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The document ceased to be valid since  September 1, 2018 according to Item 3 of the Resolution of Board of National Bank of the Republic of Kazakhstan of June 29, 2018 No. 137

RESOLUTION OF BOARD OF NATIONAL BANK OF THE REPUBLIC OF KAZAKHSTAN

of May 8, 2015 No. 74

About approval of the list, forms, terms of the reporting on remaining balance on balance and off-balance sheet accounts of banks of the second level and the mortgage organizations and Rules of their representation

According to the laws of the Republic of Kazakhstan of March 30, 1995 "About National Bank of the Republic of Kazakhstan", of August 31, 1995 "About banks and banking activity in the Republic of Kazakhstan", of December 23, 1995 "About mortgage of real estate", of July 4, 2003 "About state regulation, control and supervision of the financial market and the financial organizations" and of March 19, 2010 "About the state statistics" the Board of National Bank of the Republic of Kazakhstan DECIDES:

1. Approve:

1) the list of the reporting on remaining balance on balance and off-balance sheet accounts of banks of the second level and the mortgage organizations according to appendix 1 to this resolution;

2) the report on remaining balance on balance sheet accounts of banks of the second level and the mortgage organizations for form according to appendix 2 to this resolution;

3) the report on remaining balance on off-balance accounts of banks of the second level and the mortgage organizations for form according to appendix 3 to this resolution;

4) additional data in form according to appendix 4 to this resolution;

5) Rules of submission of the reporting on remaining balance on balance and off-balance sheet accounts of banks of the second level and the mortgage organizations according to appendix 5 to this resolution.

2. Banks of the second level, except for case, stipulated in Item 5 these resolutions, represent in electronic format to National Bank of the Republic of Kazakhstan the reporting on remaining balance on balance sheet accounts of banks of the second level and the mortgage organizations and the reporting on remaining balance on off-balance accounts of banks of the second level and the mortgage organizations in the following terms:

1) the banks of the second level having up to ten branches:

the daily report - no later than two working days following behind reporting day (except for reports for the first reporting days of month which are represented along with the monthly report);

the monthly report - no later than three working days following behind the last day of month under report;

2) the banks of the second level having ten and more branches:

the daily report - no later than three working days following behind reporting day (except for reports for the first reporting days of month which are represented along with the monthly report);

the monthly report - no later than five working days following behind the last day of month under report.

3. The mortgage organizations represent in electronic format to National Bank of the Republic of Kazakhstan monthly the reporting on remaining balance on balance sheet accounts of banks of the second level and the mortgage organizations and the reporting on remaining balance on off-balance accounts of banks of the second level and the mortgage organizations no later than the tenth working day of the month following month under report.

4. Banks of the second level, except for case, stipulated in Item 5 these resolutions, monthly represent in electronic format to National Bank of the Republic of Kazakhstan additional data no later than seven working days following behind the last day of month under report.

5. Is not effective according to Item 10 of this Resolution

6. Declare invalid the resolution of Board of National Bank of the Republic of Kazakhstan of June 28, 2013 No. 147 "About approval of Rules of submission of the reporting on remaining balance on balance and off-balance sheet accounts of banks of the second level" (registered in the Register of state registration of regulatory legal acts at No. 8618, published on September 18, 2013 in the Kazakhstanskaya Pravda newspaper No. 276 (27550)).

7. To department of paying balance, currency control and statistics (Umbetaliyev M. T.) in the procedure established by the legislation to provide:

1) together with Legal support department (Dosmukhambetov N. M.) state registration of this resolution in the Ministry of Justice of the Republic of Kazakhstan;

2) the direction of this resolution on official publication in information system of law of Ad_let of the republican state company on the right of economic maintaining "The republican center of legal information of the Ministry of Justice of the Republic of Kazakhstan" within ten calendar days after its state registration in the Ministry of Justice of the Republic of Kazakhstan;

3) placement of this resolution on official Internet resource of National Bank of the Republic of Kazakhstan after its official publication.

8. To department of the international relations and public relations (Kazybayev A. K.) provide the direction of this resolution on official publication in periodic printing editions within ten calendar days after its state registration in the Ministry of Justice of the Republic of Kazakhstan.

9. To impose control of execution of this resolution on the vice-chairman of National Bank of the Republic of Kazakhstan Smolyakov O. A.

10. This resolution becomes effective after ten calendar days after day of its first official publication, except for Item 3 of this resolution which becomes effective since July 1, 2015.

 Item 5 of this resolution is effective till February 1, 2016.

Chairman of National Bank

K. Kelimbetov

Appendix 1

to the Resolution of Board of National Bank of the Republic of Kazakhstan of May 8, 2015 No. 74

The list of the reporting on remaining balance on balance and off-balance sheet accounts of banks of the second level and the mortgage organizations

The reporting on remaining balance on balance and off-balance sheet accounts of banks of the second level and the mortgage organizations includes:

1) the report on remaining balance on balance sheet accounts of banks of the second level and the mortgage organizations;

2) the report on remaining balance on off-balance accounts of banks of the second level and the mortgage organizations;

3) additional data.

Appendix 2

to the Resolution of Board of National Bank of the Republic of Kazakhstan of May 8, 2015 No. 74

The form intended for collection of administrative data

The report on remaining balance on balance sheet accounts of banks of the second level and the mortgage organizations

Accounting period: on condition for "_____" "_____________________" 20 ___ years

 

Index: 700-N

Frequency: daily, monthly

Represent: banks of the second level, mortgage organizations

Where the Form is represented: National Bank of the Republic of Kazakhstan

Representation terms:

1) the banks of the second level having up to ten branches, except for the case provided by the subitem 3):

ezhednevy reports - no later than two working days following behind reporting day (except for reports for the first reporting days of month which are represented along with the monthly report);

monthly reports - no later than three working days following behind the last day of month under report;

2) the banks of the second level having ten and more branches, except for the case provided by the subitem 3):

ezhednevy reports - no later than three working days following behind reporting day (except for reports for the first reporting days of month which are represented along with the monthly report);

monthly reports - no later than five working days following behind the last day of month under report;

3) the parent bank of the second level which performed transaction on simultaneous transfer of assets and obligations between parent bank and subsidiary bank concerning which restructuring according to the Law of the Republic of Kazakhstan of August 31, 1995 "About banks and banking activity in the Republic of Kazakhstan" till February 1, 2016 is carried out:

ezhednevy reports - no later than five working days following behind reporting day (except for reports for the first reporting days of month which are represented along with the monthly report);

monthly reports - no later than seven working days following behind the last day of month under report;

4) the mortgage organizations the monthly report - no later than the tenth working day of the month following month under report.

Form

_________________________________________________________________
(full name of bank of the second level or mortgage organization)

on condition for _________________

Table 1. The report on remaining balance on balance sheet accounts of assets, obligations and equity

(in thousands of tenges)

Account numbers

Account names

Amount

 

The I class - AKTIVY

 

1000

Money

 

1001

Cash in cash desk

 

1002

Banknotes and coins in transit

 

1003

Cash in exchange points

 

1004

Cash in evening cash desk

 

1005

Cash in ATMs and electronic terminals

 

1006

Money in travel checks in transit

 

1007

The coins made of precious metals in cash desk

 

1008

Money in travel checks

 

1009

The collection coins made of non-noble metals in cash desk

 

1010

The affined precious metals

 

1011

The affined precious metals

 

1012

The affined precious metals in transit

 

1013

The affined precious metals placed on metal accounts

 

1050

Correspondent accounts

 

1051

Correspondent account in National Bank of the Republic of Kazakhstan

 

1052

Correspondent accounts in other banks

 

1053

Current accounts of the mortgage organizations in banks

 

1054

Reserves (provisions) on covering of losses on correspondent accounts in other banks and to current accounts of the mortgage organizations

 

1100

Requirements to National Bank of the Republic of Kazakhstan

 

1101

Deposits in National Bank of the Republic of Kazakhstan (for one night)

 

1102

On-demand deposits in National Bank of the Republic of Kazakhstan

 

1103

Term deposits in National Bank of the Republic of Kazakhstan

 

1104

Required reserves in National Bank of the Republic of Kazakhstan

 

1105

Discount on the deposits placed in National Bank of the Republic of Kazakhstan

 

1106

Award on the deposits placed in National Bank of the Republic of Kazakhstan

 

1150

Banknotes of national currency before release into the stream of commerce

 

1200

The securities carried at fair value through profit or loss

 

1201

The securities carried at fair value through profit or loss

 

1202

Overdue debt on the securities carried at fair value through profit or loss

 

1205

Discount on the acquired securities carried at fair value through profit or loss

 

1206

Premium to the acquired securities carried at fair value through profit or loss

 

1208

The account of positive fair value adjustment of the securities carried at fair value through profit or loss

 

1209

The account of negative fair value adjustment of the securities carried at fair value through profit or loss

 

1250

The deposits placed in other banks

 

1251

The deposits placed in other banks (for one night)

 

1252

The on-demand deposits placed in other banks

 

1253

The short-term deposits placed in other banks (up to one month)

 

1254

The short-term deposits placed in other banks (up to one year)

 

1255

The long-term deposits placed in other banks

 

1256

The conditional deposits placed in other banks

 

1257

Overdue debt of other banks on deposits

 

1259

Reserves (provisions) on the deposits placed in other banks

 

1260

The account of positive value adjustment of the term deposit placed in other banks

 

1261

The account of negative value adjustment of the term deposit placed in other banks

 

1262

The account of positive value adjustment of the conditional contribution placed in other banks

 

1263

The account of negative value adjustment of the conditional contribution placed in other banks

 

1264

The contribution which is providing obligations of bank, mortgage organization and Development Bank of Kazakhstan joint-stock company

 

1265

Discount on the deposits placed in other banks

 

1266

Award on the deposits placed in other banks

 

1267

The account of storage of the money transferred as providing (pledge, deposit) obligations of bank and mortgage organization

 

1300

The loans granted other banks

 

1301

Loans the overdraft on correspondent accounts of other banks

 

1302

The short-term loans granted other banks

 

1303

The loans overnight granted other banks

 

1304

The long-term loans granted other banks

 

1305

Financial leasing to other banks

 

1306

Overdue debt of other banks on loans

 

1309

Overdue debt of other banks on financial leasing

 

1310

The account of positive value adjustment of the loan granted other banks

 

1311

The account of negative value adjustment of the loan granted other banks

 

1312

Discount on the loans granted other banks

 

1313

Award on the loans granted other banks

 

1319

Reserves (provisions) on the loans and financial leasing provided to other banks

 

1320

The loans and financial leasing provided to the organizations performing separate types of banking activities

 

1321

The loans the overdraft granted the organizations performing separate types of banking activities

 

1322

The short-term loans granted the organizations performing separate types of banking activities

 

1323

The long-term loans granted the organizations performing separate types of banking activities

 

1324

The account of positive value adjustment of the loan granted the organizations performing separate types of banking activities

 

1325

The account of negative value adjustment of the loan granted the organizations performing separate types of banking activities

 

1326

Financial leasing to the organizations performing separate types of banking activities

 

1327

Overdue debt on the loans provided to the organizations performing separate types of banking activities

 

1328

Overdue debt on the financial leasing provided to the organizations performing separate types of banking activities

 

1329

Reserves (provisions) on the loans and financial leasing provided to the organizations performing separate types of banking activities

 

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