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The document ceased to be valid since November 26, 2016 according to the Instruction of the Central bank of the Russian Federation of October 14, 2016 No. 4159-U

It is registered

Ministry of Justice

Russian Federation

On November 26, 2014 No. 34936

INSTRUCTION OF CENTRAL BANK OF THE RUSSIAN FEDERATION

of October 16, 2014 No. 3419-U

About features of procedure for account management of depot when making of transactions by depositaries concerning the shares considered on the custody account of the foreign nominee holder in case of the redemption society of placed shares upon the demand of the shareholder and in case of acquisition (redemption) of shares by person who directed the voluntary or obligatory offer (the notification on the right to require the redemption, the requirement about the redemption of securities)

Based on the Federal Law of April 22, 1996 No. 39-FZ "About the security market" (The Russian Federation Code, 1996, No. 17, Art. 1918; 2001, No. 33, Art. 3424; 2002, No. 52, Art. 5141; 2004, No. 27, Art. 2711; No. 31, Art. 3225; 2005, No. 11, Art. 900; No. 25, Art. 2426; 2006, No. 1, Art. 5; No. 2, Art. 172; No. 17, Art. 1780; No. 31, Art. 3437; No. 43, Art. 4412; 2007, No. 1, Art. 45; No. 18, Art. 2117; No. 22, Art. 2563; No. 41, Art. 4845; No. 50, Art. 6247, Art. 6249; 2008, No. 52, Art. 6221; 2009, No. 1, Art. 28; No. 18, Art. 2154; No. 23, Art. 2770; No. 29, Art. 3642; No. 48, Art. 5731; No. 52, Art. 6428; 2010, No. 17, Art. 1988; No. 31, Art. 4193; No. 41, Art. 5193; 2011, No. 7, Art. 905; No. 23, Art. 3262; No. 27, Art. 3880; No. 29, Art. 4291; No. 48, Art. 6728; No. 49, Art. 7040; No. 50, Art. 7357; 2012, No. 25, Art. 3269; No. 31, Art. 4334; No. 53, Art. 7607; 2013, No. 26, Art. 3207; No. 30, Art. 4043, Art. 4082, Art. 4084; No. 51, Art. 6699; No. 52, Art. 6985; 2014, No. 30, the Art. 4219), the Federal Law of July 10, 2002 No. 86-FZ "About the Central bank the Russian Federation (Bank of Russia)" (The Russian Federation Code, 2002, No. 28, Art. 2790; 2003, No. 2, Art. 157; No. 52, Art. 5032; 2004, No. 27, Art. 2711; No. 31, Art. 3233; 2005, No. 25, Art. 2426; No. 30, Art. 3101; 2006, No. 19, Art. 2061; No. 25, Art. 2648; 2007, No. 1, Art. 9, Art. 10; No. 10, Art. 1151; No. 18, Art. 2117; 2008, No. 42, Art. 4696, Art. 4699; No. 44, Art. 4982; No. 52, Art. 6229, Art. 6231; 2009, No. 1, Art. 25; No. 29, Art. 3629; No. 48, Art. 5731; 2010, No. 45, Art. 5756; 2011, No. 7, Art. 907; No. 27, Art. 3873; No. 43, Art. 5973; No. 48, Art. 6728; 2012, No. 50, Art. 6954; No. 53, Art. 7591, Art. 7607; 2013, No. 11, Art. 1076; No. 14, Art. 1649; No. 19, Art. 2329; No. 27, Art. 3438, Art. 3476, Art. 3477; No. 30, Art. 4084; No. 49, Art. 6336; No. 51, Art. 6695, Art. 6699; No. 52, Art. 6975; 2014, No. 19, Art. 2311, Art. 2317; No. 27, Art. 3634; No. 30, of the Art. 4219) the Bank of Russia establishes features of procedure for account management of depot when making of transactions by depositaries concerning the shares considered on the custody account of the foreign nominee holder in case of the redemption by society of placed shares upon the demand of the shareholder according to articles 75 and 76 of the Federal Law of December 26, 1995 No. 208-FZ "About joint-stock companies" (The Russian Federation Code, 1996, No. 1, Art. 1; No. 25, Art. 2956; 1999, No. 22, Art. 2672; 2001, No. 33, Art. 3423; 2002, No. 12, Art. 1093; No. 45, Art. 4436; 2003, No. 9, Art. 805; 2004, No. 11, Art. 913; No. 15, Art. 1343; No. 49, Art. 4852; 2005, No. 1, Art. 18; 2006, No. 1, Art. 5, Art. 19; No. 2, Art. 172; No. 31, Art. 3437, Art. 3445, Art. 3454; No. 52, Art. 5497; 2007, No. 7, Art. 834; No. 31, Art. 4016; No. 49, Art. 6079; 2008, No. 18, Art. 1941; 2009, No. 1, Art. 23; No. 19, Art. 2279; No. 23, Art. 2770; No. 29, Art. 3642; No. 52, Art. 6428; 2010, No. 41, Art. 5193; No. 45, Art. 5757; 2011, No. 1, Art. 13, Art. 21; No. 30, Art. 4576; No. 48, Art. 6728; No. 49, Art. 7024, Art. 7040; No. 50, Art. 7357; 2012, No. 25, Art. 3267; No. 31, Art. 4334; No. 53, Art. 7607; 2013, No. 14, Art. 1655; No. 30, Art. 4043, Art. 4084; No. 45, Art. 5797; No. 51, Art. 6699; No. 52, Art. 6975; 2014, No. 19, Art. 2304; No. 30, the Art. 4219) (further - share repurchase society upon the demand of the shareholder) and in case of acquisition (redemption) of shares by person as a result of the direction to society of the voluntary or obligatory offer (the notification on the right to require the redemption, the requirement about the redemption of securities) according to Chapter XI.1 of the Federal Law of December 26, 1995 No. 208-FZ "About joint-stock companies".

1. When making transactions concerning the shares considered on the custody account of the foreign nominee holder in share repurchase cases by society upon the demand of the shareholder or acquisition (redemption) of shares by person who directed the voluntary or obligatory offer (the notification on the right to require the redemption, the requirement about the redemption of securities), depositaries apply the procedure provided for making of such transactions concerning the shares considered on personal account (custody account) of the owner according to the order of the Federal Service for Financial Markets of July 11, 2006 No. 06-74/pz-n "About approval of the Regulations on procedure for maintaining the register of owners of personalized securities and implementation of depository activity in acquisition cases more than 30 percent of shares of open joint stock company" the registered Ministry of Justice of the Russian Federation on November 13, 2006 No. 8467 (The bulletin of regulations of federal executive bodies of November 27, 2006 No. 48), and the order of the Federal Service for Financial Markets of April 5, 2007 No. 07-39/pz-n "About approval of the Regulations on procedure for modification of the register of owners of personalized securities and implementation of depositary accounting in share repurchase cases joint-stock company upon the demand of shareholders", the registered Ministry of Justice of the Russian Federation on May 16, 2007 No. 9481, on December 21, 2010 No. 19303 (The Russian newspaper of June 16, 2007, on December 29, 2010), taking into account features, the stipulated in Item 2 presents of the Instruction.

2. The depositary when blocking account transactions of depot of the foreign nominee holder concerning the shares which are subject to the redemption society upon the demand of the shareholder issues to the foreign nominee holder the statement on this custody account, with indication of the number of shares concerning which blocking of transactions, and name (name) of such shareholder, according to the procedure, provided by the depositary contract with the foreign nominee holder is made. The statement is attached to the requirement of such shareholder about share repurchase, it is not required to attach the account statement of depot of the shareholder.

3. This Instruction becomes effective after 10 days after day of its official publication in "the Bulletin of the Bank of Russia".

Chairman of the Central bank of the Russian Federation

E. S. Nabiullina

 

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