Art. 4431; 2004, No. 31, Art. 3217; 2005, No. 1, Art. 9; No. 19, Art. 1755; 2006, No. 6, Art. 636; 2008, No. 18, Art. 1942; No. 30, Art. 3616; 2009, No. 29, Art. 3619; No. 52, Art. 6454; 2010, No. 31, Art. 4196; 2011, No. 29, Art. 4291; No. 48, Art. 6728; No. 49, Art. 7036, Art. 7037, Art. 7040; 2012, No. 50, Art. 6965, Art. 6966; 2013, No. 30, Art. 4044, Art. 4084; No. 49, Art. 6352; No. 52, Art. 6961, Art. 6975; 2014, No. 30, Art. 4219; No. 49, Art. 6912, Art. 6919; 2015, No. 27, the Art. 4001), article 36.18 of the Federal Law of May 7, 1998 No. 75-FZ "About non-state pension funds" (The Russian Federation Code, 1998, No. 19, Art. 2071; 2001, No. 7, Art. 623; 2002, No. 12, Art. 1093; 2003, No. 2, Art. 166; 2004, No. 49, Art. 4854; 2005, No. 19, Art. 1755; 2006, No. 43, Art. 4412; 2007, No. 50, Art. 6247; 2008, No. 18, Art. 1942; No. 30, Art. 3616; 2009, No. 29, Art. 3619; No. 48, Art. 5731; No. 52, Art. 6450, Art. 6454; 2010, No. 17, Art. 1988; No. 31, Art. 4196; 2011, No. 29, Art. 4291; No. 48, Art. 6728; No. 49, Art. 7036, Art. 7037, Art. 7040, Art. 7061; 2012, No. 31, Art. 4322; No. 47, Art. 6391; No. 50, Art. 6965, Art. 6966; 2013, No. 19, Art. 2326; No. 30, Art. 4044, Art. 4084; No. 49, Art. 6352; No. 52, Art. 6975; 2014, No. 11, Art. 1098; No. 30, Art. 4219; 2015, No. 27, the Art. 3958, the Art. 4001), the Federal Law of July 10, 2002 No. 86-FZ "About the Central bank the Russian Federation (Bank of Russia)" (The Russian Federation Code, 2002, No. 28, Art. 2790; 2003, No. 2, Art. 157; No. 52, Art. 5032; 2004, No. 27, Art. 2711; No. 31, Art. 3233; 2005, No. 25, Art. 2426; No. 30, Art. 3101; 2006, No. 19, Art. 2061; No. 25, Art. 2648; 2007, No. 1, Art. 9, Art. 10; No. 10, Art. 1151; No. 18, Art. 2117; 2008, No. 42, Art. 4696, Art. 4699; No. 44, Art. 4982; No. 52, Art. 6229, Art. 6231; 2009, No. 1, Art. 25; No. 29, Art. 3629; No. 48, Art. 5731; 2010, No. 45, Art. 5756; 2011, No. 7, Art. 907; No. 27, Art. 3873; No. 43, Art. 5973; No. 48, Art. 6728; 2012, No. 50, Art. 6954; No. 53, Art. 7591, Art. 7607; 2013, No. 11, Art. 1076; No. 14, Art. 1649; No. 19, Art. 2329; No. 27, Art. 3438, Art. 3476, Art. 3477; No. 30, Art. 4084; No. 49, Art. 6336; No. 51, Art. 6695, Art. 6699; No. 52, Art. 6975; 2014, No. 19, Art. 2311, Art. 2317; No. 27, Art. 3634; No. 30, Art. 4219; No. 45, Art. 6154; No. 52, Art. 7543; 2015, No. 1, Art. 4, Art. 37; No. 27, Art. 3958, Art. 4001; No. 29, Art. 4348; No. 41, of the Art. 5639) establishes order of registration the Bank of Russia of regulations of specialized depositary on control of activities for investment of means of pension accruals (further - regulations of specialized depositary) and all changes made to it.

1. For registration of regulations of specialized depositary or changes the documents provided by this Instruction, on paper or in the form of the electronic documents signed by the strengthened qualified digital signature according to requirements of the Federal Law of April 6, 2011 No. 63-FZ "About the digital signature" are submitted to regulations of specialized depositary in the Bank of Russia (Department of the admission and termination of activities of the financial organizations (further - authorized structural division) (The Russian Federation Code, 2011, No. 15, Art. 2036; No. 27, Art. 3880; 2012, No. 29, Art. 3988; 2013, No. 14, Art. 1668; No. 27, Art. 3463, Art. 3477; 2014, No. 11, Art. 1098; No. 26, Art. 3390).

2. For registration of regulations of specialized depositary the following documents are submitted to authorized structural division:

statement for registration of regulations of specialized depositary (appendix 1 to this Instruction);

regulations of specialized depositary;

the copy of the document on approval of regulations of specialized depositary certified by specialized depositary;

the document confirming payment of the state fee collected in accordance with the legislation of the Russian Federation about taxes and fees for registration of regulations of specialized depositary.

If documents for registration of regulations of specialized depositary are submitted on paper, then the regulations of specialized depositary are submitted in duplicate, and in the electronic version on the removable electronic medium the text of regulations of specialized depositary is submitted.

3. For registration of changes the following documents are submitted to regulations of specialized depositary in authorized structural division:

the statement for registration of changes in regulations of specialized depositary (appendix 2 to this Instruction);

the list of the changes made to the current version of regulations of specialized depositary (further - the list of changes);

the changes in regulations of specialized depositary approved by authorized body of specialized depositary in the form of new edition of regulations of specialized depositary (further - changes in regulations of specialized depositary). Changes in regulations of specialized depositary shall contain all changes specified in the provided list of changes;

the copy of the document on approval of changes certified by specialized depositary in regulations of specialized depositary;

the document confirming payment of the state fee collected in accordance with the legislation of the Russian Federation about taxes and fees for registration of changes in regulations of specialized depositary.

If documents for registration of changes are submitted to regulations of specialized depositary on paper, then changes shall be represented to regulations of specialized depositary in duplicate, and in the electronic version on the removable electronic medium are represented the text of changes to regulations of specialized depositary and the list of changes.

4. The documents submitted to authorized structural division for registration of regulations of specialized depositary (changes in regulations of specialized depositary) (further - documents), shall be constituted in Russian.

5. In the documents containing more than one leaf, sheets shall be numbered.

The documents on papers containing more than one leaf shall be stitched and sealed on the back the last leaf of specialized depositary (in case of its availability) and the zaveritelny text signed by the originator with indication of (figures and copy-book) the number of sheets, job titles of the originator, its surname, name, middle name (the last - in the presence) and dates of assurance.

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