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The document ceased to be valid since May 21, 2017 according to Item 11 of the Instruction of the Central bank of the Russian Federation of December 28, 2016 No. 4256-U

It is registered

Ministry of Justice

Russian Federation

On August 25, 2015 No. 38681

INSTRUCTION OF CENTRAL BANK OF THE RUSSIAN FEDERATION

of August 7, 2015 No. 3754-U

About provision by organizers of trade and the clearing organizations in Federal Service for Financial Monitoring of information provided by the Federal Law "About Counteraction of Legalization (Washing) of Income Gained in the Criminal Way and to Terrorism Financing"

Based on article 7.1-1 of the Federal Law of August 7, 2001 No. 115-FZ "About counteraction of legalization (washing) of income gained in the criminal way and to terrorism financing" (The Russian Federation Code, 2001, No. 33, Art. 3418; 2002, No. 30, Art. 3029; No. 44, Art. 4296; 2004, No. 31, Art. 3224; 2005, No. 47, Art. 4828; 2006, No. 31, Art. 3446, Art. 3452; 2007, No. 16, Art. 1831; No. 31, Art. 3993, Art. 4011; No. 49, Art. 6036; 2009, No. 23, Art. 2776; No. 29, Art. 3600; 2010, No. 28, Art. 3553; No. 30, Art. 4007; No. 31, Art. 4166; 2011, No. 27, Art. 3873; No. 46, Art. 6406; 2012, No. 30, Art. 4172; No. 50, Art. 6954; 2013, No. 19, Art. 2329; No. 26, Art. 3207; No. 44, Art. 5641; No. 52, Art. 6968; 2014, No. 19, Art. 2311, Art. 2315, Art. 2335; No. 23, Art. 2934; No. 30, Art. 4214, Art. 4219; 2015, No. 1, Art. 14, Art. 37, Art. 58; No. 24, Art. 3367; No. 27, the Art. 3950, the Art. 4001), the Federal Law of July 10, 2002 No. 86-FZ "About the Central bank the Russian Federation (Bank of Russia)" (The Russian Federation Code, 2002, No. 28, Art. 2790; 2003, No. 2, Art. 157; No. 52, Art. 5032; 2004, No. 27, Art. 2711; No. 31, Art. 3233; 2005, No. 25, Art. 2426; No. 30, Art. 3101; 2006, No. 19, Art. 2061; No. 25, Art. 2648; 2007, No. 1, Art. 9, Art. 10; No. 10, Art. 1151; No. 18, Art. 2117; 2008, No. 42, Art. 4696, Art. 4699; No. 44, Art. 4982; No. 52, Art. 6229, Art. 6231; 2009, No. 1, Art. 25; No. 29, Art. 3629; No. 48, Art. 5731; 2010, No. 45, Art. 5756; 2011, No. 7, Art. 907; No. 27, Art. 3873; No. 43, Art. 5973; No. 48, Art. 6728; 2012, No. 50, Art. 6954; No. 53, Art. 7591, Art. 7607; 2013, No. 11, Art. 1076; No. 14, Art. 1649; No. 19, Art. 2329; No. 27, Art. 3438, Art. 3476, Art. 3477; No. 30, Art. 4084; No. 49, Art. 6336; No. 51, Art. 6695, Art. 6699; No. 52, Art. 6975; 2014, No. 19, Art. 2311, Art. 2317; No. 27, Art. 3634; No. 30, Art. 4219; No. 45, Art. 6154; No. 52, Art. 7543; 2015, No. 1, Art. 4, Art. 37; No. 27, Art. 3958, Art. 4001; No. 29, of the Art. 4348), this Instruction establishes procedure and amount of provision by persons rendering services in carrying out the organized biddings in the commodity and (or) financial markets based on the license of the exchange or the license of trade system (further - organizers of trade), at the request of Rosfinmonitoring of information on bidders and their clients, about the applications submitted by them and agreements signed by them, procedure and amount of provision by persons having the right to perform clearing activities based on the license for implementation of clearing activities (further - the clearing organizations) at the request of Rosfinmonitoring of information on participants of clearing, about activities for rendering clearing services according to the rules of clearing approved by the clearing organization, and also the notification procedure organizers of trade the clearing organizations of Rosfinmonitoring about availability at them good causes to believe, that the relevant contracts (services) are signed or can consist (to appear) for the purpose of legalization (washing) of income gained in the criminal way or terrorism financing.

1. The organizer of trade in case of receipt of request of Rosfinmonitoring about provision of information on bidders and their clients, and also about the applications submitted by them and agreements signed by them, the clearing organization in case of receipt of request of Rosfinmonitoring about provision of information on participants of clearing, and also about activities for rendering clearing services according to the rules of clearing approved by the clearing organization (further - required information) no later than the term determined by Item 3 presents of the Instruction provide in Rosfinmonitoring required information in document type (electronic images of paper documents) according to appendix 1 to this Instruction (further - documents) with appendix of the cover letter including the data provided by appendix 2 to this Instruction (further - the cover letter).

2. Documents are submitted with the cover letter signed by the head of the organizer of trade, the clearing organization or the authorized representative of the organizer of trade, the clearing organization on the paper and magnetic, optical or digital carrier by the direction of the registered mail with the assurance of receipt or representation to couriers is direct in Rosfinmonitoring.

In case of submission on paper of documents in the form of copies, the copy of each leaf shall bear text "True copy" and to be certified by the signature of person performing functions of sole executive body, the authorized representative of the organizer of trade, the clearing organization with indication of date of assurance of the corresponding copy and also impress of a seal of the organizer of trade, the clearing organization (in the presence of seal), or copies of documents shall be sewed, numbered, certified by the signature of person performing functions of sole executive body, or the authorized representative (with application of a copy of the document confirming it powers) the organizer of trade, the clearing organization and are under seal the organizer of trade, the clearing organization (in the presence of seal).

In case of lack of the relevant documents at the organizer of trade, the clearing organization, the cover letter shall include motivated explanation of the reasons of their absence.

3. Provision of required information is performed by organizers of trade, the clearing organizations by the registered mail with the assurance of receipt or the courier is direct in Rosfinmonitoring no later than five working days following behind day of receipt of request of Rosfinmonitoring fixed according to the order of registration of incoming documents established by the organizer of trade, the clearing organization if longer term is not established in request of Rosfinmonitoring.

4. Date of provision by the organizer of trade, the clearing organization of required information date of the direction to Rosfinmonitoring the organizer of trade, the clearing organization of the registered mail with the assurance of receipt containing required information is recognized, or date of representation to couriers it is direct in Rosfinmonitoring of required information.

5. On the written motivated request of the organizer of trade, the clearing organization about prolongation of completion date of request of Rosfinmonitoring directed before the expiration determined for provision of required information in Rosfinmonitoring (further - request about prolongation of term), Rosfinmonitoring can extend the term of provision of required information.

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