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RESOLUTION OF THE NATIONAL COMMISSION ON THE FINANCIAL MARKET OF THE REPUBLIC OF MOLDOVA

of July 3, 2015 No. 38/5

About approval of the Instruction for creation of reports by the licensed and authorized persons in the capital market

(as amended on 19-07-2022)

Based on Art. 1 of the h. (1), Art. 3, 4, 8 items f) and i), Art. 9 of the h. (1) item e), Art. 21 of the h. (1), Art. 22 of the h. (2) and Art. 25 of the h. (2) the Law No. 192-XIV of 12.11.1998 "About the National commission on the financial market" (it is repeatedly published in the Official monitor of the Republic of Moldova, 2007, No. 117-126 BIS), Art. 59 of the h. (3), Art. 71 of the h. (6), Art. 78, Art. 88 of the h. (5), Art. 140 of the h. (15) item c), Art. 143 of the h. (2) the Law No. 171 of 11.07.2012 "About the capital market" (The official monitor of the Republic of Moldova, 2012, No. 193-197, the Art. 665), Art. 11 of the h. (4) and (5) the Law No. 113-XVI of 27.04.2007 "About financial accounting" (The official monitor of the Republic of Moldova, 2007, No. 90-93, the Art. 399) the National commission on the DECIDES: financial market

1. Approve the Instruction for creation of reports by the licensed and authorized faces in the capital market, according to appendix.

2. Nullify the Resolution of the National commission on the financial market No. 60/12 of 24.12.2009 "About approval of the Instruction about structure, procedure for filling, representation and publication of the specialized reporting of professional participants of the security market", with subsequent changes and amendments.

3. This resolution becomes effective after the expiration of 30 days from the date of publication.

Deputy Chairman of the national commission on the financial market

Yuriye Phillip

Appendix

Approved by the Resolution of the National commission on the financial market of the Republic of Moldova of July 3, 2015 No. 38/5

The instruction for creation of reports by the licensed and authorized persons in the capital market

Chapter I. General provisions

1. The instruction for creation of reports by the licensed and authorized persons in the capital market (further - the Instruction) is developed according to the Law No. 192-XIV of November 12, 1998 "About the National commission on the financial market", the Law No. 171 of July 11, 2012 "About the capital market" (further – the Law on the capital market), the Law No. 1134-XIII of April 2, 1997 "About joint-stock companies", the Law No. 113-XVI of 27.04.2007 "About financial accounting" (further – the Law on financial accounting).

2. Provisions of this Instruction are applied to operators of the market, investment societies, the allowed persons, the central depositary, registration societies and the authorized persons in the field of assessment (further – reporting subjects) which the National commission on the financial market (further - the National commission) granted licenses or permissions for provision of services and implementation of activities in the capital market.

3.  No. 61/8 is excluded according to the Resolution of the National commission on the financial market of the Republic of Moldova of 09.12.2016

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