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Ministry of Justice of Ukraine

August 26, 2014

No. 1021/25798

DECISION OF THE NATIONAL COMMISSION ON SECURITIES AND STOCK MARKET OF UKRAINE

of June 24, 2014 No. 805

About approval of the Procedure for ensuring interests of owners of personalized securities in case of lack of documents of system of the register of owners of personalized securities of certain release

(as amended on 09-04-2020)

According to Articles 2, of 3, item 4 of part one and Item 7, Item 13 of article 8 of the Law of Ukraine "About state regulation of the security market in Ukraine" for the purpose of protection of the rights of investors to personalized securities the National commission on securities and the stock market SOLVED 18 parts two of Article:

1. Approve the Procedure for ensuring interests of owners of personalized securities in case of lack of documents of system of the register of owners of personalized securities of certain release (further - the Procedure) which is attached.

2. To provide to department of regulation of depository and clearing activity (I. Kurochkin) submission of this decision on state registration in the Ministry of Justice of Ukraine.

3. (A. Zbarazhskaya) to provide to management of internal audit and communications publication of this decision in the official printing publication of the National commission on securities and the stock market.

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