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The document ceased to be valid since  March 25, 2018 according to Item 2 of the Resolution of Board of National Bank of the Republic of Kazakhstan of January 29, 2018 No. 9

RESOLUTION OF BOARD OF NATIONAL BANK OF THE REPUBLIC OF KAZAKHSTAN

of April 18, 2014 No. 53

About approval of Rules of assignment of national identification numbers to government securities

(as amended of the Resolution of Board of National Bank of the Republic of Kazakhstan of 30.05.2016 No. 128)

According to the Law of the Republic of Kazakhstan of July 2, 2003 "About the security market" the Board of National Bank of the Republic of Kazakhstan DECIDES:

1. Approve the enclosed Rules of assignment of national identification numbers to government securities.

2. Declare invalid the resolution of Board of the Agency of the Republic of Kazakhstan on regulation and supervision of the financial market and the financial organizations of October 29, 2008 No. 158 "About approval of Rules of assignment of national identification numbers to government securities" (registered in the Register of state registration of regulatory legal acts at No. 5393).

3. This resolution becomes effective after ten calendar days after day of its first official publication.

Chairman of National Bank

K. Kelimbetov

Approved by the Resolution of Board of National Bank of the Republic of Kazakhstan of April 18, 2014 No. 53

Rules of assignment of national identification numbers to government securities

1. These rules of assignment of national identification numbers to government securities (further - Rules) determine procedure for assignment by authorized body by regulation, control and supervision of the financial market and the financial organizations (further - authorized body) national identification numbers to the government securities issued by the Ministry of Finance of the Republic of Kazakhstan, National Bank of the Republic of Kazakhstan and local executive bodies of areas, cities of republican value, the capital, and accounting of the national identification numbers assigned to government securities.

2. In Rules the following concepts are used:

1) the responsible - the employee of authorized body responsible for assignment of national identification number (national identification numbers);

2) national identification number (further - NIN) - the alphanumeric code assigned by authorized body for the government issued securities for the purpose of their identification and systematization of accounting;

3) issuer - Ministry of Finance of the Republic of Kazakhstan, National Bank of the Republic of Kazakhstan and local executive body of area, city of republican value, capital.

3. The authorized body appropriates NIN to the government securities issued by the issuer according to the civil legislation of the Republic of Kazakhstan.

4. Assignment of NIN to the government securities issued by the Ministry of Finance and National Bank of the Republic of Kazakhstan is made by authorized body based on electronic request for assignment of NIN containing the following data on release:

1) type of government securities - their full name (the abbreviated name, abbreviation);

2) release currency;

3) circulation period;

4) sequence number of release of government securities according to the numbering used by the issuer;

5) expected date of placement;

6) placement amount;

7) repayment date.

5. Assignment of NIN to the government securities issued by local executive bodies is made by authorized body based on the written request of the issuer constituted in any form and containing the data on this release specified in subitems 1), 2), 3), 4), 5), 6), 7) of item 4 of Rules.

6. Creation of one request for assignment of NIN to government securities according to items 4 and 5 Rules for more than one release assumed by the issuer including for a certain period of time forward is allowed.

7. After receipt of request of the issuer the responsible checks correctness of its creation in part:

1) completeness of the data which are subject to specifying in request according to item 4 of Rules;

2) correctness of specifying of designation of type of government securities according to the regulatory legal acts of the Government of the Republic of Kazakhstan or National Bank of the Republic of Kazakhstan providing release of the corresponding type of government securities;

3) compliance of sequence number of expected release of government securities of information on the previous releases of government securities of this type which is available for authorized body.

8. In case of compliance of the data specified in the issuer's request 4, of 7 Rules the authorized body appropriates to requirements of Items NIN and sends the electronic or written reply to the request containing:

sequence number of release of government securities according to the numbering used by the issuer;

NIN (if it was appropriated);

cause of failure (if assignment of NIN it is refused).

9. The authorized body reviews the issuer's request for assignment of NIN within two working days from the date of receipt of request (except for the case established by part two of this Item).

If the issuer requests assignment of NIN to government securities for six and more expected releases, the authorized body appropriates NIN within three working days from the date of receipt of request from the issuer.

Assignment of NIN to government securities by authorized body is performed on the example of assignment of NIN to government securities provided in appendix 1 to Rules.

Creation of NIN of government securities is performed according to appendix 2 to Rules.

When filling the fourth line item of NIN of government securities codes of separate types of government securities are used.

Codes of the government securities issued by the Ministry of Finance of the Republic of Kazakhstan according to the legislation of the Republic of Kazakhstan are given in the table 1 of appendix 3 to Rules.

Codes of the government securities issued by National Bank of the Republic of Kazakhstan according to the legislation of the Republic of Kazakhstan are given in the table 2 of appendix 3 to Rules.

Codes of the government securities issued by local executive bodies of the Republic of Kazakhstan according to the legislation of the Republic of Kazakhstan are given in the table 3 of appendix 3 to Rules.

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