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The document ceased to be valid since September 12, 2020 according to item 4 of the Resolution of Board of the Agency of the Republic of Kazakhstan on regulation and development of the financial market of August 24, 2020 No. 74

RESOLUTION OF BOARD OF NATIONAL BANK OF THE REPUBLIC OF KAZAKHSTAN

of July 16, 2014 No. 148

About approval of forms, terms and frequency of provision by temporary administration (temporary administrator) of bank, insurance reinsurance) organizations of reports and other (additional) information

(as amended on 27-03-2017)

For the purpose of enhancement of the regulatory legal acts regulating activities of temporary administration (the temporary administrator) of bank, insurance (reinsurance) organization (further - temporary administration), the Board of National Bank of the Republic of Kazakhstan (further - National Bank) DECIDES:

1. Approve:

1) the status report of assets of bank in form according to appendix 1 to this resolution;

2) the status report of assets of the insurance (reinsurance) organization in form according to appendix 2 to this resolution;

3) the status report of obligations of bank in form according to appendix 3 to this resolution;

4) the status report of obligations of insurance company in form according to appendix 4 to this resolution;

5) the status report of obligations of the reinsurance organization for form according to appendix 5 to this resolution;

6) the report on off-balance accounts of the financial organization for form according to appendix 6 to this resolution;

7) the report on movement of money on the current account of the financial organization for the accounting period in form according to appendix 7 to this resolution;

8) the report on movement of money on cash desk of the financial organization for the accounting period in form according to appendix 8 to this resolution;

9) the report on the expenses made by temporary administration of the financial organization for the accounting period in form according to appendix 9 to this resolution;

10) the report on the claims made on behalf of the financial organization in courts for the accounting period in form according to appendix 10 to this resolution;

11) the report on the number of employees of the financial organization for form according to appendix 11 to this resolution;

12) the report on the placed deposits of the financial organization for form according to appendix 12 to this resolution;

13) the report on securities of the financial organization for form according to appendix 13 to this resolution;

14) the report on the property leased by temporary administration of the financial organization for form according to appendix 14 to this resolution.

2. The temporary administration represents to National Bank:

1) the report on the done work for the present working day (the daily report), by means of fax or electronic communication;

2) the report on the done work in month (the monthly report) on paper:

in the absence of branches - no later than the sixth following month under report;

in the presence of branches - no later than the eighth following month under report:

3) the report of temporary administration on the performed work from the date of appointment of temporary administration before appointment of liquidation commission (the report on the performed work), within five working days from the date of appointment of liquidation commission.

When changing the head of temporary administration the former head submits in National Bank the report on the done work for the period of its management within three working days from signature date of the delivery-acceptance certificate of property and documents from the former head to again appointed.

3. The monthly report of temporary administration in addition to the report forms determined by Item 1 of this resolution includes:

1) explanatory note;

2) the balance sheet of the financial organization as of reporting date;

3) the turnover balance sheet to balance on reporting date.

The changes which happened for the accounting period shall be opened under each Article with the total description of sizes.

The reports provided by subitems 12) and 13) of Item 1 of this resolution are represented by temporary administration only for the first month from the date of its appointment (have one-time character).

4. The explanatory note includes the following information:

1) the name and details of decisions of National Bank on deprivation of the license for the right of implementation of banking, insurance (reinsurance) activity and about appointment of temporary administration, its structure;

2) about origins of each change of indicators of the reporting for the expired period;

3) about other data and events which took place in the accounting period and the performed actions, connected with activities of temporary administration including information on legal procedures in which the temporary administration participated.

In the explanatory note the classification of Articles given in the reporting is supplemented with information explaining their sense. The changes which happened for the accounting period shall be opened under each Article with the total description of sizes.

The temporary administration at the request of National Bank represents separate report forms and additional data as of certain date, and also other documents.

5. The report of temporary administration on the performed work contains the following information:

1) data on appointment and structure of temporary administration;

2) the priority actions held by temporary administration;

3) data on transfer of the insurance portfolio or data on carrying out transaction on simultaneous transfer of assets and obligations of bank to another (another) to bank (banks);

4) about change of assets and liabilities;

5) data on expenses of temporary administration, with indication of information on availability of over-expenditure and economy according to the approved expense budgets;

6) about participation of temporary administration in legal procedures;

7) results of inventory count and reception-transmission of property and documents from temporary administration to liquidation commission;

8) about other actions performed by temporary administration in the course of its activities.

By results of consideration of the daily, monthly report the National Bank takes it into consideration, and in the presence of the revealed notes sends the letter on their elimination.

The report of temporary administration of bank, insurance (reinsurance) organization on the performed work is subject to approval by National Bank within 15 working days.

The temporary administration of the organization transfers the copy of the approved report on the done work to liquidation commission for data.

6. Recognize invalid regulatory legal acts of the Republic of Kazakhstan according to appendix 15 to this resolution.

7. This resolution becomes effective after ten days after day of the first official publication.

Chairman

K. Kelimbetov

It is approved

Chairman of the Agency of the Republic of Kazakhstan according to the statistics

August 5, 2014

 

A. Smailov

Appendix 1

to the Resolution of Board of National Bank of the Republic of Kazakhstan of July 16, 2014 No. 148

Form

"Status report of assets of bank"

Accounting period: on __. __. ____.

Form

Form index: F1-VA

Frequency of information collection: monthly

The group of people, providing information: temporary administrations of banks

Where the form is represented: National Bank of the Republic of Kazakhstan

Term of representation of form: in case of absence at temporary administration of branches - no later than the sixth following month under report in the presence of branches - no later than the eighth following month under report.

 

in thousands of tenges

Name of indicators

Number of the balance sheet account

For date of appointment of temporary administration

On the previous reporting date

On reporting date

Changes

in comparison with data for date of appointment of temporary administration

in comparison with data for date of the previous report

1

2

3

4

5

6

7 (column 6 column 4)

8 (column 6 column 5)

1.

Money

 

 

 

 

 

 

2.

The affined precious metals

 

 

 

 

 

 

3.

Correspondent accounts

 

 

 

 

 

 

4.

Securities

 

 

 

 

 

 

5.

The added remuneration on securities

 

 

 

 

 

 

6.

Deposits, including:

 

 

 

 

 

 

6.1

The added remuneration

 

 

 

 

 

 

7.

The issued loans, including:

 

 

 

 

 

 

7.1

to legal entities:

 

 

 

 

 

 

7.1.1

Standard

 

 

 

 

 

 

7.1.2

Doubtful

 

 

 

 

 

 

7.1.3

Hopeless

 

 

 

 

 

 

7.1.4

Principal debt

 

 

 

 

 

 

7.1.5

The added remuneration

 

 

 

 

 

 

7.2

to physical persons:

 

 

 

 

 

 

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