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Ministry of Justice of Ukraine

August 30, 2013 

No. 1498/24030

DECISION OF THE NATIONAL COMMISSION ON SECURITIES AND STOCK MARKET OF UKRAINE

of August 6, 2013 No. 1410

About approval of Requirements to the depositary contract between depository institution and Central Securities Depository

(as amended on 31-03-2020)

According to the Law of Ukraine "About state regulation of the security market in Ukraine", part seven of article 5 of the Law of Ukraine "About depositary system of Ukraine" and for the purpose of protection of the rights of stock market participants and observance by them of requirements of acts of the legislation, the National commission on securities and the stock market RESHILA:

1. Approve Requirements to the depositary contract between depository institution and Central Securities Depository (further - Requirements) which are attached.

2. To Central Securities Depository within year from the date of the introduction in operation of the Law of Ukraine "About depositary system of Ukraine" to perform actions concerning reduction of the depositary agreements signed with keepers of securities before entry into force of this Law in compliance with Requirements (except the case provided by the offer the second this Item). For implementation of payment under transactions concerning securities "delivery of securities against payment" according to requirements of the Law of Ukraine "About depositary system of Ukraine" the depositary agreements signed before entry into force of this decision shall be brought with respect for the principle into accord with Requirements before day of entry into force of this Law.

3. To provide to department of regulation of depository and settlement and clearing activity (I. Kurochkin) submission of this decision on state registration in the Ministry of Justice of Ukraine.

4. To provide to management of information technologies, external and internal communications (A.Zaik):

publication of this decision in the official printing publication of the National commission on securities and the stock market;

promulgation of this decision on the official site of the National commission on securities and the stock market.

5. This decision becomes effective from the date of its official publication.

6. Control over the implementation of this decision to assign to the member of the commission O. Tarasenko.

Commission chairman  

D. Tevelev

Approved by the Decision of the National commission on securities and the stock market of Ukraine of August 6, 2013 No. 1410

Requirements to the depositary contract between depository institution and Central Securities Depository

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