RESOLUTION OF BOARD OF NATIONAL BANK OF THE REPUBLIC OF KAZAKHSTAN

of May 8, 2015 No. 74

About approval of the list, forms, terms of the reporting on remaining balance on balance and off-balance sheet accounts of banks of the second level and the mortgage organizations and Rules of their representation

According to the laws of the Republic of Kazakhstan of March 30, 1995 "About National Bank of the Republic of Kazakhstan", of August 31, 1995 "About banks and banking activity in the Republic of Kazakhstan", of December 23, 1995 "About mortgage of real estate", of July 4, 2003 "About state regulation, control and supervision of the financial market and the financial organizations" and of March 19, 2010 "About the state statistics" the Board of National Bank of the Republic of Kazakhstan DECIDES:

1. Approve:

1) the list of the reporting on remaining balance on balance and off-balance sheet accounts of banks of the second level and the mortgage organizations according to appendix 1 to this resolution;

2) the report on remaining balance on balance sheet accounts of banks of the second level and the mortgage organizations for form according to appendix 2 to this resolution;

3) the report on remaining balance on off-balance accounts of banks of the second level and the mortgage organizations for form according to appendix 3 to this resolution;

4) additional data in form according to appendix 4 to this resolution;

5) Rules of submission of the reporting on remaining balance on balance and off-balance sheet accounts of banks of the second level and the mortgage organizations according to appendix 5 to this resolution.

2. Banks of the second level, except for case, stipulated in Item 5 these resolutions, represent in electronic format to National Bank of the Republic of Kazakhstan the reporting on remaining balance on balance sheet accounts of banks of the second level and the mortgage organizations and the reporting on remaining balance on off-balance accounts of banks of the second level and the mortgage organizations in the following terms:

1) the banks of the second level having up to ten branches:

the daily report - no later than two working days following behind reporting day (except for reports for the first reporting days of month which are represented along with the monthly report);

the monthly report - no later than three working days following behind the last day of month under report;

2) the banks of the second level having ten and more branches:

the daily report - no later than three working days following behind reporting day (except for reports for the first reporting days of month which are represented along with the monthly report);

the monthly report - no later than five working days following behind the last day of month under report.

3. The mortgage organizations represent in electronic format to National Bank of the Republic of Kazakhstan monthly the reporting on remaining balance on balance sheet accounts of banks of the second level and the mortgage organizations and the reporting on remaining balance on off-balance accounts of banks of the second level and the mortgage organizations no later than the tenth working day of the month following month under report.

4. Banks of the second level, except for case, stipulated in Item 5 these resolutions, monthly represent in electronic format to National Bank of the Republic of Kazakhstan additional data no later than seven working days following behind the last day of month under report.

5. Is not effective according to Item 10 of this Resolution

6. Declare invalid the resolution of Board of National Bank of the Republic of Kazakhstan of June 28, 2013 No. 147 "About approval of Rules of submission of the reporting on remaining balance on balance and off-balance sheet accounts of banks of the second level" (registered in the Register of state registration of regulatory legal acts at No. 8618, published on September 18, 2013 in the Kazakhstanskaya Pravda newspaper No. 276 (27550)).

7. To department of paying balance, currency control and statistics (Umbetaliyev M. T.) in the procedure established by the legislation to provide:

1) together with Legal support department (Dosmukhambetov N. M.) state registration of this resolution in the Ministry of Justice of the Republic of Kazakhstan;

2) the direction of this resolution on official publication in information system of law of Ad_let of the republican state company on the right of economic maintaining "The republican center of legal information of the Ministry of Justice of the Republic of Kazakhstan" within ten calendar days after its state registration in the Ministry of Justice of the Republic of Kazakhstan;

3) placement of this resolution on official Internet resource of National Bank of the Republic of Kazakhstan after its official publication.

8. To department of the international relations and public relations (Kazybayev A. K.) provide the direction of this resolution on official publication in periodic printing editions within ten calendar days after its state registration in the Ministry of Justice of the Republic of Kazakhstan.

9. To impose control of execution of this resolution on the vice-chairman of National Bank of the Republic of Kazakhstan Smolyakov O. A.

10. This resolution becomes effective after ten calendar days after day of its first official publication, except for Item 3 of this resolution which becomes effective since July 1, 2015.

 Item 5 of this resolution is effective till February 1, 2016.

Appendix 1

to the Resolution of Board of National Bank of the Republic of Kazakhstan of May 8, 2015 No. 74

The list of the reporting on remaining balance on balance and off-balance sheet accounts of banks of the second level and the mortgage organizations

The reporting on remaining balance on balance and off-balance sheet accounts of banks of the second level and the mortgage organizations includes:

1) the report on remaining balance on balance sheet accounts of banks of the second level and the mortgage organizations;

2) the report on remaining balance on off-balance accounts of banks of the second level and the mortgage organizations;

3) additional data.

Appendix 2

to the Resolution of Board of National Bank of the Republic of Kazakhstan of May 8, 2015 No. 74

The form intended for collection of administrative data

The report on remaining balance on balance sheet accounts of banks of the second level and the mortgage organizations

Accounting period: on condition for "_____" "_____________________" 20 ___ years

 

Index: 700-N

Frequency: daily, monthly

Represent: banks of the second level, mortgage organizations

Where the Form is represented: National Bank of the Republic of Kazakhstan

Representation terms:

1) the banks of the second level having up to ten branches, except for the case provided by the subitem 3):

ezhednevy reports - no later than two working days following behind reporting day (except for reports for the first reporting days of month which are represented along with the monthly report);

monthly reports - no later than three working days following behind the last day of month under report;

2) the banks of the second level having ten and more branches, except for the case provided by the subitem 3):

ezhednevy reports - no later than three working days following behind reporting day (except for reports for the first reporting days of month which are represented along with the monthly report);

monthly reports - no later than five working days following behind the last day of month under report;

3) the parent bank of the second level which performed transaction on simultaneous transfer of assets and obligations between parent bank and subsidiary bank concerning which restructuring according to the Law of the Republic of Kazakhstan of August 31, 1995 "About banks and banking activity in the Republic of Kazakhstan" till February 1, 2016 is carried out:

ezhednevy reports - no later than five working days following behind reporting day (except for reports for the first reporting days of month which are represented along with the monthly report);

monthly reports - no later than seven working days following behind the last day of month under report;

4) the mortgage organizations the monthly report - no later than the tenth working day of the month following month under report.

Form

_________________________________________________________________
(full name of bank of the second level or mortgage organization)

on condition for _________________

Table 1. The report on remaining balance on balance sheet accounts of assets, obligations and equity

(in thousands of tenges)

Account numbers	Account names	Amount
	The I class - AKTIVY
1000	Money
1001	Cash in cash desk
1002	Banknotes and coins in transit
1003	Cash in exchange points
1004	Cash in evening cash desk
1005	Cash in ATMs and electronic terminals
1006	Money in travel checks in transit
1007	The coins made of precious metals in cash desk
1008	Money in travel checks
1009	The collection coins made of non-noble metals in cash desk
1010	The affined precious metals
1011	The affined precious metals
1012	The affined precious metals in transit
1013	The affined precious metals placed on metal accounts
1050	Correspondent accounts
1051	Correspondent account in National Bank of the Republic of Kazakhstan
1052	Correspondent accounts in other banks
1053	Current accounts of the mortgage organizations in banks
1054	Reserves (provisions) on covering of losses on correspondent accounts in other banks and to current accounts of the mortgage organizations
1100	Requirements to National Bank of the Republic of Kazakhstan
1101	Deposits in National Bank of the Republic of Kazakhstan (for one night)
1102	On-demand deposits in National Bank of the Republic of Kazakhstan
1103	Term deposits in National Bank of the Republic of Kazakhstan
1104	Required reserves in National Bank of the Republic of Kazakhstan
1105	Discount on the deposits placed in National Bank of the Republic of Kazakhstan
1106	Award on the deposits placed in National Bank of the Republic of Kazakhstan
1150	Banknotes of national currency before release into the stream of commerce
1200	The securities carried at fair value through profit or loss
1201	The securities carried at fair value through profit or loss
1202	Overdue debt on the securities carried at fair value through profit or loss
1205	Discount on the acquired securities carried at fair value through profit or loss
1206	Premium to the acquired securities carried at fair value through profit or loss
1208	The account of positive fair value adjustment of the securities carried at fair value through profit or loss
1209	The account of negative fair value adjustment of the securities carried at fair value through profit or loss
1250	The deposits placed in other banks
1251	The deposits placed in other banks (for one night)
1252	The on-demand deposits placed in other banks
1253	The short-term deposits placed in other banks (up to one month)
1254	The short-term deposits placed in other banks (up to one year)
1255	The long-term deposits placed in other banks
1256	The conditional deposits placed in other banks
1257	Overdue debt of other banks on deposits
1259	Reserves (provisions) on the deposits placed in other banks
1260	The account of positive value adjustment of the term deposit placed in other banks
1261	The account of negative value adjustment of the term deposit placed in other banks
1262	The account of positive value adjustment of the conditional contribution placed in other banks
1263	The account of negative value adjustment of the conditional contribution placed in other banks
1264	The contribution which is providing obligations of bank, mortgage organization and Development Bank of Kazakhstan joint-stock company
1265	Discount on the deposits placed in other banks
1266	Award on the deposits placed in other banks
1267	The account of storage of the money transferred as providing (pledge, deposit) obligations of bank and mortgage organization
1300	The loans granted other banks
1301	Loans the overdraft on correspondent accounts of other banks
1302	The short-term loans granted other banks
1303	The loans overnight granted other banks
1304	The long-term loans granted other banks
1305	Financial leasing to other banks
1306	Overdue debt of other banks on loans
1309	Overdue debt of other banks on financial leasing
1310	The account of positive value adjustment of the loan granted other banks
1311	The account of negative value adjustment of the loan granted other banks
1312	Discount on the loans granted other banks
1313	Award on the loans granted other banks
1319	Reserves (provisions) on the loans and financial leasing provided to other banks
1320	The loans and financial leasing provided to the organizations performing separate types of banking activities
1321	The loans the overdraft granted the organizations performing separate types of banking activities
1322	The short-term loans granted the organizations performing separate types of banking activities
1323	The long-term loans granted the organizations performing separate types of banking activities
1324	The account of positive value adjustment of the loan granted the organizations performing separate types of banking activities
1325	The account of negative value adjustment of the loan granted the organizations performing separate types of banking activities
1326	Financial leasing to the organizations performing separate types of banking activities
1327	Overdue debt on the loans provided to the organizations performing separate types of banking activities
1328	Overdue debt on the financial leasing provided to the organizations performing separate types of banking activities
1329	Reserves (provisions) on the loans and financial leasing provided to the organizations performing separate types of banking activities

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