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RESOLUTION OF PARLIAMENT OF THE REPUBLIC OF MOLDOVA

of May 28, 2015 No. 104

About approval of the budget of the National commission on the financial market for 2015

Based on parts (1), (2) and (4) article 6 of the Law on the National commission on the financial market No. 192-XIV of November 12, 1998 the Parliament accepts this resolution.

Art. 1. – Approve the budget of the National commission on the financial market for 2015 according to the income in 21190,1 amount thousand lei and on expenses in the amount 21802, thousands of lei with deficit in 612,1 amount thousand lei which will be covered from remaining balance of the budget of the National commission on the financial market for 2014.

Art. 2. – Approve the charges and payments established and levied by the National commission on the financial market in 2015 according to appendix.

Art. 3. – Give the National commission on the financial market the right to make in the course of budget implementation changes to expense structure within the budget approved by this resolution.

Art. 4. – To impose control of execution of this resolution on the Commission of Parliament on economy, the budget and finance.

Art. 5. – This resolution becomes effective since January 1, 2015.

Chairman of the parliament

Andrian Kandu

Appendix

to the Resolution of Parliament of the Republic of Moldova of May 28, 2015 No. 104

The charges and payments established and levied by the National commission on the financial market in 2015

No. of the item/item.

Name of collection/payment

Amount of collection/payment

1

2

3

1

The charges levied in case of state registration of issue of securities:


1.1

from the amount of issue of the securities placed during creation of society and from the sum of the issue of securities granted on the account of increase in the authorized capital including as a result of reorganization by consolidation

% 0,4

1.2

from the amount of the issue of securities performed for the purpose of consolidation, crushing or converting of the securities which are earlier issued by the issuer

% 0,1

1.3

from the issue amount:



a) the bonds issued by local authorities of the public power

% 0,01


b) corporate bonds

% 0,05

2

Charges from the transactions of purchase and sale performed in the stock exchange market (controlled market):


2.1

from the cost of the transactions of purchase and sale registered in the mode of the interactive market

% 0,08

2.2

from the cost of the transactions of purchase and sale registered in the mode of the direct market:



a) single packet

% 0,1


b) as special transactions according to stock exchange rules

% 0,3 from each participant of the transaction

3

Collection from the cost of transactions of purchase and sale of the securities performed in the curb market (out of the controlled market)

% 0,5 from each participant of the transaction

3.1

collection from the cost of transactions on exchange, transactions connected with consolidation of blocks of shares according to the Law on management of public property and its           privatization No. 121-XVI of May 4, 2007 or the transactions performed within multilateral trade system

% 0,5

4

Charges from the cost of civil security transactions, others what specified in Items 2 and 3, including:


4.1

the bargains on gift agreements of securities concluded between persons:



a) the being spouses, relatives or cousins-in-laws of the first and second degree of relationship

% 0,1


b) the being relatives or cousins-in-laws since thirds of degree of relationship or not being relatives

1% from each participant of the transaction

4.2

transactions on transfer of securities as fee in the authorized capital:



a) joint-stock resident society

% 0,05


b) limited liability company or joint-stock nonresident society

1% from each participant of the transaction

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