of August 27, 2013 No. 227
About approval of the list, forms, terms and Rules of submission of the reporting by the single accumulation pension fund
According to the Law of the Republic of Kazakhstan of July 4, 2003 "About state regulation, control and supervision of the financial market and the financial organizations" the Board of National Bank of the Republic of Kazakhstan DECIDES:
1. Approve:
1) the list of the reporting of the single accumulation pension fund according to appendix 1 to this resolution;
2) the report on the cost of pension assets on form according to appendix 2 to this resolution;
3) the report on structure of investment portfolio of pension assets on form according to appendix 3 to this resolution;
4) the report on the assets which are in external management on form according to appendix 4 to this resolution;
5) the report on amounts of pension accruals and the number of individual retirement accounts of investors/receivers of compulsory pension contributions on form according to appendix 5 to this resolution;
6) the report on amounts of pension accruals and the number of investors/receivers of voluntary pension contributions on form according to appendix 6 to this resolution;
7) the report on amounts of pension accruals and the number of investors/receivers of compulsory professional pension contributions on form according to appendix 7 to this resolution;
8) the report on amounts of pension accruals and the number of individual retirement accounts of investors/receivers of compulsory pension contributions on the areas of the Republic of Kazakhstan (at the place of residence of the investor/receiver) in form according to appendix 8 to this resolution;
9) the report on retirement benefits on form according to appendix 9 to this resolution;
10) the report on the securities acquired at the expense of own assets on form according to appendix 10 to this resolution;
11) the operations statement "the return repo" and "repo", made at the expense of own assets, in form according to appendix 11 to this resolution;
12) the report on deposits and money on current accounts in the banks of the second level and the organizations performing separate types of the banking activities placed at the expense of own assets in form according to appendix 12 to this resolution;
13) the report on investments into the capital of other legal entities on form according to appendix 13 to this resolution;
14) rules of submission of the reporting by the single accumulation pension fund in form according to appendix 14 to this resolution.
2. The single accumulation pension fund represents to National Bank of the Republic of Kazakhstan in electronic format:
1) monthly the reporting provided by subitems 2) and 4) of Item 1 of this resolution - no later than the 20th following month under report;
2) monthly the reporting provided by subitems 3), 5), 6), 7), 8), 9), 10), 11), 12) and 13) of Item 1 of this resolution - no later than the fifth working day of the month following month under report;
3) weekly the reporting provided by the subitem 3) of Item 1 of this resolution - as of the second working day of week, no later than the third working day of the week following for reporting.
3. This resolution becomes effective after ten calendar days after day of its first official publication and extends to the relations which arose since August 22, 2013.
Chairman of National Bank
G. Marchenko
|
It is approved Chairman of the Agency of the Republic of Kazakhstan according to the statistics September 25, 2013 |
A. Smailov __________________ |
Appendix 1
to the Resolution of Board of National Bank of the Republic of Kazakhstan of August 27, 2013 No. 227
The reporting of the single accumulation pension fund includes:
1) report on the cost of pension assets;
2) report on structure of investment portfolio of pension assets;
3) the report on the assets which are in external management;
8) report on retirement benefits;
9) the report on the securities acquired at the expense of own assets;
10) the operations statement "the return repo" and "repo", made at the expense of own assets;
12) report on investments into the capital of other legal entities.
Appendix 2
to the Resolution of Board of National Bank of the Republic of Kazakhstan of August 27, 2013 No. 227
The form intended for collection of administrative data
Accounting period: for __________ 20 __ years
Index: 1 ENPF_PA
Frequency: monthly
Represents: single accumulation pension fund
Where the form is represented: National Bank of the Republic of Kazakhstan
Representation term - monthly no later than the 20th following month under report
Form
(in tenge)
|
No. of payment order |
Indicator |
date, month, year |
… |
… |
date, month, year |
|
1. |
2. |
3. |
… |
… |
… |
|
1. |
Remaining balance on investment accounts for the beginning of day, including: |
|
|
|
|
|
1.1 |
in tenge |
|
|
|
|
|
1.2 |
in foreign currencies |
|
|
|
|
|
2. |
Arrived money for investment accounts for the end of day, including: |
|
|
|
|
|
2.1 |
in tenge |
|
|
|
|
|
2.2 |
in foreign currencies |
|
|
|
|
|
3. |
Was disposed money from investment accounts for the end of day, including: |
|
|
|
|
|
3.1 |
in tenge |
|
|
|
|
|
3.2 |
in foreign currencies |
|
|
|
|
|
4. |
Remaining balance on investment accounts for the end of day ((1)+(2)-(3)), including: |
|
|
|
|
|
4.1 |
in tenge |
|
|
|
|
|
4.2 |
in foreign currencies |
|
|
|
|
|
5 |
The amount of the assets which are in external management for the end of day including: |
|
|
|
|
|
5.1 |
in tenge |
|
|
|
|
|
5.2 |
in foreign currencies |
|
|
|
|
|
6. |
The cost of other assets for the beginning of day, including: |
|
|
|
|
|
6.1 |
in tenge |
|
|
|
|
|
6.2 |
in foreign currencies |
|
|
|
|
|
7. |
The cost of other assets for the end of day, including: |
|
|
|
|
|
7.1 |
in tenge |
|
|
|
|
|
7.2 |
in foreign currencies |
|
|
|
|
|
8. |
In total cost of financial investments for the beginning of day, including: |
|
|
|
|
|
8.1 |
derivative financial instruments |
|
|
|
|
|
9. |
Arrived financial instruments for the end of day |
|
|
|
|
|
10. |
Was disposed financial instruments for the end of day |
|
|
|
|
|
11. |
In total cost of financial investments for the end of day ((8)+(9) - (10)+(12)-(12.4.1)), including: |
|
|
|
|
|
11.1 |
derivative financial instruments |
|
|
|
|
|
12. |
The added investment revenue (expense) for the end of day, including |
|
|
|
|
|
12.1 |
Income (expenses) connected with receipt of remuneration on financial instruments |
|
|
|
|
|
12.2 |
Income (expenses) from change in value of the securities estimated at fair value |
|
|
|
|
|
12.3 |
Income (expenses) from change in value of other assets |
|
|
|
|
|
12.4 |
Income (expenses) from revaluation of foreign currency, including: |
|
|
|
|
|
12.4.1 |
Income (expenses) from revaluation of money on the investment account and other assets |
|
|
|
|
|
12.4.2 |
Income (expenses) from revaluation of financial investments |
|
|
|
|
|
12.5 |
Income (expenses) connected with recovery (forming) of reserves (provisions) on covering of possible losses from impairment of securities |
|
|
|
|
|
12.6 |
Other incomes (expenses) |
|
|
|
|
|
13. |
Total current value of pension assets for the end of day ((4)+(5)+(7)+(11)) |
|
|
|
|
|
14. |
Commission fee from pension assets for the end of day, including: |
|
|
|
|
|
14.1 |
added |
|
|
|
|
|
14.2 |
paid |
|
|
|
|
|
15. |
Remaining balance of debt on commission fee from pension assets |
|
|
|
|
|
16. |
Commission fee from investment revenue for the end of day, including: |
|
|
|
|
|
16.1 |
added |
|
|
|
|
|
16.2 |
paid |
|
|
|
|
|
17. |
Remaining balance of debt on commission fee from investment revenue |
|
|
|
|
|
18. |
The pension liabilities added by the single accumulation pension fund relating to pension assets for the end of day, including: |
|
|
|
|
|
18.1 |
the wrong (incorrectly credited) amount |
|
|
|
|
|
18.2 |
payments and transfers |
|
|
|
|
|
18.3 |
others |
|
|
|
|
|
19. |
The pension liabilities fulfilled by the single accumulation pension fund relating to pension assets for the end of day: |
|
|
|
|
|
19.1 |
the wrong (incorrectly credited) amount from the investment account |
|
|
|
|
|
19.2 |
payments and transfers |
|
|
|
|
|
19.3 |
others |
|
|
|
|
|
20. |
Remaining balance of pension liabilities of the single accumulation pension fund for the end of day |
|
|
|
|
|
21. |
Total obligations on pension assets for the end of day ((15)+(17)+(20)): |
|
|
|
|
|
22. |
Total the cost of "net" pension assets for the end of day ((13)-(21)) |
|
|
|
|
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The document ceased to be valid since October 31, 2017 according to Item 3 of the Resolution of Board of National Bank of the Republic of Kazakhstan of August 28, 2017 No. 167