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The document ceased to be valid since  April 17, 2018 according to Item 3.2 of the Instruction of the Central bank of the Russian Federation of November 23, 2017 No. 4617-U

It is registered

Ministry of Justice

Russian Federation

On December 4, 2015 No. 39961

INSTRUCTION OF CENTRAL BANK OF THE RUSSIAN FEDERATION

of September 10, 2015 No. 3790-U

About the list of the documents confirming fulfillment of requirements to the authorized capital of the insurer, and the list of the documents confirming sources of origin of the money deposited by founders of the license applicant on implementation of insurance and (or) on reinsurance implementation - physical persons in the authorized capital

This Instruction based on Item 3.1 of Article 25 and the subitem 10 of Item 3 of article 32 of the Law of the Russian Federation of November 27, 1992 No. 4015-1 "About the organization of insurance case in the Russian Federation" (Sheets of the Congress of People's Deputies of the Russian Federation and the Supreme Council of the Russian Federation, 1993, No. 2, Art. 56; Russian Federation Code, 1998, No. 1, Art. 4; 1999, No. 47, Art. 5622; 2002, No. 12, Art. 1093; No. 18, Art. 1721; 2003, No. 50, Art. 4855, Art. 4858; 2004, No. 30, Art. 3085; 2005, No. 10, Art. 760; No. 30, Art. 3101, Art. 3115; 2007, No. 22, Art. 2563; No. 46, Art. 5552; No. 49, Art. 6048; 2009, No. 44, Art. 5172; 2010, No. 17, Art. 1988; No. 31, Art. 4195; No. 49, Art. 6409; 2011, No. 30, Art. 4584; No. 49, Art. 7040; 2012, No. 53, Art. 7592; 2013, No. 26, Art. 3207; No. 30, Art. 4067; No. 52, Art. 6975; 2014, No. 23, Art. 2934; No. 30, Art. 4224; No. 45, Art. 6154; 2015, No. 10, Art. 1409; No. 27, the Art. 4001), the Federal Law of July 10, 2002 No. 86-FZ "About the Central bank the Russian Federation (Bank of Russia)" (The Russian Federation Code, 2002, No. 28, Art. 2790; 2003, No. 2, Art. 157; No. 52, Art. 5032; 2004, No. 27, Art. 2711; No. 31, Art. 3233; 2005, No. 25, Art. 2426; No. 30, Art. 3101; 2006, No. 19, Art. 2061; No. 25, Art. 2648; 2007, No. 1, Art. 9, Art. 10; No. 10, Art. 1151; No. 18, Art. 2117; 2008, No. 42, Art. 4696, Art. 4699; No. 44, Art. 4982; No. 52, Art. 6229, Art. 6231; 2009, No. 1, Art. 25; No. 29, Art. 3629; No. 48, Art. 5731; 2010, No. 45, Art. 5756; 2011, No. 7, Art. 907; No. 27, Art. 3873; No. 43, Art. 5973; No. 48, Art. 6728; 2012, No. 50, Art. 6954; No. 53, Art. 7591, Art. 7607; 2013, No. 11, Art. 1076; No. 14, Art. 1649; No. 19, Art. 2329; No. 27, Art. 3438, Art. 3476, Art. 3477; No. 30, Art. 4084; No. 49, Art. 6336; No. 51, Art. 6695, Art. 6699; No. 52, Art. 6975; 2014, No. 19, Art. 2311, Art. 2317; No. 27, Art. 3634; No. 30, Art. 4219; No. 45, Art. 6154; No. 52, Art. 7543; 2015, No. 1, Art. 4, Art. 37; No. 27, Art. 3958, Art. 4001; No. 29, of the Art. 4348) establishes the list of the documents confirming fulfillment of requirements to the authorized capital of the insurer, and the list of documents, confirming sources of origin of the money deposited by founders of the license applicant on implementation of insurance and (or) on reinsurance implementation - physical persons (further - physical persons) in the authorized capital.

Chapter 1. The list of the documents confirming fulfillment of requirements to the authorized capital of the insurer

1.1. For the purpose of confirmation of fulfillment of requirements to the authorized capital of the insurer, including in case of submission of documents for receipt of the license for implementation of insurance and (or) on reinsurance implementation, in the Bank of Russia the complete list of founders (shareholders, participants) containing data on payment of 100 percent of the authorized capital of the insurer is submitted.

1.2. Founders (shareholders, participants) in case of authorized capital payment of the insurer money, including in case of submission of documents for receipt of the license for implementation of insurance and (or) on reinsurance implementation, submit the following documents to the Bank of Russia:

1.2.1. The copies of the payment orders and (or) other settlement documents confirming money transfer of the founder (the shareholder, the participant) of the insurer on the settlement account of the insurer in authorized capital payment of the insurer, certified by the signature of the head of credit institution (the head of the structural unit of credit institution) or persons authorized by them (with appendix of the documents confirming powers) and seal (in the presence) credit institution (structural division of credit institution).

1.2.2. The copies of the statements issued by credit institution, certified by the signature of the head of credit institution (the head of the structural unit of credit institution) or persons authorized by them (with appendix of the documents confirming powers) and seal (in the presence) credit institution (structural division of credit institution), on transactions on settlement accounts, confirming transfer of money on the settlement account of the insurer in payment for the authorized capital of the insurer.

1.3. Founders (shareholders, participants) of the insurer in case of authorized capital payment of the insurer non-cash means, including in case of submission of documents for receipt of the license for implementation of insurance and (or) on reinsurance implementation, submit the following documents to the Bank of Russia:

1.3.1. Copies of the documents confirming the property right of the founder (the shareholder, the participant) of the insurer to the property brought as contribution to the authorized capital of the insurer, persons assured by the signature performing functions of sole executive body of the founder (the shareholder, the participant) of the insurer, and seal (in the presence) the founder (the shareholder, the participant) of the insurer or the signature of the physical person which is the founder (the shareholder, the participant) of the insurer.

1.3.2. Statements from registers of owners of securities or from custody accounts in depositaries, persons assured by registrar (depositary) or assured by the signature, performing functions of sole executive body of the founder (the shareholder, the participant) of the insurer, and seal (in the presence) the founder (the shareholder, the participant) of the insurer or the signature of the physical person which is the founder (the shareholder, the participant) of the insurer, the copies of certificates confirming the property right of the founder (the shareholder, the participant) of the insurer to issued securities which pay the authorized capital of the insurer, the containing data on availability or on lack of encumbrance by their pledge.

1.3.3. The copies of payment orders, reports of the broker and (or) other settlement documents confirming money transfer of the founder (the shareholder, the participant) of the insurer in payment of the transferred securities and also copies of statements from accounts from which payment of securities, for the period at least than three months preceding day of authorized capital payment is performed. This requirement does not extend to cases if founder (the shareholder, the participant) the insurer is the credit institution.

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