ORDER OF CENTRAL BANK OF THE RUSSIAN FEDERATION

of June 3, 2015 No. OD-1246

About the organization and carrying out preliminary selection of auditing organizations to which the Board of directors of the Bank of Russia conducting checks of credit institutions (their branches) can be entrusted

Based on Item 1.1 of the Provision of the Bank of Russia of 30.11.2014 No. 442-P "About procedure for carrying out selection of auditing organizations for conducting checks of credit institutions (their branches) at the request of the Board of directors of the Bank of Russia" (further - the Provision of the Bank of Russia No. 442-P) I order:

1. Make preliminary selection of auditing organizations to which the Board of directors of the Bank of Russia conducting checks of credit institutions (their branches) can be entrusted (further - preliminary selection).

2. To the press service of the Bank of Russia (Granik A. V.) provide publication in "the Bulletin of the Bank of Russia" of the information message about carrying out preliminary selection according to appendix 1 to this order in time, stipulated in Item 2.3 Provisions of the Bank of Russia No. 442-P, and at the same time to post it on the official site of the Bank of Russia on the Internet.

3. Main inspection of the Bank of Russia (Safronov V. A.):

3.1. Consider applications for participation in preliminary selection, send according to Item 2.6 of the Provision of the Bank of Russia No. 442-P of the copy of applications for participation in preliminary selection to the structural divisions of the Bank of Russia determined in item 4 of this order, provide return to auditing organizations with the registered mail with the assurance of receipt of applications for participation in preliminary selection in case of their variation according to Item 1.7 of the Provision of the Bank of Russia No. 442-P.

3.2. Prepare on the basis of the motivated conclusions of the structural divisions of the Bank of Russia specified in item 4 of this order and submit for consideration to the First Deputy Chairman of the Bank of Russia supervising the structural divisions of the Bank of Russia performing functions of banking supervision according to Item 2.8 of the Provision of the Bank of Russia No. 442-P the list of the auditing organizations corresponding to criteria, certain Item 2.1 or Item 2.2 of the Provision of the Bank of Russia No. 442-P (the draft of the List of auditing organizations to which conducting checks of credit institutions (their branches) can be entrusted (further - the List of auditing organizations), and also the list of the auditing organizations which are not corresponding to criteria, certain Item 2.1 or Item 2.2 of the Provision of the Bank of Russia No. 442-P.

3.3. Send according to Item 2.10 of the Provision of the Bank of Russia No. 442-P to the auditing organizations which submitted applications for participation in preliminary selection, notifications on inclusion (non-inclusion) of auditing organizations in the List of auditing organizations to which conducting checks of credit institutions (their branches) (appendix 2 to this order) can be entrusted.

3.4. Provide preparation of drafts of orders of the Bank of Russia on exception of auditing organizations from the List of auditing organizations based on motivated petitions of the structural divisions of the Bank of Russia prepared according to Item 4.2 of this order and also their coordination with the First Deputy Chairman of the Bank of Russia supervising the structural divisions of the Bank of Russia performing functions of banking supervision, and representation for the signature to the Chairman of the Bank of Russia.

3.5. Provide according to Item 2.11 of the Provision of the Bank of Russia No. 442-P the direction to auditing organizations of notifications on exception of auditing organizations of the List of auditing organizations to which conducting checks of credit institutions (their branches) (appendix 3 to this order) can be entrusted.

4. To department of banking supervision (Amiryants R. V.), to Department of supervision of systemically significant credit institutions (Kovrigin M. A.), to Department of licensing of activities and financial improvement of credit institutions (Tyazhelnikova L. A.), to Head department of safety and information security (Terentyev A. I.) (if necessary - with involvement of other structural divisions of the Bank of Russia within the competence established by regulations on these structural divisions):

4.1. Represent to the Main inspection of the Bank of Russia according to Item 2.7 of the Provision of the Bank of Russia No. 442-P the motivated conclusions about compliance (discrepancy) of each specific auditing organization to criteria, stipulated in Item 2.1 or Item 2.2 of the Provision of the Bank of Russia No. 442-P <1>, for preparation of the draft of the List of auditing organizations and (in need of) the list of the auditing organizations which are not included in the draft of the List of auditing organizations.

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<1> Containing including data, available structural divisions of the Bank of Russia and the characterizing goodwill of auditing organization and its workers.

4.2. Perform preparation of motivated petitions for exception of auditing organization of the List of auditing organizations (further - motivated petitions) in case of identification of the facts specified in Item 2.11 of the Provision of the Bank of Russia No. 442-P and to represent them to the Main inspection of the Bank of Russia for preparation of drafts of orders of the Bank of Russia on exception of auditing organization from the List of auditing organizations.

5. To administrative department (Balakin P. I.) provide acceptance from auditing organizations of applications for participation in preliminary selection in the closed envelopes with marks "On preliminary selection for conducting checks of credit institutions" and their transfer without opening to the Main inspection of the Bank of Russia in time no later than one working day from the date of their obtaining in collection point for narochny correspondence or in department of mail service No. 16.

6. To impose control of execution of the order on the First Deputy Chairman of the Bank of Russia Simanovsky A. Yu.

Appendix 1

to the Order of the Bank of Russia of June 3, 2015 No. OD-1246

Central Bank of the Russian Federation (Bank of Russia)

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