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Ministry of Justice

Russian Federation

On February 9, 2015 No. 35933

PROVISION OF CENTRAL BANK OF THE RUSSIAN FEDERATION

of December 15, 2014 No. 445-P

About requirements to rules of internal control of not credit financial credit institutions for the purpose of counteraction of legalization (washing) of income gained in the criminal way and to terrorism financing

(The last edition from 27-02-2019)

Based on the Federal Law of August 7, 2001 No. 115-FZ "About counteraction of legalization (washing) of income gained in the criminal way and to terrorism financing" (The Russian Federation Code, 2001, No. 33, Art. 3418; 2002, No. 30, Art. 3029; No. 44, Art. 4296; 2004, No. 31, Art. 3224; 2005, No. 47, Art. 4828; 2006, No. 31, Art. 3446, Art. 3452; 2007, No. 16, Art. 1831; No. 31, Art. 3993, Art. 4011; No. 49, Art. 6036; 2009, No. 23, Art. 2776; No. 29, Art. 3600; 2010, No. 28, Art. 3553; No. 30, Art. 4007; No. 31, Art. 4166; 2011, No. 27, Art. 3873; No. 46, Art. 6406; 2012, No. 30, Art. 4172; No. 50, Art. 6954; 2013, No. 19, Art. 2329; No. 26, Art. 3207; No. 44, Art. 5641; No. 52, Art. 6968; 2014, No. 19, Art. 2311, Art. 2315, Art. 2335; No. 23, Art. 2934; No. 30, the Art. 4214, the Art. 4219) (further - the Federal Law) and the Federal Law of July 10, 2002 No. 86-FZ "About the Central bank the Russian Federation (Bank of Russia)" (The Russian Federation Code, 2002, No. 28, Art. 2790; 2003, No. 2, Art. 157; No. 52, Art. 5032; 2004, No. 27, Art. 2711; No. 31, Art. 3233; 2005, No. 25, Art. 2426; No. 30, Art. 3101; 2006, No. 19, Art. 2061; No. 25, Art. 2648; 2007, No. 1, Art. 9, Art. 10; No. 10, Art. 1151; No. 18, Art. 2117; 2008, No. 42, Art. 4696, Art. 4699; No. 44, Art. 4982; No. 52, Art. 6229, Art. 6231; 2009, No. 1, Art. 25; No. 29, Art. 3629; No. 48, Art. 5731; 2010, No. 45, Art. 5756; 2011, No. 7, Art. 907; No. 27, Art. 3873; No. 43, Art. 5973; No. 48, Art. 6728; 2012, No. 50, Art. 6954; No. 53, Art. 7591, Art. 7607; 2013, No. 11, Art. 1076; No. 14, Art. 1649; No. 19, Art. 2329; No. 27, Art. 3438, Art. 3476, Art. 3477; No. 30, Art. 4084; No. 49, Art. 6336; No. 51, Art. 6695, Art. 6699; No. 52, Art. 6975; 2014, No. 19, Art. 2311, Art. 2317; No. 27, Art. 3634; No. 30, Art. 4219; No. 45, of the Art. 6154) this Provision establishes requirements to rules of internal control for the purpose of counteraction of legalization (washing) of income gained in the criminal way and to terrorism financing (further - PVK on POD/FT) not credit financial credit institutions which for the purpose of this provision treat: professional participants of the security market (further - professional participants), insurance companies (except for the medical insurance companies performing activities only in the field of compulsory medical insurance) (further - insurance companies), insurance brokers, managing companies of investment funds, mutual investment funds and non-state pension funds (further - managing companies), non-state pension funds, credit consumer cooperatives, including agricultural credit consumer cooperatives (further - credit cooperatives), the microfinancial organizations, societies of mutual insurance, pawnshops.

Chapter 1. General provisions

1.1. The requirements to PVK on POD/FT established by this Provision are applied by not credit financial credit institutions depending on type which not credit financial credit institution according to appendix 1 to this Provision treats.

1.2. The basic principles and the purposes of the organization of internal control in not credit financial credit institution for the purpose of counteraction of legalization (washing) of income gained in the criminal way and to terrorism financing (further - POD/FT) are:

ensuring protection of not credit financial credit institution against penetration into it criminal income;

risk management of legalization (washing) of income gained in the criminal way and financings of terrorism for the purpose of its minimization;

ensuring independence of the special official responsible for observance of PVK for POD/FT;

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